13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 4,133 holding rows worth $137,910,829,000.
- Accession
- 0001567619-20-003053
- Filer
- CIK 824468
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 16,081 entries on the cover page, a total value of $137,910,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $137,910,829,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROUPON INC | 399473107 | COMMON STOCK | 496,528 | $1,186,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 43,551 | $1,185,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 412,871 | $1,185,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 431,494 | $1,183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 25,000 | $1,182,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 335,054 | $1,180,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 49,072 | $1,176,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 52,542 | $1,175,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 23,921 | $1,171,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,564 | $1,169,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 35,053 | $1,168,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 77,042 | $1,168,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 320,465 | $1,167,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 49,429 | $1,166,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 37,563 | $1,163,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 31,826 | $1,162,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 500,600 | $1,161,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 60,543 | $1,159,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 54,513 | $1,156,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 9,187 | $1,154,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 600,077 | $1,153,000 | thousands by filing date | principal |
| CACTUS INC | 127203107 | CL A | 33,551 | $1,152,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 63,645 | $1,150,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 23,941 | $1,145,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 16,199 | $1,144,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 46,038 | $1,143,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 9,812 | $1,142,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 30,131 | $1,141,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 23,377 | $1,137,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 25,423 | $1,135,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 272,164 | $1,129,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 24,520 | $1,128,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 53,751 | $1,127,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 34,791 | $1,124,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 13,450 | $1,124,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 111,828 | $1,122,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 49,289 | $1,122,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 77,273 | $1,122,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 135,349 | $1,121,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 139,696 | $1,120,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,290,689 | $1,120,000 | thousands by filing date | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,000 | $1,119,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,000 | $1,119,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 27,361 | $1,117,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9,000 | $1,115,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 41,094 | $1,112,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 1,447,946 | $1,112,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 53,442 | $1,106,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 37,599 | $1,102,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 16,457 | $1,101,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 276,677 | $1,101,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 28,446 | $1,094,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 26,601 | $1,093,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 22,793 | $1,093,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 20,710 | $1,092,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 67,091 | $1,090,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 99,900 | $1,083,000 | thousands by filing date | put |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 34,683 | $1,082,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 126,064 | $1,078,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 100,946 | $1,077,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 28,216 | $1,077,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 39,754 | $1,077,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 900,000 | $1,077,000 | thousands by filing date | principal |
| Cyber Security ETF | 26924G201 | Common | 25,923 | $1,076,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 500,000 | $1,076,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 12,441 | $1,075,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 22,500 | $1,074,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 39,612 | $1,074,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10,155 | $1,070,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 27,043 | $1,069,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 37,762 | $1,069,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 313,947 | $1,063,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 53,970 | $1,062,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 102,780 | $1,061,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 91,947 | $1,060,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 13,989 | $1,056,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 23,008 | $1,053,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 26,296 | $1,049,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 31,780 | $1,048,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 54,838 | $1,048,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 318,521 | $1,048,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 125,761 | $1,044,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 49,375 | $1,044,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 143,517 | $1,043,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 74,090 | $1,039,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 40,000 | $1,038,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,321 | $1,037,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 35,123 | $1,037,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 135,382 | $1,036,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 162,281 | $1,035,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 147,120 | $1,035,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 9,893 | $1,034,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 25,999 | $1,032,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,300 | $1,032,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 50,333 | $1,030,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 53,344 | $1,029,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 100,000 | $1,027,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 13,159 | $1,025,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 23,134 | $1,023,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 27,300 | $1,019,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,130 | $1,018,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 85,284 | $1,017,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 21,300 | $1,015,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 433,449 | $1,014,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 97,800 | $1,012,000 | thousands by filing date | put |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 21,762 | $1,006,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 46,624 | $1,005,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 38,822 | $1,005,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,000,000 | $1,005,000 | thousands by filing date | principal |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 23,420 | $1,004,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 31,334 | $1,002,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 55,420 | $1,002,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 44,977 | $1,001,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 49,358 | $1,000,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 33,563 | $999,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 21,761 | $999,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,135,667 | $999,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 42,003 | $998,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 100,000 | $998,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 90,670 | $996,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,200 | $995,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 68,345 | $995,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 1,000,000 | $995,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,300 | $994,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 20,312 | $994,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 26,914 | $994,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 27,319 | $991,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 10,444 | $990,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 101,858 | $990,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 77,114 | $990,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 63,798 | $988,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 14,608 | $985,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 54,934 | $984,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 26,693 | $983,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 66,541 | $981,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,845 | $981,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 40,722 | $981,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 71,879 | $981,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 27,280 | $980,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,034 | $978,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12,222 | $978,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 693,484 | $978,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 31,245 | $976,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 175,243 | $975,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 58,346 | $973,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 79,988 | $973,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 24,512 | $971,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 874,000 | $971,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 17,487 | $970,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 47,654 | $970,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 141,775 | $966,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 89,749 | $965,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 58,559 | $964,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 27,748 | $963,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 33,288 | $963,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,023 | $962,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,418,565 | $960,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 563,980 | $959,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 25,604 | $958,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 25,764 | $957,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 203,031 | $957,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 63,090 | $954,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 225,440 | $949,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $948,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $948,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $948,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 19,066 | $946,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 35,626 | $946,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 57,858 | $945,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 28,323 | $943,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 115,299 | $943,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 57,263 | $942,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,811 | $941,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 44,600 | $941,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 60,643 | $939,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 38,890 | $936,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 129,363 | $936,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 51,176 | $936,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 59,476 | $935,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 27,444 | $934,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 50,000 | $932,000 | thousands by filing date | put |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 500,000 | $930,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H601 | COM | 370,001 | $929,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 21,516 | $928,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 33,163 | $927,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 14,854 | $927,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 15,908 | $927,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 25,944 | $927,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,315 | $924,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 92,468 | $924,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 36,354 | $920,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 62,879 | $918,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 26,669 | $918,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 15,820 | $916,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 23,964 | $914,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,055 | $913,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 125,442 | $913,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 147,042 | $911,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 59,012 | $911,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 45,267 | $910,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 17,282 | $909,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 104,785 | $909,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 35,518 | $907,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 21,986 | $906,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 19,200 | $905,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 134,335 | $900,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,926 | $898,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 153,326 | $897,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 40,579 | $896,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 21,311 | $895,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 17,099 | $894,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 40,030 | $894,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 24,894 | $894,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 607,686 | $893,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 29,763 | $893,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 10,574 | $892,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,090 | $890,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 55,171 | $890,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 11,993 | $890,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,182 | $888,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 12,064 | $886,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 52,535 | $886,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 17,259 | $885,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 40,572 | $880,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 27,015 | $879,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 161,345 | $876,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 40,226 | $875,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 29,752 | $874,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,104 | $874,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 11,134 | $874,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 4,100 | $873,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 648,000 | $872,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 500,000 | $871,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 58,476 | $868,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 7,900 | $866,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 81,351 | $864,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 41,901 | $863,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 18,045 | $858,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 71,128 | $856,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 440,000 | $856,000 | thousands by filing date | principal |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 25,150 | $852,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 280,205 | $852,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 24,798 | $851,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $851,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 36,688 | $849,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 166,759 | $848,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 18,708 | $847,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 41,714 | $846,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 12,358 | $845,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 85,012 | $844,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,000 | $840,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 90,044 | $838,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,354 | $837,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 106,071 | $836,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 159,742 | $834,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 835,026 | $833,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 55,757 | $831,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 31,151 | $829,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 23,374 | $829,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 17,726 | $827,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 30,826 | $825,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 85,224 | $825,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 20,358 | $823,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 57,752 | $818,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 17,000 | $817,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 9,252 | $817,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 102,652 | $815,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 13,171 | $814,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 194,240 | $814,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 19,498 | $812,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 7,500 | $811,000 | thousands by filing date | call |
| ORTHOFIX MED INC | 68752M108 | COM | 17,564 | $811,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 21,224 | $811,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 21,427 | $811,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 16,721 | $810,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 18,999 | $806,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 53,424 | $804,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13,808 | $801,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 49,000 | $795,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 19,932 | $794,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 92,485 | $794,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 14,407 | $792,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,274 | $792,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 84,644 | $792,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 14,299 | $792,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 49,268 | $792,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 312,046 | $792,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 97,258 | $788,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 10,833 | $787,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 22,232 | $780,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 37,307 | $779,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 42,063 | $778,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 350,000 | $778,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 18,175 | $778,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 50,680 | $777,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,976 | $775,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 14,773 | $774,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 45,054 | $774,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 68,493 | $771,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 46,968 | $770,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 105,507 | $769,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 17,016 | $768,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 58,335 | $768,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 22,179 | $766,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 32,802 | $766,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 42,088 | $764,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 25,845 | $764,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 18,468 | $762,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 25,000 | $760,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 58,544 | $760,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 62,881 | $760,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 15,761 | $757,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 54,708 | $756,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,296 | $756,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 29,433 | $756,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 18,399 | $754,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 48,005 | $750,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,900 | $748,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 176 | $748,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 94,900 | $748,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 30,915 | $747,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 9,086 | $744,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 18,579 | $742,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 28,057 | $742,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 15,209 | $742,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 27,127 | $741,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 72,455 | $740,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 38,342 | $739,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 94,803 | $738,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 35,743 | $738,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 19,396 | $737,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 