13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 4,133 holding rows worth $137,910,829,000.
- Accession
- 0001567619-20-003053
- Filer
- CIK 824468
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,081 entries on the cover page, a total value of $137,910,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $137,910,829,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 52,524 | $2,273,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 563,757 | $2,272,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 60,573 | $2,269,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 162,085 | $2,267,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 39,325 | $2,267,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 57,800 | $2,267,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 67,414 | $2,259,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 284,923 | $2,256,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 41,700 | $2,251,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 87,103 | $2,250,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 32,601 | $2,245,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 56,963 | $2,242,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 33,600 | $2,241,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 108,245 | $2,237,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 53,800 | $2,234,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 41,002 | $2,234,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 780,284 | $2,231,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 83,236 | $2,229,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 66,057 | $2,229,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 24,422 | $2,229,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 69,008 | $2,226,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 246,517 | $2,226,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 55,455 | $2,220,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 67,063 | $2,212,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,517,000 | $2,212,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 109,585 | $2,209,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 64,357 | $2,204,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 20,500 | $2,204,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 25,000 | $2,195,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 38,437 | $2,194,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 52,448 | $2,190,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 104,944 | $2,188,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 113,861 | $2,183,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,639,000 | $2,182,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 86,228 | $2,178,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 95,765 | $2,177,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 102,855 | $2,176,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 64,288 | $2,172,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 60,980 | $2,161,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 15,504 | $2,156,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 92,373 | $2,152,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 78,674 | $2,152,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 100,000 | $2,151,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E380 | MSCI EMRG OVER | 40,100 | $2,150,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 165,177 | $2,144,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 62,622 | $2,139,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 21,020 | $2,135,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 62,122 | $2,134,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 116,628 | $2,128,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 58,373 | $2,124,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 25,000 | $2,124,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 27,123 | $2,122,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 25,000 | $2,121,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,999,000 | $2,121,000 | thousands by filing date | principal |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 14,540 | $2,118,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 52,298 | $2,118,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 52,334 | $2,115,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 103,380 | $2,113,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,802 | $2,112,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 32,074 | $2,111,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 562,073 | $2,107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 30,478 | $2,102,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 59,289 | $2,100,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 116,471 | $2,098,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 198,714 | $2,091,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 86,873 | $2,090,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 72,441 | $2,090,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 54,590 | $2,088,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,703 | $2,083,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 73,544 | $2,081,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 42,247 | $2,080,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 541,464 | $2,079,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 179,116 | $2,077,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 152,700 | $2,077,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 76,841 | $2,072,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 69,883 | $2,068,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 35,665 | $2,066,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 130,933 | $2,063,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 39,866 | $2,056,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 69,678 | $2,053,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 21,963 | $2,044,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 60,000 | $2,042,000 | thousands by filing date | put |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 88,213 | $2,035,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 10,000 | $2,034,000 | thousands by filing date | call |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 2,000,000 | $2,034,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 24,123 | $2,031,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,460,000 | $2,031,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 101,959 | $2,026,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 28,355 | $2,018,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 47,774 | $2,015,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 90,016 | $2,012,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 81,589 | $2,010,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 49,536 | $2,009,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 36,818 | $2,006,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 128,310 | $2,003,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 97,741 | $2,002,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 71,949 | $2,001,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 237,733 | $1,996,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 44,969 | $1,996,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 25,501 | $1,994,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 52,887 | $1,992,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 21,798 | $1,986,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 52,637 | $1,985,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 191,746 | $1,983,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 56,177 | $1,979,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 39,671 | $1,975,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 500,000 | $1,975,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 56,405 | $1,973,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,600,000 | $1,973,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 11,900 | $1,972,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 35,517 | $1,968,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 16,589 | $1,968,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 38,149 | $1,967,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 124,492 | $1,961,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 117,839 | $1,960,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 200,419 | $1,958,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,309 | $1,953,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 42,400 | $1,951,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 25,759 | $1,950,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,456 | $1,947,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,940,000 | $1,945,000 | thousands by filing date | principal |
