13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 4,096 holding rows worth $118,539,900,000.
- Accession
- 0001567619-19-021018
- Filer
- CIK 824468
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,791 entries on the cover page, a total value of $118,539,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,539,900,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 21,846 | $443,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 35,255 | $442,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,270 | $440,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 34,957 | $438,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 23,256 | $437,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 500,000 | $436,000 | thousands by filing date | principal |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 130,709 | $435,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 55,431 | $433,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 9,472 | $433,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 200,000 | $432,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 38,003 | $431,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 76,564 | $430,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 162,331 | $427,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,499 | $427,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 12,242 | $426,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 61,264 | $425,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,566 | $425,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 22,054 | $425,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 13,078 | $423,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,140 | $423,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 24,631 | $422,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 13,632 | $420,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 81,541 | $420,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 78,526 | $419,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 16,898 | $419,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 17,512 | $419,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 63,680 | $418,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $418,000 | thousands by filing date | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,147 | $417,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 16,207 | $415,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 9,798 | $415,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 41,024 | $415,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 12,862 | $414,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 18,000 | $413,000 | thousands by filing date | put |
| Allegiance Bancshares | 01748H107 | COM | 12,868 | $413,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 14,765 | $413,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 28,667 | $412,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 23,268 | $412,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 44,889 | $411,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 12,765 | $410,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 32,137 | $410,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 86,136 | $410,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 172,960 | $410,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 10,000 | $408,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,993 | $408,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 87,658 | $408,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 81,503 | $407,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 55,034 | $407,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,765 | $406,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 58,257 | $405,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 39,673 | $405,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,502 | $404,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 41,961 | $403,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,177 | $402,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 400,000 | $402,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 8,009 | $400,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 55,723 | $400,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $400,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 68,985 | $399,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 34,412 | $399,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 12,917 | $399,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,957 | $398,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 16,434 | $397,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,966 | $397,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 27,614 | $397,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 36,177 | $397,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 130,286 | $397,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 348,622 | $397,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 69,133 | $396,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 300,000 | $396,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 445,788 | $396,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 60,000 | $395,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 34,247 | $395,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $395,000 | thousands by filing date | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 167,906 | $394,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 11,914 | $392,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $392,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 30,006 | $391,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 126,212 | $390,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 12,498 | $389,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,400 | $387,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 127,884 | $387,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 300,000 | $384,000 | thousands by filing date | principal |
| PARKER DRILLING CO | 701081507 | Stock | 20,319 | $384,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 17,933 | $383,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 30,681 | $383,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,978 | $382,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 12,555 | $379,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 49,622 | $378,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 10,587 | $377,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,365 | $376,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 42,195 | $375,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 26,954 | $375,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 11,778 | $374,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 15,018 | $374,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 11,300 | $373,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 15,851 | $372,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 18,322 | $371,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,261 | $370,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,800 | $370,000 | thousands by filing date | put |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 26,211 | $369,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 130,342 | $369,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,700 | $367,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 29,042 | $365,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 57,934 | $363,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,000 | $363,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 40,000 | $362,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 8,489 | $362,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 15,000 | $360,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 419,000 | $360,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 20,904 | $359,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 7,213 | $357,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 20,564 | $357,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,200 | $355,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 1,679 | $355,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 72,632 | $355,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 72,270 | $355,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,121 | $355,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 12,500 | $354,000 | thousands by filing date | put |
| SEMPRA ENERGY | 816851505 | PFD | 3,000 | $353,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 27,045 | $352,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 61,529 | $352,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 92,249 | $351,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 20,315 | $350,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 300,000 | $350,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 22,253 | $349,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 74,556 | $348,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 22,715 | $347,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 10,767 | $347,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,196 | $346,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 22,909 | $346,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 6,315 | $346,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 43,405 | $346,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,947 | $344,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 34,007 | $343,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 23,945 | $343,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 22,453 | $341,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 23,557 | $341,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 13,478 | $340,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 25,000 | $339,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 22,833 | $338,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 7,979 | $338,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 12,987 | $338,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 43,165 | $338,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 99,632 | $337,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 25,151 | $335,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 28,700 | $335,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 31,948 | $333,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,900 | $331,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 13,368 | $331,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $330,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,769 | $329,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 14,461 | $328,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,559 | $328,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 30,228 | $327,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 30,939 | $327,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 12,565 | $327,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,900 | $326,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 32,335 | $325,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 11,946 | $325,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 13,091 | $325,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $325,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 