13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,844 holding rows worth $252,020,047,000.
- Accession
- 0001567619-20-015317
- Filer
- CIK 1000275
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 24,698 entries on the cover page, a total value of $252,020,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,020,047,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $6,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 5,370 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 508 | $6,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 1,461 | $6,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 2,975 | $6,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3,136 | $6,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 377 | $6,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,047 | $6,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,350 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 427 | $6,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 725 | $6,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 3,415 | $6,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 757 | $6,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 6,974 | $6,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,300 | $6,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,000 | $6,000 | thousands by filing date | principal |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 1,632 | $6,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,393 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,811 | $5,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 216 | $5,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,615 | $5,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 21 | $5,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,010 | $5,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 181 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,202 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 428 | $5,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 201 | $5,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 653 | $5,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 281 | $5,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 2,630 | $5,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 117 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $5,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 169 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 183 | $5,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 147 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 311 | $5,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 325 | $5,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 188 | $5,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 485 | $5,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 689 | $5,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 200 | $5,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 600 | $5,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $5,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 357 | $5,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 529 | $5,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 319 | $5,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 220 | $5,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 5,682 | $5,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,864 | $5,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,246 | $5,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 4,000 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 4,000 | $5,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 1,320 | $5,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 437 | $5,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 235 | $5,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 300 | $5,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,324 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,020 | $5,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 600 | $5,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1,253 | $5,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 505 | $5,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,590 | $5,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,714 | $5,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 2,033 | $5,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 3,870 | $5,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 581 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 7,188 | $5,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,231 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 272 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $5,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,000 | $5,000 | thousands by filing date | principal |
| SCORPIO BULKERS INC | Y7546A130 | COM | 350 | $5,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 8,200 | $5,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 6,440 | $5,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 24,209 | $5,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 2,500 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 239 | $5,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 947 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 331 | $4,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 259 | $4,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 100 | $4,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 380 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 162 | $4,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,171 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 128 | $4,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,261 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 7,126 | $4,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,545 | $4,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 3,356 | $4,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 148 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 135 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $4,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 2,020 | $4,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 727 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 196 | $4,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 491 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,069 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,186 | $4,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 407 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 197 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 131 | $4,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 300 | $4,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 590 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 148 | $4,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 127 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,134 | $4,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 3,608 | $4,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 12 | $4,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 759 | $4,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,111 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 136 | $4,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 500 | $4,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 285 | $4,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 246 | $4,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 262 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 7,174 | $4,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 1,308 | $4,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 4,023 | $4,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 12,265 | $4,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $4,000 | thousands by filing date | principal |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 1,875 | $4,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 961 | $4,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 800 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 94 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 85 | $4,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 3,475 | $4,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 340 | $4,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 4,334 | $4,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,800 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,526 | $4,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,480 | $4,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 148 | $4,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 12,388 | $4,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 164 | $4,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 406 | $4,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 2,843 | $4,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 700 | $4,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 300 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 500 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 6,471 | $4,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000 | $4,000 | thousands by filing date | principal |
| PFENEX INC | 717071104 | COM | 443 | $4,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 9,522 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $4,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,000 | $4,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 33 | $4,000 | thousands by filing date | principal |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,000 | $4,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 500 | $4,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 2,000 | $4,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 211 | $4,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 205 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 96 | $3,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 86 | $3,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 272 | $3,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 89 | $3,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 57 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 272 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,233 | $3,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,305 | $3,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 575 | $3,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,139 | $3,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 925 | $3,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 4,444 | $3,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 671 | $3,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 100 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 352 | $3,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,292 | $3,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 802 | $3,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 999 | $3,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,360 | $3,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 781 | $3,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 277 | $3,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 332 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 190 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 107 | $3,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| NEURONETICS INC | 64131A105 | COM | 1,345 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 120 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 312 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 144 | $3,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 618 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 192 | $3,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 100 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $3,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 143 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,036 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 259 | $3,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,000 | $3,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 519 | $3,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 185 | $3,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 186 | $3,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 287 | $3,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 112 | $3,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 600 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $3,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 142 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 872 | $3,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,224 | $3,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,315 | $3,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 135 | $3,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,497 | $3,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 142 | $3,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 2,522 | $3,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 769 | $3,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,318 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $3,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 4,154 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,000 | $3,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 3,000 | $3,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,000 | $3,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,000 | $3,000 | thousands by filing date | principal |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 456 | $3,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 2,383 | $3,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 177 | $3,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,246 | $3,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 990 | $3,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 714 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 180 | $3,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 2,684 | $3,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,508 | $3,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 991 | $3,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 3,000 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 100 | $3,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,330 | $3,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 6,461 | $3,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,661 | $3,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 3,146 | $3,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 3,455 | $3,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 16,237 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| CIIG MERGER CORP | 12559C103 | COM CL A | 311 | $3,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,931 | $3,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 285 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $3,000 | thousands by filing date | principal |
