13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 4,133 holding rows worth $137,910,829,000.
- Accession
- 0001567619-20-003053
- Filer
- CIK 824468
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,081 entries on the cover page, a total value of $137,910,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $137,910,829,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $185,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 18,050 | $185,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 18,157 | $184,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,785 | $183,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 74,216 | $182,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 112,701 | $179,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 16,917 | $179,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 14,780 | $178,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,990 | $177,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 11,603 | $175,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 15,851 | $174,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,659 | $173,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 21,500 | $173,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 35,050 | $172,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 10,348 | $168,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 13,805 | $168,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 28,731 | $167,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 23,887 | $167,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 18,965 | $166,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 68,534 | $165,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 12,499 | $162,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,901 | $162,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 17,791 | $161,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 117,371 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $160,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,659 | $157,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 40,519 | $157,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 46,982 | $156,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 16,461 | $156,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 15,406 | $154,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 13,540 | $153,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 11,572 | $152,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 16,654 | $152,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,459 | $151,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 89,692 | $151,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 12,460 | $143,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 45,222 | $143,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,690 | $142,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 10,900 | $141,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 29,429 | $141,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,731 | $139,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 24,873 | $139,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 22,198 | $139,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 51,056 | $138,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 262,687 | $136,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 32,676 | $136,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 19,319 | $136,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 32,202 | $134,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 28,421 | $132,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 147,109 | $132,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 11,464 | $130,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 17,987 | $129,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,167 | $125,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 29,557 | $122,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,000 | $116,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 10,500 | $116,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 11,422 | $115,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 14,000 | $114,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 32,432 | $113,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 64,178 | $108,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 28,425 | $108,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 60,449 | $107,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,421 | $106,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 33,604 | $106,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 12,870 | $103,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 13,879 | $103,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 11,081 | $103,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 73,590 | $102,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 11,102 | $102,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 117,500 | $101,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 10,000 | $100,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 16,891 | $99,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 29,380 | $97,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 26,389 | $96,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 18,108 | $96,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 101,257 | $91,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 28,415 | $88,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 63,750 | $88,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 27,291 | $85,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 10,723 | $84,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 10,234 | $83,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 24,747 | $82,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 53,495 | $80,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,810 | $80,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 21,774 | $79,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 12,389 | $78,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,389 | $76,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 26,766 | $74,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 33,509 | $73,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 16,334 | $71,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 35,509 | $70,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 34,212 | $67,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 21,138 | $67,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 15,091 | $67,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 10,886 | $65,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 19,070 | $65,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,400 | $64,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,975 | $62,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 130,042 | $62,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 19,908 | $61,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 11,804 | $58,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 15,723 | $57,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 23,908 | $56,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 24,841 | $51,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,601 | $50,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 14,000 | $49,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 14,930 | $47,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,501 | $45,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,663 | $44,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 16,138 | $42,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 13,582 | $39,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,181 | $38,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 12,462 | $36,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,843 | $33,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,208 | $33,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 17,767 | $30,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 15,200 | $29,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 18,854 | $28,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 10,667 | $27,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 34,683 | $25,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 16,401 | $21,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 12,225 | $21,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 14,662 | $20,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 42,500 | $20,000 | thousands by filing date | call |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 10,969 | $19,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,521 | $18,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 11,639 | $14,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,753 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,181 | $13,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,506 | $12,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,073 | $12,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 19,000 | $9,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,434 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003053 | this filing | 2020-02-12 | acceptance time not in the bulk data set |