| COMMUNITY USD0.01 | 20369C106 | COM | 45,386 | $1,944,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 260,501 | $1,941,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 15,420 | $1,940,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 35,400 | $1,939,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 29,471 | $1,938,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 58,914 | $1,936,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,730,000 | $1,935,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 63,853 | $1,932,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 48,924 | $1,931,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 27,467 | $1,927,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100,000 | $1,922,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 22,206 | $1,915,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,800 | $1,910,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 924,924 | $1,906,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 44,481 | $1,902,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 105,000 | $1,899,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 48,829 | $1,897,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 46,996 | $1,894,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 132,001 | $1,890,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 109,213 | $1,888,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 24,136 | $1,883,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,792 | $1,879,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 53,738 | $1,879,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 29,050 | $1,878,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 80,294 | $1,875,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 56,906 | $1,872,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 55,872 | $1,869,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 29,942 | $1,864,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 87,601 | $1,861,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 33,956 | $1,861,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 16,907 | $1,859,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 42,569 | $1,859,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 159,712 | $1,858,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 178,056 | $1,857,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 56,729 | $1,855,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 20,470 | $1,855,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 56,500 | $1,853,000 | thousands by filing date | put |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 86,310 | $1,851,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,800,000 | $1,851,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 60,388 | $1,850,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 29,000 | $1,850,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 59,620 | $1,848,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,920 | $1,846,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 140,180 | $1,845,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 30,960 | $1,844,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 123,768 | $1,844,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 53,843 | $1,843,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 109,871 | $1,843,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 28,351 | $1,841,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 100,270 | $1,838,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 74,438 | $1,831,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 40,566 | $1,829,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 42,217 | $1,829,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 77,995 | $1,829,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,500,000 | $1,829,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 56,290 | $1,828,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 76,503 | $1,827,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 629,484 | $1,826,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 99,428 | $1,822,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 182,795 | $1,821,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 236,820 | $1,817,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 20,294 | $1,817,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 27,607 | $1,816,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 78,820 | $1,814,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 55,883 | $1,813,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,247,000 | $1,811,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 45,000 | $1,810,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 56,969 | $1,809,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 40,101 | $1,804,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 27,702 | $1,796,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 14,263 | $1,789,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 49,330 | $1,784,000 | thousands by filing date | |
| MGC | 921910873 | COM | 15,959 | $1,783,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 160,517 | $1,782,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 84,065 | $1,782,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 97,071 | $1,781,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 77,992 | $1,781,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 42,340 | $1,778,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 171,574 | $1,774,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 112,711 | $1,773,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 17,276 | $1,770,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 113,393 | $1,770,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 83,500 | $1,764,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 70,535 | $1,758,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 295,886 | $1,758,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 42,243 | $1,757,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 130,309 | $1,754,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 285,875 | $1,754,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 193,636 | $1,754,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 46,333 | $1,749,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 52,240 | $1,748,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 38,300 | $1,746,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 47,723 | $1,744,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 45,574 | $1,742,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 26,687 | $1,741,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 46,780 | $1,741,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 41,043 | $1,740,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 41,134 | $1,740,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 81,134 | $1,740,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 24,092 | $1,740,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 72,089 | $1,735,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,467 | $1,730,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 116,535 | $1,729,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 53,600 | $1,728,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V108 | COM | 419,386 | $1,728,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 45,327 | $1,727,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 27,162 | $1,727,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 298,000 | $1,727,000 | thousands by filing date | principal |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 35,290 | $1,725,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,840,000 | $1,722,000 | thousands by filing date | principal |
