13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 4,133 holding rows worth $137,910,829,000.
- Accession
- 0001567619-20-003053
- Filer
- CIK 824468
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,081 entries on the cover page, a total value of $137,910,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $137,910,829,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DESPEGAR COM CORP | G27358103 | ORD SHS | 41,178 | $555,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 84,968 | $553,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 41,498 | $553,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 34,504 | $552,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 37,682 | $551,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 813,500 | $551,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 19,572 | $550,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,346 | $549,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 14,554 | $547,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 25,000 | $545,000 | thousands by filing date | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 30,416 | $544,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 58,606 | $544,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 24,555 | $544,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,918 | $544,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 58,652 | $544,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 32,575 | $543,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,577 | $543,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 132,513 | $541,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 37,003 | $538,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 10,495 | $537,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 51,099 | $535,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 5,355 | $534,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 13,834 | $533,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 16,152 | $533,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 46,546 | $533,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 6,083 | $532,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 31,291 | $531,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 13,000 | $530,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 35,000 | $529,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 43,856 | $528,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,100,000 | $528,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 113,646 | $528,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 67,843 | $527,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 77,515 | $526,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 249,628 | $524,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 20,432 | $523,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 33,388 | $522,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 25,462 | $522,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,258 | $522,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 19,600 | $521,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 50,000 | $521,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 14,992 | $520,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,000 | $519,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 21,500 | $518,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 83,157 | $518,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,372 | $517,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 24,060 | $517,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,749 | $517,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 81,927 | $514,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 23,816 | $514,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 30,311 | $513,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 82,123 | $513,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 47,270 | $512,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 23,602 | $511,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 31,269 | $511,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 142,486 | $510,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 93,171 | $510,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 12,358 | $509,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 29,238 | $508,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 362,493 | $508,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 50,000 | $508,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 15,462 | $507,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 19,762 | $507,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 12,787 | $506,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 13,376 | $506,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 34,500 | $504,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,743 | $503,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 24,107 | $503,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 57,834 | $502,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 66,500 | $499,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 7,621 | $499,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 16,840 | $499,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 400,000 | $499,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 36,585 | $498,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 23,576 | $497,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 50,000 | $497,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,701 | $495,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 36,500 | $494,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 54,400 | $494,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 29,805 | $494,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 29,217 | $493,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 17,883 | $493,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 24,530 | $491,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 120,482 | $491,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 60,000 | $490,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,300 | $490,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 31,155 | $488,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 87,487 | $487,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 523,028 | $487,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 10,000 | $487,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 37,012 | $485,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 24,381 | $484,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 19,291 | $484,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 126,609 | $480,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 16,274 | $479,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,267 | $479,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 48,679 | $477,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 12,776 | $476,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 29,817 | $476,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,000 | $474,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 43,565 | $474,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,814 | $474,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 42,579 | $473,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $473,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 53,527 | $468,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 11,405 | $465,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 24,083 | $465,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 319,728 | $463,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 95,159 | $463,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 14,321 | $461,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,028 | $461,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 53,104 | $461,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 14,867 | $461,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 11,001 | $459,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 38,709 | $459,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 135,979 | $459,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 38,596 | $457,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 300,000 | $456,000 | thousands by filing date | principal |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 45,326 | $455,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 111,441 | $455,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,309 | $454,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 12,679 | $454,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 23,849 | $453,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,764 | $450,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 12,488 | $449,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 23,600 | $449,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 18,789 | $448,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 20,576 | $447,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 19,499 | $447,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 27,226 | $446,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,560 | $446,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 24,018 | $446,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 500,000 | $446,000 | thousands by filing date | principal |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 57,702 | $445,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 22,461 | $444,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 45,361 | $444,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 11,843 | $443,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 21,783 | $443,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 91,425 | $441,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 15,975 | $440,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 10,423 | $440,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,386 | $440,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 25,884 | $438,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 11,500 | $438,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17,100 | $436,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 10,958 | $436,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 400,000 | $435,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 300,000 | $435,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 27,429 | $434,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 26,892 | $433,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 7,303 | $431,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 36,385 | $430,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 400,000 | $430,000 | thousands by filing date | principal |
