13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 4,096 holding rows worth $118,539,900,000.
- Accession
- 0001567619-19-021018
- Filer
- CIK 824468
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,791 entries on the cover page, a total value of $118,539,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,539,900,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 34,200 | $1,892,000 | thousands by filing date | put |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 68,809 | $1,890,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 12,824 | $1,889,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 48,600 | $1,888,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 34,100 | $1,886,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L108 | CL A | 92,774 | $1,885,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 92,570 | $1,883,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 108,832 | $1,882,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,334,400 | $1,881,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 219,599 | $1,877,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 20,423 | $1,876,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,247,000 | $1,873,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100,000 | $1,872,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 19,047 | $1,867,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 48,739 | $1,866,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 25,300 | $1,864,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 100,000 | $1,864,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 27,770 | $1,863,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 200,187 | $1,862,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 28,411 | $1,862,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12,063 | $1,856,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 18,172 | $1,855,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20,500 | $1,854,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 38,300 | $1,850,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 94,564 | $1,847,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 130,000 | $1,847,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 27,557 | $1,844,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 107,508 | $1,841,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 96,168 | $1,838,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 69,947 | $1,837,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 13,394 | $1,831,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 25,575 | $1,824,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 111,279 | $1,820,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 24,352 | $1,817,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 41,710 | $1,815,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 79,534 | $1,811,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 34,130 | $1,807,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 96,881 | $1,804,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 62,930 | $1,802,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,800,000 | $1,801,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 35,400 | $1,801,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 66,516 | $1,800,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 175,000 | $1,799,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 38,784 | $1,797,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 29,416 | $1,796,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 44,553 | $1,796,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 43,504 | $1,793,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 28,537 | $1,793,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 27,091 | $1,790,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 16,000 | $1,788,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 16,000 | $1,788,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 60,000 | $1,788,000 | thousands by filing date | put |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 115,355 | $1,788,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 38,303 | $1,787,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 34,576 | $1,787,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 38,214 | $1,787,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 123,595 | $1,785,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 56,500 | $1,784,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 152,700 | $1,780,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 84,570 | $1,778,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 63,238 | $1,777,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 90,185 | $1,774,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 212,367 | $1,767,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 28,233 | $1,765,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 30,728 | $1,762,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 132,456 | $1,761,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 541,037 | $1,758,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 31,907 | $1,758,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 14,858 | $1,751,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 72,293 | $1,751,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 44,944 | $1,750,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 9,106 | $1,749,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 193,095 | $1,747,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 46,722 | $1,746,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 34,051 | $1,739,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 44,165 | $1,739,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 298,670 | $1,739,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 52,629 | $1,737,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 35,119 | $1,735,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 57,068 | $1,734,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 106,102 | $1,733,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 194,104 | $1,733,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 193,636 | $1,733,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 926,460 | $1,732,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,400,000 | $1,730,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 29,706 | $1,729,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 52,100 | $1,728,000 | thousands by filing date | call |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 56,593 | $1,725,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 55,430 | $1,723,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 29,000 | $1,722,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 88,918 | $1,720,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,550,000 | $1,717,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 59,031 | $1,715,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 45,730 | $1,713,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 51,465 | $1,713,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 47,854 | $1,708,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 32,638 | $1,706,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 40,849 | $1,703,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 22,771 | $1,700,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 97,779 | $1,700,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 61,081 | $1,699,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 45,450 | $1,698,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 87,165 | $1,697,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 30,000 | $1,695,000 | thousands by filing date | put |
| HEALTH CATALYST INC | 42225T107 | COM | 53,528 | $1,694,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 32,380 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 46,564 | $1,692,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,728 | $1,691,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 101,890 | $1,687,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 29,831 | $1,685,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 22,068 | $1,682,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 53,878 | $1,681,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,000,000 | $1,681,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 47,244 | $1,677,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 63,926 | $1,676,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 36,421 | $1,673,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 20,836 | $1,673,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 22,533 | $1,670,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 93,592 | $1,667,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 37,880 | $1,660,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 25,533 | $1,660,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 51,746 | $1,659,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 58,498 | $1,659,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 34,826 | $1,655,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 68,962 | $1,651,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 37,812 | $1,647,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 98,300 | $1,647,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 653,237 | $1,646,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 65,860 | $1,639,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 20,600 | $1,633,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 17,112 | $1,632,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 203,429 | $1,631,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 58,525 | $1,625,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 109,122 | $1,624,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 31,495 | $1,624,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 25,000 | $1,623,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 25,922 | $1,621,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 30,624 | $1,618,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 121,442 | $1,611,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 86,315 | $1,610,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 44,324 | $1,609,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,175,000 | $1,609,000 | thousands by filing date | principal |
| SANMINA CORP COM | 801056102 | Stock | 50,066 | $1,608,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 33,616 | $1,607,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,247,000 | $1,605,000 | thousands by filing date | principal |
| HUBBELL INC COM | 443510607 | Stock | 12,200 | $1,603,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 92,634 | $1,601,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 66,204 | $1,601,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 105,677 | $1,601,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 56,700 | $1,597,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,300,000 | $1,596,000 | thousands by filing date | principal |
