13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,844 holding rows worth $252,020,047,000.
- Accession
- 0001567619-20-015317
- Filer
- CIK 1000275
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 24,698 entries on the cover page, a total value of $252,020,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,020,047,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 136,064 | $2,300,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 70,596 | $2,293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 40,815 | $2,288,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 92,454 | $2,287,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 239,960 | $2,279,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 31,366 | $2,275,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 62,200 | $2,272,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 40,000 | $2,271,000 | thousands by filing date | put |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 145,544 | $2,269,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 13,645 | $2,267,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 39,900 | $2,265,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 216,791 | $2,265,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 84,410 | $2,261,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 117,614 | $2,260,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 27,790 | $2,257,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 95,916 | $2,254,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 76,914 | $2,253,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 63,700 | $2,251,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 75,634 | $2,248,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 40,297 | $2,243,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 104,416 | $2,241,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 70,590 | $2,239,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 46,506 | $2,238,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 280,861 | $2,238,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 169,148 | $2,228,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 177,721 | $2,226,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 77,753 | $2,225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 135,273 | $2,221,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 2,550,000 | $2,216,000 | thousands by filing date | principal |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 85,326 | $2,213,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 60,000 | $2,207,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 60,000 | $2,207,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 228,342 | $2,206,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,706 | $2,205,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 108,645 | $2,203,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 57,383 | $2,202,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,198,000 | thousands by filing date | put |
| SYNEOS HEALTH INC | 87166B102 | CL A | 37,713 | $2,197,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 70,529 | $2,193,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 12,000 | $2,186,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 30,000 | $2,183,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 30,000 | $2,183,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 119,824 | $2,182,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 192,842 | $2,181,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 78,991 | $2,174,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 33,033 | $2,170,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 57,807 | $2,169,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 19,445 | $2,162,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 47,523 | $2,162,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 40,255 | $2,156,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 102,000 | $2,152,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 79,994 | $2,146,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 137,811 | $2,143,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 47,614 | $2,142,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 22,358 | $2,142,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 31,700 | $2,141,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 20,480 | $2,138,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 48,473 | $2,136,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 45,492 | $2,134,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 194,152 | $2,132,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 86,231 | $2,131,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 17,339 | $2,115,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 26,500 | $2,111,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 47,207 | $2,110,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 20,511 | $2,109,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 163,784 | $2,108,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 69,515 | $2,103,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,310,000 | $2,103,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 68,273 | $2,102,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 36,761 | $2,098,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 290,500 | $2,097,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 49,984 | $2,096,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 147,939 | $2,094,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 64,220 | $2,092,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 45,000 | $2,084,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 87,444 | $2,083,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 48,191 | $2,081,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 40,327 | $2,081,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 252,046 | $2,075,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 346,815 | $2,074,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 165,320 | $2,073,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 74,321 | $2,072,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 62,220 | $2,070,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 139,369 | $2,068,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 133,745 | $2,067,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 212,428 | $2,063,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 184,016 | $2,061,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 26,325 | $2,053,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 74,056 | $2,053,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 282,595 | $2,049,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 259,083 | $2,047,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 99,534 | $2,042,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 13,074 | $2,040,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 57,239 | $2,037,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 147,920 | $2,033,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 55,622 | $2,029,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 102,200 | $2,027,000 | thousands by filing date | call |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 844,539 | $2,026,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 84,845 | $2,025,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 51,829 | $2,024,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 63,000 | $2,022,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 206,451 | $2,021,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 98,543 | $2,014,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 75,000 | $2,011,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 26,093 | $2,010,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 56,743 | $2,010,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 66,433 | $2,004,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 64,263 | $2,002,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,000 | $2,001,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 40,000 | $2,001,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 40,000 | $2,001,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 276,600 | $1,997,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 29,423 | $1,995,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 66,979 | $1,991,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50,000 | $1,985,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 16,383 | $1,983,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 29,000 | $1,983,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 166,358 | $1,983,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 67,879 | $1,983,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 71,251 | $1,982,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 86,405 | $1,982,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 416,020 | $1,980,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 252,098 | $1,979,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 39,215 | $1,979,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 88,323 | $1,977,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 78,292 | $1,976,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,000 | $1,972,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 141,065 | $1,972,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 41,747 | $1,969,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,074,800 | $1,967,000 | thousands by filing date | put |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 69,920 | $1,967,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 33,047 | $1,965,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 40,258 | $1,964,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 180,088 | $1,961,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 107,134 | $1,956,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 271,234 | $1,953,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 51,980 | $1,953,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 220,731 | $1,950,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $1,948,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 278,437 | $1,945,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 150,905 | $1,937,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 303,396 | $1,936,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 61,613 | $1,930,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 39,092 | $1,927,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 121,212 | $1,927,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 65,086 | $1,926,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 143,053 | $1,925,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 15,685 | $1,925,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 25,000 | $1,924,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 151,201 | $1,924,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 77,086 | $1,910,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 37,381 | $1,908,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 311,496 | $1,906,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 93,408 | $1,905,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 34,202 | $1,904,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 50,000 | $1,904,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 155,509 | $1,904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 79,711 | $1,901,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 71,948 | $1,899,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 286,986 | $1,898,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 198,877 | $1,898,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 38,567 | $1,896,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 20,337 | $1,895,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 48,573 | $1,892,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 107,819 | $1,891,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 74,167 | $1,891,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 103,642 | $1,890,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 96,563 | $1,888,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 184,189 | $1,886,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 60,014 | $1,883,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 49,920 | $1,883,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 45,967 | $1,879,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 142,481 | $1,879,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 243,225 | $1,878,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 39,786 | $1,874,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 25,613 | $1,871,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 52,726 | $1,871,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 58,805 | $1,870,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 104,538 | $1,869,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 153,998 | $1,866,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 258,901 | $1,863,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 44,970 | $1,862,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 209,639 | $1,857,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 199,283 | $1,852,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 10,432 | $1,850,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 26,307 | $1,848,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 37,008 | $1,845,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 25,000 | $1,840,000 | thousands by filing date | call |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 110,821 | $1,831,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 206,728 | $1,828,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 50,372 | $1,827,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 25,695 | $1,824,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 103,073 | $1,824,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 28,815 | $1,821,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 53,453 | $1,817,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 118,203 | $1,817,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 15,215 | $1,817,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 213,495 | $1,813,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 28,004 | $1,807,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 649,744 | $1,807,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 37,260 | $1,806,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 461,341 | $1,804,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 58,943 | $1,800,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 120,000 | $1,796,000 | thousands by filing date | put |
| ISHARES | 46435U432 | EXCHANGE TRADED | 64,371 | $1,795,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 77,351 | $1,794,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 49,246 | $1,792,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 51,932 | $1,792,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 94,000 | $1,788,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 70,284 | $1,787,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 29,221 | $1,782,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 55,500 | $1,782,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 76,514 | $1,779,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 37,262 | $1,777,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 59,738 | $1,774,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 110,651 | $1,771,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 46,021 | $1,770,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 173,108 | $1,765,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 93,141 | $1,764,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 144,925 | $1,763,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 131,106 | $1,763,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 71,320 | $1,762,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 15,200 | $1,761,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 77,030 | $1,761,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 349,939 | $1,760,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 122,966 | $1,757,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 82,731 | $1,757,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 107,620 | $1,756,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,500 | $1,753,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 17,465 | $1,753,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 174,400 | $1,752,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 38,436 | $1,749,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 9,761 | $1,747,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 126,665 | $1,743,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 74,208 | $1,741,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 158,684 | $1,739,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 32,406 | $1,739,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 68,185 | $1,738,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 77,361 | $1,736,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 46,558 | $1,734,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 78,030 | $1,732,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 26,000 | $1,732,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 34,977 | $1,732,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 56,420 | $1,731,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,600,000 | $1,725,000 | thousands by filing date | principal |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 54,431 | $1,720,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 163,218 | $1,719,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 670,567 | $1,716,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 135,663 | $1,716,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 131,000 | $1,712,000 | thousands by filing date | put |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 166,550 | $1,707,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 55,169 | $1,706,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 30,109 | $1,702,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 43,844 | $1,699,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 61,522 | $1,699,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,900 | $1,698,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 47,125 | $1,698,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 160,000 | $1,696,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 113,460 | $1,694,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 23,991 | $1,694,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 89,009 | $1,692,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 135,212 | $1,692,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 19,148 | $1,692,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 39,781 | $1,690,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 80,553 | $1,690,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 14,071 | $1,688,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 62,370 | $1,687,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 150,273 | $1,686,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 24,800 | $1,675,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 125,917 | $1,672,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 30,288 | $1,667,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 54,182 | $1,665,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 17,081 | $1,665,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 156,836 | $1,662,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 478,660 | $1,661,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 31,003 | $1,659,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 169,130 | $1,659,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 23,541 | $1,659,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 159,100 | $1,658,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 283,905 | $1,658,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 45,368 | $1,653,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 97,900 | $1,651,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 39,678 | $1,651,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 64,921 | $1,647,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 153,095 | $1,646,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 107,881 | $1,645,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 74,696 | $1,643,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 149,507 | $1,641,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 39,000 | $1,638,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 39,000 | $1,638,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 25,126 | $1,637,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 41,000 | $1,636,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 39,553 | $1,636,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 99,500 | $1,634,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 224,661 | $1,633,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 153,096 | $1,631,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,625,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 76,255 | $1,622,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 38,000 | $1,618,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 67,083 | $1,614,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 49,421 | $1,611,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 286,025 | $1,611,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 260,981 | $1,610,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 58,042 | $1,606,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 156,105 | $1,604,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 25,586 | $1,602,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 48,609 | $1,597,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 661,863 | $1,595,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 150,758 | $1,591,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 64,467 | $1,588,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 56,382 | $1,587,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 57,463 | $1,585,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 24,489 | $1,581,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 21,291 | $1,578,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 56,901 | $1,577,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 116,865 | $1,577,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 57,464 | $1,575,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,500 | $1,575,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 101,396 | $1,573,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 34,244 | $1,572,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 122,552 | $1,571,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 57,701 | $1,568,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 97,137 | $1,557,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 144,546 | $1,555,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 43,470 | $1,555,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 10,615 | $1,552,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 68,293 | $1,549,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 10,000 | $1,549,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 656,500 | $1,549,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 62,900 | $1,548,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 58,978 | $1,544,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 57,388 | $1,543,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 70,526 | $1,542,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 118,186 | $1,536,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 48,649 | $1,535,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 87,035 | $1,533,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 154,535 | $1,529,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 99,410 | $1,526,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 105,826 | $1,526,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 335,133 | $1,521,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 225,170 | $1,520,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 40,021 | $1,511,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 16,392 | $1,507,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 36,361 | $1,506,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 25,000 | $1,505,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 3,300 | $1,502,000 | thousands by filing date | call |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 64,811 | $1,502,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 148,500 | $1,500,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 82,158 | $1,499,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 149,176 | $1,499,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 30,938 | $1,496,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 50,200 | $1,495,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 58,833 | $1,494,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 20,371 | $1,489,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,000 | $1,487,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 51,562 | $1,482,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 154,356 | $1,477,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 462,173 | $1,474,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 63,772 | $1,474,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 159,141 | $1,470,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 659,000 | $1,469,000 | thousands by filing date | principal |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 84,200 | $1,468,000 | thousands by filing date | put |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,469,000 | $1,467,000 | thousands by filing date | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 37,803 | $1,465,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 16,468 | $1,458,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 42,125 | $1,456,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 375,058 | $1,456,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 19,059 | $1,455,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 127,605 | $1,454,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 20,556 | $1,451,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 26,119 | $1,451,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 52,864 | $1,449,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 28,485 | $1,448,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 11,391 | $1,448,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 47,446 | $1,448,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 40,639 | $1,445,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 61,742 | $1,444,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 63,563 | $1,444,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 112,955 | $1,443,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,000 | $1,442,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 205,514 | $1,438,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 168,886 | $1,438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 43,548 | $1,436,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 94,565 | $1,435,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 53,745 | $1,433,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 56,427 | $1,429,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 24,817 | $1,428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 31,025 | $1,427,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,010,800 | $1,425,000 | thousands by filing date | put |