| GWG HLDGS INC | 36192A109 | COM | 349 | $3,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 5,500 | $3,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 252 | $3,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 300 | $3,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 3,000 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 115 | $3,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 2,368 | $3,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 2,516 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 3,000 | $3,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,100 | $3,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 269 | $3,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 330 | $3,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 292 | $3,000 | thousands by filing date | |
| CANCER GENETICS INC | 13739U203 | COM NEW | 924 | $3,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 278 | $3,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M205 | UNIT 03/19/2025 | 294 | $3,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 69 | $2,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 422 | $2,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 28 | $2,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 382 | $2,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 295 | $2,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 81 | $2,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 225 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 705 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 100 | $2,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 500 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 99 | $2,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 527 | $2,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 179 | $2,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 449 | $2,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 292 | $2,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 157 | $2,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 219 | $2,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 284 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 603 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 169 | $2,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 610 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 366 | $2,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,216 | $2,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 100 | $2,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 44 | $2,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,000 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 23 | $2,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 350 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $2,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 132 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 100 | $2,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 396 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 900 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 335 | $2,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,000 | $2,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,289 | $2,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 150 | $2,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 35 | $2,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 300 | $2,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,164 | $2,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 1,000 | $2,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 153 | $2,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 898 | $2,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,407 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 816 | $2,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 400 | $2,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,969 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 614 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 66 | $2,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 238 | $2,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 234 | $2,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 501 | $2,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 246 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,025 | $2,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 124 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,736 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 400 | $2,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 2,131 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,590 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 608 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,623 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,325 | $2,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 173 | $2,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 120 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 19 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 274 | $2,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 100 | $2,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 3,521 | $2,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 2,620 | $2,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,879 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 914 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| POLAR PWR INC | 73102V105 | COM | 359 | $2,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 832 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,097 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,500 | $2,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 1,313 | $2,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 5,618 | $2,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 759 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 2,616 | $2,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $2,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 772 | $2,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 400 | $2,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 1,768 | $2,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 31 | $2,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 197 | $2,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,120 | $2,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 809 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,205 | $2,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 222 | $2,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 55 | $2,000 | thousands by filing date | principal |
| LINE CORP | 53567X101 | SPONSORED ADR | 41 | $2,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 881 | $2,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 3,956 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 167 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 100 | $2,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 1,540 | $2,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 150 | $2,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 5,780 | $2,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 3,244 | $2,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 222 | $2,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 149 | $2,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 156 | $2,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 4,031 | $2,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F302 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G200 | ULSHRT SEMIC NEW | 250 | $2,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 52 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 80 | $1,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 64 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,000 | $1,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 42 | $1,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 21 | $1,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 25 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 85 | $1,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 54 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 270 | $1,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 77 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,308 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 117 | $1,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 42 | $1,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 60 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 27 | $1,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 101 | $1,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 43 | $1,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 101 | $1,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 58 | $1,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 102 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 243 | $1,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 41 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,913 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 211 | $1,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 72 | $1,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 50 | $1,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 17 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 137 | $1,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 46 | $1,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 21 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20 | $1,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 49 | $1,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 113 | $1,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 137 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 122 | $1,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,137 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 132 | $1,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 543 | $1,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 149 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 126 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 954 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 254 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 21 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 101 | $1,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 143 | $1,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 100 | $1,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 214 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $1,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 23 | $1,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 303 | $1,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 117 | $1,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 320 | $1,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 28 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 702 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 56 | $1,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 123 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 521 | $1,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 27 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 39 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 197 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $1,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 107 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 141 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 362 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 7 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 236 | $1,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 332 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 96 | $1,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 28 | $1,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 124 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 211 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 150 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 570 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 500 | $1,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 20 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,175 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 629 | $1,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,000 | $1,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 41 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 703 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 1,608 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 993 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 10 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 307 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 541 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 978 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,000 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 319 | $1,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 127 | $1,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 607 | $1,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 3,233 | $1,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 27 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 495 | $1,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 263 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,080 | $1,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 830 | $1,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 561 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 283 | $1,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 127 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 300 | $1,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 43 | $1,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 66 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,201 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 50 | $1,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 200 | $1,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 886 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 449 | $1,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 271 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 526 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 3,074 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 136 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 504 | $1,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 148 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 453 | $1,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 743 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,189 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 26 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015317 | this filing | 2020-08-14 | acceptance time not in the bulk data set |