13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,886 holding rows worth $252,891,319,000.
- Accession
- 0001567619-19-021473
- Filer
- CIK 1000275
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,498 entries on the cover page, a total value of $252,891,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,891,319,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 213 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,500 | $6,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,000 | $6,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 214 | $6,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 7,000 | $6,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 6,000 | $6,000 | thousands by filing date | principal |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 416 | $6,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 100 | $5,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 200 | $5,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 200 | $5,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 200 | $5,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 200 | $5,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 500 | $5,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 500 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 188 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,811 | $5,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 750 | $5,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 253 | $5,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 306 | $5,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 643 | $5,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 300 | $5,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 87 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $5,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 390 | $5,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,806 | $5,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,310 | $5,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 214 | $5,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 2,196 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,410 | $5,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 201 | $5,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 134 | $5,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 360 | $5,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 129 | $5,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 146 | $5,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 250 | $5,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 176 | $5,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 396 | $5,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 158 | $5,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,000 | $5,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 85 | $5,000 | thousands by filing date | principal |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 384 | $5,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 631 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 215 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,233 | $5,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 879 | $5,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 320 | $5,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 793 | $5,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 245 | $5,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 436 | $5,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 240 | $5,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,336 | $5,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 5,128 | $5,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,507 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,000 | $5,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P108 | COM | 14,000 | $5,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,288 | $5,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,801 | $5,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 3,216 | $5,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 5,000 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 6,057 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 150 | $5,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 7,245 | $5,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 4,000 | $5,000 | thousands by filing date | principal |
| COHBAR INC COM NEW | 19249J109 | Stock | 4,072 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $5,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,000 | $5,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 2,500 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 154 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 163 | $5,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,482 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 190 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 900 | $5,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 200 | $5,000 | thousands by filing date | |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 1,590 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G200 | ULSHRT SEMIC NEW | 250 | $5,000 | thousands by filing date | |
| REALITY | 75605A884 | SHS ETF TR FUNDDSTRAT DQM | 182 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,948 | $4,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 211 | $4,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 91 | $4,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 83 | $4,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 103 | $4,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 233 | $4,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 200 | $4,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 100 | $4,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 165 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 40 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 3,506 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,000 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 200 | $4,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $4,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 108 | $4,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 573 | $4,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 200 | $4,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 729 | $4,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 805 | $4,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 799 | $4,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 549 | $4,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 1,628 | $4,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 294 | $4,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 66 | $4,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 750 | $4,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,524 | $4,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 144 | $4,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 175 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,600 | $4,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 219 | $4,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 377 | $4,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 339 | $4,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 447 | $4,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,749 | $4,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 697 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 200 | $4,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 119 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 395 | $4,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 4,497 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 200 | $4,000 | thousands by filing date | call |
| IVERIC BIO INC | 46583P102 | COM | 3,438 | $4,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5,711 | $4,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100 | $4,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 2,612 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,343 | $4,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 837 | $4,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 500 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 139 | $4,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,000 | $4,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,000 | $4,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,000 | $4,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,082 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 212 | $4,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 284 | $4,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,000 | $4,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 944 | $4,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 223 | $4,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,126 | $4,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 148 | $4,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 180 | $4,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 35,000 | $4,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,000 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 350 | $4,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 1,363 | $4,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 2,000 | $4,000 | thousands by filing date | principal |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 555 | $4,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 2,075 | $4,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 4,465 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 55 | $4,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,000 | $4,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,000 | $4,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 387 | $4,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 245 | $4,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 3,624 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 146 | $4,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 116 | $4,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 153 | $4,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $4,000 | thousands by filing date | principal |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 3,860 | $4,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 380 | $4,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 134 | $4,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 2,678 | $4,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 2,240 | $4,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 1,150 | $4,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 32 | $4,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,000 | $4,000 | thousands by filing date | principal |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,000 | $4,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 3,225 | $4,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,003 | $3,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 154 | $3,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 386 | $3,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 100 | $3,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 100 | $3,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 100 | $3,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,000 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 200 | $3,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 100 | $3,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 70 | $3,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 190 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 135 | $3,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 120 | $3,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 700 | $3,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 58 | $3,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 160 | $3,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 25 | $3,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 530 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 87 | $3,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 56 | $3,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 314 | $3,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 234 | $3,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 729 | $3,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 636 | $3,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 54 | $3,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 300 | $3,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 110 | $3,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 111 | $3,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 500 | $3,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 100 | $3,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 100 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 80 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 150 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,020 | $3,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 272 | $3,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 186 | $3,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 90 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $3,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,545 | $3,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 300 | $3,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,000 | $3,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 7,157 | $3,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 106 | $3,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 165 | $3,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $3,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 2,156 | $3,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 3,000 | $3,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 700 | $3,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 300 | $3,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 631 | $3,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 193 | $3,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,926 | $3,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 412 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 347 | $3,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,326 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,570 | $3,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 68 | $3,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 400 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,250 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,325 | $3,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 