| SVMK INC | 78489X103 | COM | 96,352 | $1,722,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 114,800 | $1,719,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 24,189 | $1,718,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 52,735 | $1,718,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 365,029 | $1,716,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 17,905 | $1,715,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 40,000 | $1,708,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 40,000 | $1,708,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 98,200 | $1,706,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 22,268 | $1,704,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 34,424 | $1,700,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 97,691 | $1,700,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 32,820 | $1,700,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 90,250 | $1,698,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 72,434 | $1,696,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 38,057 | $1,695,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 72,189 | $1,694,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 23,220 | $1,693,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,796 | $1,692,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 172,511 | $1,692,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 36,061 | $1,692,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 178,692 | $1,689,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 52,687 | $1,685,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 31,900 | $1,683,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 43,839 | $1,677,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 20,000 | $1,674,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 39,804 | $1,672,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 64,167 | $1,671,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 39,603 | $1,670,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 29,078 | $1,667,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 38,399 | $1,666,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 107,780 | $1,662,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 1,922,000 | $1,658,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 44,885 | $1,656,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 60,782 | $1,653,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 85,427 | $1,653,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 62,393 | $1,651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 23,207 | $1,650,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 154,440 | $1,648,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 36,296 | $1,647,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 22,713 | $1,647,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 61,037 | $1,645,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 63,027 | $1,644,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 63,951 | $1,642,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 47,753 | $1,641,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 101,942 | $1,636,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 36,654 | $1,636,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 191,152 | $1,636,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 75,000 | $1,636,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 60,411 | $1,635,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 75,100 | $1,633,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 43,304 | $1,631,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 88,425 | $1,631,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 34,770 | $1,628,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 38,227 | $1,623,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 33,318 | $1,619,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,770 | $1,618,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 51,335 | $1,617,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 28,900 | $1,612,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 73,173 | $1,612,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 44,476 | $1,611,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 47,028 | $1,605,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 34,800 | $1,603,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 54,411 | $1,594,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 37,892 | $1,590,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 23,406 | $1,586,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E471 | FTSE US OVER | 25,000 | $1,586,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 72,860 | $1,584,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 66,124 | $1,583,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 57,751 | $1,580,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 160,190 | $1,579,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 102,396 | $1,578,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 46,336 | $1,577,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 26,493 | $1,575,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,000,000 | $1,575,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 25,814 | $1,573,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 74,429 | $1,567,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 25,872 | $1,567,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 20,704 | $1,565,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 105,300 | $1,564,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 30,427 | $1,558,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 12,493 | $1,557,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 30,758 | $1,557,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 23,585 | $1,555,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 22,832 | $1,554,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 51,127 | $1,552,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 35,903 | $1,548,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 47,648 | $1,545,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 150,219 | $1,544,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 210,000 | $1,541,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,692 | $1,539,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 26,792 | $1,538,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 111,249 | $1,536,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 108,000 | $1,536,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 51,477 | $1,534,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 27,830 | $1,532,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 201,217 | $1,528,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 25,000 | $1,527,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 32,926 | $1,526,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 105,912 | $1,526,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 17,006 | $1,525,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 189,888 | $1,524,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 113,758 | $1,523,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 20,523 | $1,514,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,500,000 | $1,508,000 | thousands by filing date | principal |
| CERENCE INC COM | 156727109 | Stock | 66,531 | $1,505,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 25,203 | $1,502,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 202,450 | $1,500,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 44,876 | $1,500,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 20,623 | $1,499,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 52,070 | $1,498,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 13,489 | $1,496,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 89,452 | $1,496,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 30,545 | $1,490,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 184,080 | $1,487,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 262,041 | $1,487,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 62,537 | $1,484,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 255,118 | $1,482,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15,600 | $1,478,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 29,276 | $1,477,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 1,520,000 | $1,477,000 | thousands by filing date | principal |
| ONTO INNOVATION INC COM | 683344105 | Stock | 40,378 | $1,475,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 25,000 | $1,475,000 | thousands by filing date | put |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 53,938 | $1,472,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 80,000 | $1,471,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 37,404 | $1,471,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 185,279 | $1,469,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 54,796 | $1,468,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 20,776 | $1,467,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 63,402 | $1,463,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 18,975 | $1,461,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 480,493 | $1,460,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,763 | $1,459,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 16,634 | $1,457,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 29,895 | $1,455,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 202,159 | $1,452,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 33,898 | $1,449,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 23,149 | $1,448,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 38,289 | $1,448,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 28,099 | $1,442,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 82,669 | $1,438,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,034,074 | $1,437,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 29,610 | $1,434,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 30,000 | $1,431,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 30,739 | $1,430,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 78,113 | $1,429,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 100,547 | $1,429,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 103,939 | $1,428,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 77,694 | $1,428,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,400 | $1,424,000 | thousands by filing date | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 34,864 | $1,422,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 62,547 | $1,421,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,258 | $1,418,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,100,000 | $1,417,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 190,890 | $1,415,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,866 | $1,414,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 25,064 | $1,413,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 64,037 | $1,413,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 60,000 | $1,412,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 265,300 | $1,411,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 94,561 | $1,409,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 108,266 | $1,408,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 81,269 | $1,408,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 48,807 | $1,402,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 70,744 | $1,396,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 21,900 | $1,395,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 100,915 | $1,394,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 40,000 | $1,393,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 40,000 | $1,393,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 16,084 | $1,392,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 119,805 | $1,392,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 439,203 | $1,388,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 800,000 | $1,387,000 | thousands by filing date | principal |
| AXOSFINLINC | 05465C100 | STOK | 45,746 | $1,386,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 18,234 | $1,383,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 10,000 | $1,383,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 22,910 | $1,383,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 61,775 | $1,381,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,300,000 | $1,377,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 94,678 | $1,374,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 72,261 | $1,371,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 48,361 | $1,369,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 78,665 | $1,367,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 190,042 | $1,361,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 69,054 | $1,360,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9,489 | $1,354,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 56,255 | $1,353,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 67,694 | $1,351,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 26,058 | $1,351,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 21,832 | $1,349,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 100,435 | $1,349,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 112,130 | $1,343,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 97,938 | $1,340,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 184,229 | $1,337,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 443,276 | $1,334,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 25,000 | $1,333,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 118,583 | $1,333,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 43,560 | $1,331,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 28,799 | $1,329,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 18,464 | $1,323,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,006 | $1,323,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 40,200 | $1,319,000 | thousands by filing date | call |
| ObsEva SA | H5861P103 | COM | 345,236 | $1,319,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 74,842 | $1,317,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 35,626 | $1,317,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 400,000 | $1,316,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 4,608 | $1,308,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 47,376 | $1,303,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,938 | $1,299,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 21,658 | $1,298,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 109,889 | $1,298,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 49,961 | $1,297,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 40,837 | $1,296,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 134,454 | $1,295,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 33,801 | $1,292,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,905,800 | $1,290,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 891,000 | $1,288,000 | thousands by filing date | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 25,786 | $1,285,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 113,223 | $1,283,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T290 | XLNKS AMLP ETN36 | 125,628 | $1,283,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 25,402 | $1,282,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 43,938 | $1,280,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 49,500 | $1,279,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 37,958 | $1,279,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 282,284 | $1,278,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 39,850 | $1,273,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 25,609 | $1,273,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,250,000 | $1,273,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 56,750 | $1,270,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 31,601 | $1,270,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 38,043 | $1,266,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 140,000 | $1,264,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 12,335 | $1,262,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 37,763 | $1,262,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 31,372 | $1,259,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 13,500 | $1,257,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 573,000 | $1,256,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 26,530 | $1,252,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 37,302 | $1,250,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 126,053 | $1,249,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 51,784 | $1,248,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 18,876 | $1,246,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 82,694 | $1,244,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 38,271 | $1,244,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 35,230 | $1,238,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 70,000 | $1,238,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 187,274 | $1,236,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 251,785 | $1,234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 26,954 | $1,234,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 50,019 | $1,233,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 200,000 | $1,230,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 20,000 | $1,225,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 26,788 | $1,223,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 13,900 | $1,223,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 72,101 | $1,222,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 21,211 | $1,217,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 59,541 | $1,217,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,508 | $1,216,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 76,503 | $1,211,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 8,200 | $1,205,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 38,282 | $1,202,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 137,738 | $1,199,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 20,592 | $1,199,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 12,301 | $1,198,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,000 | $1,190,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 135,997 | $1,190,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 24,648 | $1,188,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 44,953 | $1,187,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 57,899 | $1,186,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003053 | this filing | 2020-02-12 | acceptance time not in the bulk data set |