| HACKETT GROUP INC | 404609109 | COM | 26,487 | $427,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 23,747 | $425,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 49,723 | $421,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 15,152 | $420,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 19,800 | $418,000 | thousands by filing date | call |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 53,474 | $418,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 167,060 | $418,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 87,533 | $415,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 62,234 | $415,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,342 | $414,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 23,576 | $414,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 12,361 | $414,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 10,792 | $414,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,844 | $412,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,168 | $411,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 56,622 | $411,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 11,472 | $411,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,963 | $410,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 67,658 | $410,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,400 | $409,000 | thousands by filing date | put |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 300,000 | $409,000 | thousands by filing date | principal |
| VERSO CORP | 92531L207 | CL A | 22,503 | $406,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 145,210 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,673 | $403,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 29,765 | $402,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 17,882 | $402,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 28,120 | $400,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,408 | $399,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 14,725 | $397,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 12,030 | $397,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 23,422 | $397,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 15,757 | $396,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 51,298 | $395,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 32,535 | $395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,110 | $393,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 12,629 | $393,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,690 | $392,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $391,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 28,700 | $390,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,679 | $389,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 97,328 | $389,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,269 | $389,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 12,686 | $388,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 56,476 | $388,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 8,612 | $387,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 60,000 | $386,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 45,787 | $385,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 10,330 | $383,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,316 | $383,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 19,906 | $382,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 200,000 | $381,000 | thousands by filing date | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 12,232 | $380,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 19,687 | $379,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 30,585 | $379,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 46,724 | $379,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 22,137 | $378,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 21,640 | $378,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 79,304 | $378,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,545 | $376,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,200 | $375,000 | thousands by filing date | call |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 22,275 | $375,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 112,005 | $375,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 45,834 | $374,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 28,892 | $373,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 450,000 | $372,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 29,974 | $371,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 133,111 | $371,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 22,675 | $370,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 38,000 | $370,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 7,308 | $369,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 21,223 | $369,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 34,603 | $368,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 14,509 | $367,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 13,790 | $367,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 21,680 | $365,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,234 | $365,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 17,667 | $365,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 324,600 | $364,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 24,832 | $363,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 14,629 | $363,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 14,383 | $363,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 27,432 | $362,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,264 | $362,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 26,188 | $361,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 322,450 | $361,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 74,128 | $360,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 9,473 | $358,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,790 | $358,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 20,827 | $358,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,530 | $357,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 22,625 | $357,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 14,203 | $356,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 64,764 | $356,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 500,000 | $355,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 15,621 | $354,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 35,591 | $353,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 18,117 | $351,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 71,944 | $348,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,211 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 16,325 | $348,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 43,527 | $348,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $348,000 | thousands by filing date | principal |
| PAGERDUTY INC COM | 69553P100 | Stock | 14,844 | $347,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 17,147 | $347,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 15,152 | $347,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 17,709 | $346,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,452 | $345,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 55,250 | $345,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,426 | $343,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 23,564 | $342,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 14,853 | $342,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,500 | $342,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 35,856 | $341,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 18,500 | $340,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 63,637 | $339,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 92,870 | $338,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 25,063 | $337,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 34,031 | $337,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,349 | $336,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 15,000 | $336,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,075 | $334,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 138,095 | $334,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 64,204 | $333,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 17,394 | $331,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,683 | $331,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,944 | $330,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 101,737 | $330,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 20,668 | $330,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,531 | $329,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 62,692 | $328,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 45,527 | $327,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 63,075 | $327,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 17,783 | $327,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 67,500 | $326,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 10,444 | $326,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,032 | $326,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,256 | $324,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 17,494 | $324,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,650 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 6,388 | $320,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,579 | $319,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 11,189 | $318,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 49,666 | $318,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,510 | $317,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 29,226 | $317,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10,877 | $316,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 9,204 | $316,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,103 | $316,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 29,592 | $316,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,714 | $314,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 11,698 | $313,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 11,377 | $312,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,568 | $311,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 15,807 | $310,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 34,616 | $309,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 25,266 | $309,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 9,011 | $309,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 40,000 | $307,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 11,828 | $306,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 72,262 | $305,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,367 | $304,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,000 | $304,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 18,430 | $303,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 58,583 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 6,243 | $303,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 42,321 | $302,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 26,607 | $302,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 250,000 | $302,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 16,200 | $301,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 17,595 | $301,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 12,684 | $301,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 7,882 | $300,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,713 | $300,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 15,296 | $299,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 250,000 | $299,000 | thousands by filing date | principal |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 37,751 | $299,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 400,000 | $298,000 | thousands by filing date | principal |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,629 | $297,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 25,420 | $297,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,165 | $296,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 57,187 | $296,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 36,758 | $295,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 29,086 | $294,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 38,839 | $292,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 8,345 | $291,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 9,999 | $290,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 112,903 | $290,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 15,274 | $289,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,241 | $289,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 25,872 | $289,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 300,000 | $289,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 40,293 | $285,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,034 | $283,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $282,000 | thousands by filing date | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 16,384 | $281,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 13,700 | $280,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 104,450 | $277,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 23,803 | $277,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 13,720 | $277,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 13,048 | $275,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 12,279 | $275,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,331 | $274,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 74,297 | $274,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 73,369 | $274,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 16,314 | $273,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 39,089 | $272,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,942 | $272,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10,337 | $272,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $271,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 35,952 | $269,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,575 | $269,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 68,608 | $269,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 208,163 | $268,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 19,101 | $267,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 39,626 | $267,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,956 | $266,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 200,000 | $266,000 | thousands by filing date | principal |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,799 | $265,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,931 | $265,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 30,902 | $264,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,180 | $264,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $264,000 | thousands by filing date | principal |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 200,000 | $264,000 | thousands by filing date | principal |
| Viewra, Inc | 92672L107 | COM | 62,386 | $263,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 14,951 | $262,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 14,057 | $261,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,403 | $261,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,036 | $261,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,100 | $261,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,100 | $261,000 | thousands by filing date | call |
| ANTERIX INC | 03676C100 | COMMON STOCK | 6,034 | $261,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 251,256 | $261,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 258,000 | $260,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,820 | $259,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 25,000 | $258,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,665 | $257,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,663 | $257,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,268 | $256,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,775 | $256,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,839 | $256,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 9,380 | $255,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A128 | UNIT 99/99/9999 | 25,000 | $255,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $253,000 | thousands by filing date | call |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 11,150 | $253,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,200 | $253,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 40,552 | $253,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 140,000 | $253,000 | thousands by filing date | principal |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 8,244 | $252,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,664 | $251,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,279 | $251,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 16,202 | $251,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,842 | $249,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 28,239 | $249,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 12,623 | $248,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,241 | $248,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 5,621 | $247,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 16,366 | $246,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,500 | $245,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 31,071 | $244,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 13,043 | $244,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,728 | $243,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,100 | $242,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 4,761 | $242,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 16,278 | $242,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,487 | $241,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 8,439 | $241,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,244 | $240,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 12,949 | $239,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,022 | $239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,795 | $239,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 34,319 | $238,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,872 | $238,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 9,926 | $238,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 500,000 | $238,000 | thousands by filing date | principal |
| GREENSKY INC | 39572G100 | CL A | 26,582 | $237,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,519 | $236,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 38,861 | $236,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 5,009 | $233,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 55,336 | $233,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 300,000 | $233,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,414 | $231,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 10,675 | $230,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 7,922 | $230,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,163 | $228,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 23,367 | $228,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,628 | $227,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 11,035 | $227,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 37,404 | $226,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,080 | $225,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,750 | $224,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 28,621 | $224,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,680 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,392 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,753 | $221,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 8,313 | $221,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 41,500 | $221,000 | thousands by filing date | call |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 24,878 | $221,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,882 | $220,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 93,921 | $219,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,577 | $219,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 64,549 | $219,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,200 | $218,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6,477 | $218,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 130,905 | $218,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 21,740 | $218,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 65,440 | $216,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 17,600 | $215,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 29,140 | $214,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $214,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 66,334 | $214,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 21,758 | $213,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 8,500 | $213,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 168,619 | $213,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 18,822 | $211,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,346 | $210,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,919 | $210,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 22,645 | $210,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $210,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,752 | $209,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 32,386 | $207,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,379 | $206,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,237 | $205,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 20,759 | $204,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,793 | $204,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 18,471 | $204,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 26,970 | $203,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 26,202 | $203,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,077 | $203,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 11,857 | $203,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,156 | $202,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 157,632 | $202,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 8,794 | $202,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 17,180 | $202,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,802 | $201,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 4,514 | $200,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 12,424 | $199,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,468 | $199,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,500 | $196,000 | thousands by filing date | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 11,395 | $195,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 12,902 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $191,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 19,959 | $191,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 64,824 | $191,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 35,262 | $188,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,900 | $188,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 12,594 | $187,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 38,937 | $186,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003053 | this filing | 2020-02-12 | acceptance time not in the bulk data set |