39,141 | $324,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 43,335 | $323,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 25,922 | $322,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 29,708 | $320,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,063 | $319,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 29,709 | $315,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 11,325 | $315,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 11,700 | $313,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 14,813 | $313,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 21,000 | $313,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 27,457 | $313,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 21,579 | $312,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,540 | $312,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 27,054 | $311,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 30,117 | $311,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 148,111 | $311,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 13,728 | $310,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 65,101 | $310,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 26,796 | $309,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 15,018 | $308,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,115 | $308,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $307,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 9,013 | $307,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 10,972 | $305,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 16,857 | $305,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 19,082 | $305,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,723 | $304,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 250,000 | $304,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 295,000 | $304,000 | thousands by filing date | principal |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 12,696 | $303,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 45,768 | $303,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 10,409 | $303,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 18,678 | $303,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 29,820 | $301,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,017 | $301,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 16,026 | $301,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 56,406 | $300,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 32,008 | $300,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 18,172 | $297,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 12,500 | $297,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 30,867 | $297,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,757 | $296,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 58,655 | $294,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 14,365 | $294,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 9,770 | $294,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 14,315 | $294,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,799 | $293,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,117 | $292,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 30,749 | $292,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 14,157 | $291,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 18,517 | $291,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 27,496 | $289,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 324,600 | $289,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 500 | $288,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 20,450 | $288,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,316 | $288,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 261,514 | $288,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 15,000 | $288,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 38,761 | $287,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 27,000 | $286,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 5,355 | $286,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 85,641 | $286,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 59,500 | $285,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 16,596 | $284,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 14,622 | $282,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,621 | $282,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 12,803 | $281,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 7,021 | $280,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 17,511 | $280,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 19,844 | $279,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 55,202 | $279,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 12,938 | $278,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 81,810 | $278,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 9,835 | $278,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 16,557 | $277,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 56,064 | $275,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,450 | $274,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 6,705 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 5,434 | $273,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 28,236 | $273,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 12,048 | $272,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 39,340 | $270,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 28,642 | $270,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $269,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 250,000 | $269,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 127,815 | $267,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 36,114 | $267,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 20,000 | $267,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $267,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 6,500 | $266,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 35,794 | $266,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 59,327 | $265,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 15,056 | $264,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,200 | $264,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 19,563 | $262,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 25,773 | $262,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 26,429 | $261,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 10,520 | $261,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 13,400 | $261,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 200,000 | $260,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 250,000 | $259,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,497 | $257,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,300 | $257,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 19,340 | $256,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 9,506 | $256,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 14,434 | $255,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,285 | $255,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,700 | $254,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 19,591 | $254,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,030 | $254,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 64,785 | $253,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 41,792 | $253,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 52,830 | $252,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 31,063 | $248,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $248,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 20,763 | $248,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 33,203 | $248,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 12,709 | $248,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,833 | $248,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 20,087 | $248,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 13,231 | $247,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,466 | $247,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 8,786 | $247,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 9,789 | $246,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 9,415 | $246,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,837 | $245,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,760 | $245,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 19,962 | $245,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,633 | $244,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 11,306 | $244,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,876 | $244,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 76,473 | $243,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,124 | $242,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 99,441 | $240,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 27,615 | $240,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 15,371 | $239,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,588 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,080 | $239,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 34,654 | $238,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 46,594 | $238,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 50,439 | $237,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,307 | $235,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 38,852 | $233,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 200,000 | $233,000 | thousands by filing date | principal |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 9,847 | $232,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 13,273 | $232,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 8,642 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,674 | $232,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 24,029 | $231,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 76,809 | $231,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 8,736 | $231,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,041 | $230,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,355 | $230,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 8,313 | $230,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,829 | $228,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 7,000 | $228,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 28,962 | $227,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 182,437 | $227,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,169 | $226,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,184 | $226,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 20,500 | $225,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 22,380 | $225,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $224,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 13,892 | $223,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 108,226 | $223,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,500 | $223,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,809 | $222,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,567 | $222,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 300,000 | $222,000 | thousands by filing date | principal |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 15,644 | $221,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 22,739 | $221,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 8,631 | $220,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 48,924 | $220,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 150,000 | $220,000 | thousands by filing date | principal |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 74,128 | $219,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 37,648 | $219,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,630 | $218,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,534 | $218,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,743 | $217,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 66,503 | $217,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $217,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 64,907 | $215,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 22,146 | $215,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 34,827 | $214,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 9,836 | $213,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 119,118 | $212,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,518 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,600 | $210,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,583 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 4,591 | $208,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,906 | $206,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $206,000 | thousands by filing date | principal |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,319 | $205,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 19,144 | $205,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 44,199 | $204,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 18,945 | $204,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 28,626 | $204,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 33,640 | $203,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,728 | $201,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,587 | $200,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 10,157 | $199,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 11,201 | $199,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 21,225 | $198,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 11,796 | $197,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 50,000 | $197,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 146,449 | $195,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,503 | $195,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 56,884 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $191,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 50,000 | $191,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K108 | COM | 118,591 | $188,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 52,613 | $187,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 17,490 | $187,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 17,421 | $186,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 17,817 | $186,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 12,085 | $186,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 85,646 | $185,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 117,464 | $183,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 18,050 | $183,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 13,753 | $182,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 76,344 | $181,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 13,690 | $180,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 11,957 | $178,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 27,800 | $178,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 31,137 | $178,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 16,344 | $177,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 23,365 | $175,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50,940 | $175,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 134,331 | $174,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 59,750 | $174,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 84,639 | $174,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 17,107 | $173,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 15,109 | $172,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 60,077 | $172,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 23,892 | $172,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 62,008 | $171,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 21,818 | $171,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,959 | $170,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 84,499 | $170,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $169,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 38,306 | $169,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,977 | $168,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 13,810 | $167,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 41,500 | $166,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13,608 | $163,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 10,476 | $163,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 15,300 | $162,000 | thousands by filing date | put |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 38,607 | $162,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 75,198 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $159,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 62,124 | $159,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 17,264 | $157,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 24,863 | $157,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 15,123 | $155,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 12,589 | $155,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 18,011 | $153,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 32,780 | $153,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 12,311 | $151,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 55,309 | $149,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,988 | $149,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 15,521 | $147,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 30,104 | $147,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 77,041 | $144,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 30,267 | $142,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 38,323 | $142,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 16,341 | $141,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100,000 | $141,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 13,501 | $141,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 14,136 | $139,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 25,863 | $139,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 14,187 | $138,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 13,093 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 10,597 | $135,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 13,000 | $135,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 30,847 | $133,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 19,428 | $133,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 27,224 | $130,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 29,905 | $129,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 16,780 | $128,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 13,886 | $126,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,014 | $125,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 13,881 | $124,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 11,036 | $124,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 18,824 | $122,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 22,806 | $121,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,650 | $120,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 85,034 | $120,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 37,682 | $120,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 52,859 | $117,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,852 | $117,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 36,405 | $115,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 39,863 | $115,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 34,126 | $115,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,001 | $114,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,615 | $113,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 15,487 | $108,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 25,480 | $107,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 259,428 | $107,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,995 | $107,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 64,413 | $106,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 18,390 | $106,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 41,950 | $105,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 31,600 | $103,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,806 | $102,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 21,262 | $102,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 21,386 | $102,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 14,719 | $101,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 22,198 | $99,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 11,590 | $97,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,234 | $97,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 29,546 | $95,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 29,987 | $95,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 24,513 | $95,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,547 | $94,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 15,593 | $94,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,044 | $92,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 60,994 | $92,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 14,899 | $91,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 21,559 | $90,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,312 | $89,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 20,804 | $87,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,647 | $84,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 12,400 | $81,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 26,349 | $80,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,047 | $78,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 50,574 | $78,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 14,884 | $78,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 13,245 | $77,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 68,690 | $77,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,982 | $76,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,183 | $76,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 12,135 | $75,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,487 | $73,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 24,160 | $73,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 11,801 | $72,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 24,825 | $71,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 33,076 | $71,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 11,032 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021018 | this filing | 2019-11-12 | acceptance time not in the bulk data set |