| TRANSUNION COM | 89400J107 | Stock | 16,319 | $1,421,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 54,173 | $1,421,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 100,552 | $1,416,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 43,328 | $1,414,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 64,251 | $1,414,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 58,023 | $1,412,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 108,894 | $1,412,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,131 | $1,411,000 | thousands by filing date | principal |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 66,714 | $1,410,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 25,635 | $1,410,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 34,614 | $1,409,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 116,922 | $1,407,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 123,400 | $1,406,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 125,697 | $1,406,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 26,848 | $1,401,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 137,662 | $1,400,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 11,573 | $1,398,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 26,374 | $1,389,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 234,257 | $1,387,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 139,048 | $1,386,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 57,182 | $1,385,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 142,762 | $1,380,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 98,558 | $1,374,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 16,713 | $1,373,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 83,084 | $1,370,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 23,519 | $1,369,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 144,595 | $1,369,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 53,142 | $1,368,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 137,297 | $1,362,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 27,624 | $1,360,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 47,036 | $1,357,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,838 | $1,356,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 59,431 | $1,354,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 314,967 | $1,352,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 90,626 | $1,347,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 76,900 | $1,344,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 37,713 | $1,343,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 96,596 | $1,343,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 130,860 | $1,339,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 215,857 | $1,338,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 25,184 | $1,337,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 89,035 | $1,337,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 25,603 | $1,337,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 102,605 | $1,336,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 50,578 | $1,336,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 56,554 | $1,334,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 14,000 | $1,333,000 | thousands by filing date | call |
| UFP INDUSTRIES INC | 90278Q108 | COM | 26,871 | $1,331,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 258,182 | $1,326,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 62,340 | $1,325,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 39,430 | $1,325,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 106,611 | $1,323,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 97,866 | $1,322,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 274,152 | $1,321,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 142,431 | $1,321,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 159,970 | $1,321,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 52,000 | $1,320,000 | thousands by filing date | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 26,837 | $1,319,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 51,733 | $1,317,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 78,194 | $1,317,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 37,069 | $1,316,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 105,600 | $1,312,000 | thousands by filing date | call |
| BANCROFT FUND LIMITED | 059695106 | COM | 54,962 | $1,310,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,566 | $1,308,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 126,120 | $1,307,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 34,235 | $1,304,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 40,255 | $1,304,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 46,327 | $1,301,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 47,563 | $1,300,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 49,499 | $1,297,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 13,000 | $1,297,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 71,484 | $1,297,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 49,522 | $1,295,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 60,475 | $1,294,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 86,283 | $1,293,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 110,472 | $1,293,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 47,659 | $1,292,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 44,270 | $1,290,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 54,170 | $1,288,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 230,064 | $1,284,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 149,505 | $1,280,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 860,000 | $1,278,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 40,459 | $1,277,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 33,244 | $1,275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 28,837 | $1,275,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 456,602 | $1,270,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 28,500 | $1,269,000 | thousands by filing date | put |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 24,670 | $1,267,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 91,169 | $1,266,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 39,728 | $1,266,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 40,523 | $1,265,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 103,054 | $1,264,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 6,901 | $1,262,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 18,505 | $1,261,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 39,933 | $1,256,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 50,017 | $1,255,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 71,605 | $1,255,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 31,505 | $1,252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 23,374 | $1,252,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 14,899 | $1,251,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,215 | $1,248,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 98,073 | $1,248,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 68,773 | $1,244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 46,154 | $1,243,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 33,749 | $1,242,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 101,877 | $1,241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 12,920 | $1,240,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 11,295 | $1,240,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 18,427 | $1,238,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 66,533 | $1,236,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 123,400 | $1,234,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015317 | this filing | 2020-08-14 | acceptance time not in the bulk data set |