81,260 | $735,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 6,155 | $733,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 42,004 | $732,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 19,306 | $732,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 40,967 | $729,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 100,000 | $728,000 | thousands by filing date | call |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,578 | $727,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 180,000 | $725,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 36,146 | $723,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 84,588 | $719,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 47,500 | $718,000 | thousands by filing date | put |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 37,488 | $717,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 719,000 | $717,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 26,010 | $716,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 195,253 | $716,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 46,843 | $716,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 467,000 | $715,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815102 | COM | 12,059 | $714,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,600 | $712,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 85,205 | $712,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 35,458 | $712,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 21,740 | $712,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 147,146 | $711,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 35,439 | $707,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 24,404 | $707,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 15,742 | $706,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 17,172 | $705,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 17,484 | $705,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 43,934 | $704,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 32,351 | $704,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 26,197 | $702,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 71,267 | $701,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 7,273 | $698,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 121,533 | $696,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 14,995 | $694,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 35,466 | $694,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 19,325 | $693,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 149,330 | $693,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,291 | $692,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 85,416 | $691,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 17,526 | $690,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 11,504 | $690,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,100 | $689,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,500 | $688,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 101,102 | $688,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 34,076 | $687,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 37,173 | $687,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 80,000 | $686,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 112,681 | $685,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 60,486 | $685,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 27,826 | $684,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 29,017 | $683,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 318,858 | $683,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,234 | $681,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 700 | $681,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 11,307 | $680,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 16,025 | $680,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 28,764 | $680,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 5,934 | $678,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 20,416 | $678,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 66,500 | $677,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 26,732 | $676,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 29,937 | $676,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 143,905 | $675,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 45,592 | $670,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 14,194 | $669,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 57,724 | $667,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 45,417 | $666,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 90,386 | $666,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 35,929 | $665,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 31,913 | $664,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 14,000 | $662,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 104,419 | $660,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 12,405 | $659,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 10,479 | $657,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,976 | $655,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 143,955 | $652,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 19,962 | $651,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 100,000 | $650,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 111,887 | $649,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 31,912 | $649,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,493 | $648,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 10,900 | $646,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 105,246 | $646,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 17,318 | $644,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 59,003 | $641,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 87,689 | $640,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 8,900 | $639,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 51,124 | $639,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 524,118 | $639,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 100,940 | $639,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 441,000 | $637,000 | thousands by filing date | principal |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 140,013 | $637,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 24,813 | $636,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 19,973 | $634,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 16,332 | $630,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 10,000 | $630,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 29,869 | $628,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 66,506 | $628,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 25,524 | $626,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,608 | $625,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 11,570 | $625,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 42,216 | $625,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 24,511 | $621,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 62,957 | $620,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,920 | $619,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 24,044 | $619,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 47,938 | $615,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 74,192 | $615,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 12,321 | $614,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 13,688 | $612,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 35,784 | $611,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 30,300 | $609,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 100,000 | $608,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,939 | $608,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,745 | $607,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 49,377 | $607,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 175,503 | $606,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 9,447 | $605,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 19,875 | $604,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 13,215 | $597,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 40,630 | $595,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 29,380 | $594,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 24,011 | $593,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 41,786 | $593,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 20,759 | $592,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 43,012 | $591,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 87,693 | $591,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 70,000 | $590,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 82,201 | $590,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 35,366 | $587,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 47,977 | $587,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 67,100 | $587,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 32,823 | $587,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 33,913 | $584,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 37,143 | $584,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 45,446 | $583,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 35,370 | $582,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 38,478 | $582,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 113,615 | $580,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,284 | $578,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,173 | $578,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 151,603 | $577,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 14,171 | $576,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200,000 | $576,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 33,104 | $576,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 14,260 | $575,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 20,681 | $575,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 14,020 | $574,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 122,202 | $574,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 33,976 | $572,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 73,372 | $572,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,062 | $572,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 36,000 | $571,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 30,931 | $571,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 24,956 | $569,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 17,489 | $569,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 59,641 | $568,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 35,012 | $568,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 77,366 | $568,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 10,087 | $568,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 540,000 | $567,000 | thousands by filing date | principal |
| COTERRA ENERGY INC COM | 127097103 | Stock | 32,500 | $566,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 7,864 | $562,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 17,239 | $560,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 17,756 | $559,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,420 | $556,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 24,044 | $556,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 13,846 | $555,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003053 | this filing | 2020-02-12 | acceptance time not in the bulk data set |