138 | $3,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 407 | $3,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 107 | $3,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 528 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 200 | $3,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 747 | $3,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 774 | $3,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 890 | $3,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 897 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $3,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 1,632 | $3,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 500 | $3,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,225 | $3,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 146 | $3,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 255 | $3,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 202 | $3,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 3,000 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,000 | $3,000 | thousands by filing date | principal |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 135 | $3,000 | thousands by filing date | principal |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 10,480 | $3,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 824 | $3,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 305 | $3,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 783 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 183 | $3,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 100 | $2,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 491 | $2,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 81 | $2,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 100 | $2,000 | thousands by filing date | put |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 200 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $2,000 | thousands by filing date | call |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 71 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100 | $2,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 100 | $2,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 100 | $2,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 100 | $2,000 | thousands by filing date | put |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 135 | $2,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 153 | $2,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 485 | $2,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 91 | $2,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,105 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 345 | $2,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 140 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $2,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 237 | $2,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 195 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 778 | $2,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,171 | $2,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 519 | $2,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 286 | $2,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 121 | $2,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| ESCALADE INC | 296056104 | COMMON STOCK | 184 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100 | $2,000 | thousands by filing date | call |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 334 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 170 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,995 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 79 | $2,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 102 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 100 | $2,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 500 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 220 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 35 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 335 | $2,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 935 | $2,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,699 | $2,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,850 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 475 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 297 | $2,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 200 | $2,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 140 | $2,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 400 | $2,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 533 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,200 | $2,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,500 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 67 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,000 | $2,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 600 | $2,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 600 | $2,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 368 | $2,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 200 | $2,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 154 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 80 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,500 | $2,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,607 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,076 | $2,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 125 | $2,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,500 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 666 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,380 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2,957 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 612 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 146 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 532 | $2,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,422 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 560 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 400 | $2,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403201 | COM NEW | 6,000 | $2,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 412 | $2,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,610 | $2,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 51 | $2,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 3,629 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 100 | $2,000 | thousands by filing date | put |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 492 | $2,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 910 | $2,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 1,512 | $2,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 742 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,000 | $2,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 2,040 | $2,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 92 | $2,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 123 | $2,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 345 | $2,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 91 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $2,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 462 | $2,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 191 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,611 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 108 | $2,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 117 | $2,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 2,072 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 56 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 87 | $2,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 232 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 167 | $2,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 954 | $2,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 150 | $2,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 750 | $2,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,831 | $2,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 1,755 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J718 | Cmn | 100 | $2,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 428 | $2,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 22 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 200 | $1,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 59 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 409 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 260 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 8 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 253 | $1,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 100 | $1,000 | thousands by filing date | call |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 66 | $1,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $1,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 645 | $1,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 40 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 339 | $1,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 225 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 355 | $1,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 70 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 20 | $1,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 100 | $1,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 378 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,086 | $1,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 369 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 122 | $1,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 38 | $1,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 36 | $1,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 67 | $1,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 109 | $1,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 44 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 569 | $1,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 62 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 556 | $1,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 49 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 44 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 100 | $1,000 | thousands by filing date | call |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 99 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 100 | $1,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 467 | $1,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 39 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100 | $1,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 200 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 78 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 40 | $1,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 56 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 279 | $1,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 141 | $1,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 219 | $1,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 244 | $1,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 306 | $1,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 111 | $1,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 322 | $1,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 166 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 259 | $1,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 214 | $1,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 186 | $1,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 198 | $1,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 124 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,816 | $1,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 63 | $1,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 176 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 154 | $1,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 203 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $1,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 510 | $1,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 44 | $1,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 306 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 192 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 65 | $1,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 170 | $1,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 386 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 571 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 158 | $1,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 250 | $1,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 107 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 145 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 173 | $1,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 47 | $1,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 36 | $1,000 | thousands by filing date | principal |
| MEDICINOVA INC | 58468P206 | COM NEW | 76 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 243 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 474 | $1,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 90 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 387 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 96 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 50 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 56 | $1,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 76 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 178 | $1,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 114 | $1,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 55 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 173 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 575 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 143 | $1,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 613 | $1,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 97 | $1,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 101 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,500 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,600 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 568 | $1,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 202 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 120 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 195 | $1,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 119 | $1,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 357 | $1,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 131 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021473 | this filing | 2019-11-14 | acceptance time not in the bulk data set |