| KAMAN CORP-CLASS A | 483548103 | COM | 26,736 | $1,590,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 81,350 | $1,587,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 36,945 | $1,587,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 141,512 | $1,585,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 86,119 | $1,584,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 95,581 | $1,584,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 174,182 | $1,584,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 43,834 | $1,581,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 805,635 | $1,579,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 57,784 | $1,578,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 16,218 | $1,574,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 50,000 | $1,573,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 162,884 | $1,572,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 95,803 | $1,570,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 79,806 | $1,570,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 40,000 | $1,569,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 40,000 | $1,569,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 105,000 | $1,569,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 142,698 | $1,567,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 22,016 | $1,565,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 39,139 | $1,564,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 104,286 | $1,562,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 29,042 | $1,560,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 300,000 | $1,560,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 40,000 | $1,559,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 63,506 | $1,557,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 54,179 | $1,554,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 27,019 | $1,551,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 21,713 | $1,550,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,161 | $1,550,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 112,291 | $1,547,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,400 | $1,546,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,000,000 | $1,543,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 66,882 | $1,542,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 33,450 | $1,542,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 45,193 | $1,537,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 637,670 | $1,536,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,300,000 | $1,535,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 77,979 | $1,534,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,538,000 | $1,534,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 28,472 | $1,530,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 289,431 | $1,528,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,318 | $1,525,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 36,551 | $1,525,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 60,211 | $1,522,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,000 | $1,514,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 8,900 | $1,513,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 4,332 | $1,510,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 41,127 | $1,506,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 44,371 | $1,502,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 42,340 | $1,494,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 88,487 | $1,492,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 46,494 | $1,488,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 43,903 | $1,481,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 37,472 | $1,479,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E471 | FTSE US OVER | 25,000 | $1,478,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 408,927 | $1,476,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 128,385 | $1,473,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 38,688 | $1,472,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 77,417 | $1,468,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 15,857 | $1,465,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,809 | $1,461,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 52,653 | $1,458,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 388,415 | $1,456,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,333 | $1,454,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 26,091 | $1,453,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 44,435 | $1,449,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 101,059 | $1,449,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 33,522 | $1,448,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 45,574 | $1,448,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 33,209 | $1,447,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 135,231 | $1,447,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 19,065 | $1,444,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 18,400 | $1,441,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 1,211,092 | $1,441,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 90,472 | $1,440,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 39,482 | $1,437,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 346,654 | $1,436,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 11,467 | $1,434,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 327,752 | $1,433,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 39,152 | $1,431,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 47,546 | $1,431,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 140,000 | $1,428,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 12,053 | $1,427,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 47,018 | $1,427,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,700 | $1,425,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 176,614 | $1,424,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 18,895 | $1,419,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 83,640 | $1,419,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 37,628 | $1,417,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 135,315 | $1,415,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 82,228 | $1,413,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 29,867 | $1,411,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 122,000 | $1,409,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 41,687 | $1,409,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 96,825 | $1,406,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 15,600 | $1,406,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 108,000 | $1,403,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 34,090 | $1,401,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 33,882 | $1,401,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,320 | $1,400,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 58,122 | $1,399,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 26,895 | $1,398,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 29,607 | $1,394,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 163,838 | $1,392,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 40,000 | $1,390,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 40,000 | $1,390,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 37,227 | $1,390,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,200,000 | $1,390,000 | thousands by filing date | principal |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 135,597 | $1,390,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 20,190 | $1,386,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 50,375 | $1,385,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 42,183 | $1,381,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 62,212 | $1,380,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 60,306 | $1,380,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 83,199 | $1,379,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 42,478 | $1,379,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 90,000 | $1,379,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 92,555 | $1,377,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 52,637 | $1,375,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 121,817 | $1,369,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 14,362 | $1,367,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 10,000 | $1,367,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 22,002 | $1,367,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 48,787 | $1,365,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 19,989 | $1,364,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 41,151 | $1,363,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 23,467 | $1,361,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 29,508 | $1,356,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,400 | $1,355,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 46,567 | $1,353,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 73,042 | $1,352,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 46,430 | $1,350,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 30,627 | $1,347,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 107,688 | $1,347,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 56,980 | $1,346,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 950,000 | $1,346,000 | thousands by filing date | principal |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 21,560 | $1,342,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 16,334 | $1,342,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 72,394 | $1,341,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 17,100 | $1,339,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 22,252 | $1,337,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 19,021 | $1,331,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 140,000 | $1,330,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 34,861 | $1,327,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20,000 | $1,327,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,148 | $1,324,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 73,142 | $1,321,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 20,737 | $1,321,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,745 | $1,320,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 25,000 | $1,315,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 50,711 | $1,312,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 76,595 | $1,311,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,150 | $1,311,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 19,436 | $1,305,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 75,100 | $1,302,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 179,348 | $1,302,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 50,000 | $1,300,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 23,184 | $1,297,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,500 | $1,297,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 22,800 | $1,294,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 192,972 | $1,292,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 58,969 | $1,292,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 50,162 | $1,292,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 174,430 | $1,291,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 40,900 | $1,290,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 55,982 | $1,289,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 19,000 | $1,287,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 39,805 | $1,285,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 29,497 | $1,285,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 34,711 | $1,285,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 38,210 | $1,284,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 532,743 | $1,284,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 150,000 | $1,283,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 31,520 | $1,283,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 24,480 | $1,281,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 12,644 | $1,281,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 46,876 | $1,279,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 61,687 | $1,278,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 28,617 | $1,277,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 36,674 | $1,272,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 8,200 | $1,271,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 56,197 | $1,271,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 40,200 | $1,270,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 88,223 | $1,266,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 75,396 | $1,263,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 13,500 | $1,263,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 38,457 | $1,263,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 92,131 | $1,263,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 19,827 | $1,261,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 12,720 | $1,260,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 68,740 | $1,254,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 67,613 | $1,253,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,800 | $1,252,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 18,435 | $1,250,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 48,965 | $1,249,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 8,411 | $1,248,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 28,202 | $1,247,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 48,333 | $1,246,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 28,763 | $1,246,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 114,525 | $1,245,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 49,057 | $1,244,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 31,064 | $1,243,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 51,540 | $1,242,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 504,516 | $1,241,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 25,870 | $1,238,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 20,000 | $1,238,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 17,751 | $1,236,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 55,001 | $1,234,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,472 | $1,232,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 13,833 | $1,230,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 35,015 | $1,229,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 45,142 | $1,226,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 25,815 | $1,226,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 115,242 | $1,225,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 43,485 | $1,223,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,648 | $1,218,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 46,000 | $1,217,000 | thousands by filing date | call |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 121,740 | $1,217,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 70,000 | $1,215,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 47,979 | $1,215,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 99,318 | $1,213,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 10,127 | $1,211,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 42,828 | $1,210,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 45,986 | $1,210,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,297,000 | $1,207,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 19,774 | $1,204,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 53,425 | $1,204,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 101,070 | $1,204,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 22,086 | $1,203,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 30,091 | $1,203,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 45,548 | $1,203,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 30,032 | $1,203,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 154,679 | $1,202,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 57,836 | $1,199,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 36,983 | $1,199,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 62,161 | $1,198,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 42,601 | $1,197,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 84,200 | $1,196,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 80,000 | $1,195,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 29,758 | $1,195,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 69,820 | $1,194,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 43,077 | $1,191,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 26,623 | $1,191,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,524 | $1,188,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 32,205 | $1,188,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 403,937 | $1,188,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 23,374 | $1,185,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 19,694 | $1,183,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 36,761 | $1,181,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 19,233 | $1,180,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 55,147 | $1,179,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,315,000 | $1,178,000 | thousands by filing date | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 20,000 | $1,175,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 21,800 | $1,169,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 19,103 | $1,165,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 28,962 | $1,165,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,268 | $1,164,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 47,381 | $1,163,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 102,311 | $1,163,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 80,854 | $1,161,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 47,852 | $1,161,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,000 | $1,160,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,000 | $1,160,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 19,900 | $1,158,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 30,139 | $1,157,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 59,751 | $1,153,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 48,607 | $1,152,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 56,175 | $1,149,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 68,919 | $1,149,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 25,447 | $1,146,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,169,000 | $1,146,000 | thousands by filing date | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 37,119 | $1,142,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 20,650 | $1,141,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 892,773 | $1,134,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 59,886 | $1,132,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 85,260 | $1,132,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 71,058 | $1,129,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 941,235 | $1,129,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 32,976 | $1,128,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10,431 | $1,127,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 5,800 | $1,124,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 36,611 | $1,122,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 300,000 | $1,118,000 | thousands by filing date | principal |
| INTERSECT ENT INC | 46071F103 | COM | 65,732 | $1,118,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 16,900 | $1,117,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 47,719 | $1,117,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 14,710 | $1,116,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 419,594 | $1,116,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 87,800 | $1,112,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 178,754 | $1,112,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 113,708 | $1,112,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 35,387 | $1,111,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 9,396 | $1,111,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 38,199 | $1,104,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 50,204 | $1,102,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 41,656 | $1,100,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 48,200 | $1,099,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 43,738 | $1,096,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 13,931 | $1,095,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 192,248 | $1,085,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 798,188 | $1,085,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 25,000 | $1,079,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 16,870 | $1,079,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 514,781 | $1,076,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 20,000 | $1,072,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 38,668 | $1,072,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 22,791 | $1,072,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 26,274 | $1,071,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 12,184 | $1,070,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 28,476 | $1,070,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 26,352 | $1,069,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 15,862 | $1,068,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 70,165 | $1,068,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 44,551 | $1,067,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 65,700 | $1,066,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 321,716 | $1,062,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 31,513 | $1,061,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 265,300 | $1,061,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 70,574 | $1,059,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 39,218 | $1,057,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 9,223 | $1,056,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 64,317 | $1,055,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 30,000 | $1,052,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 55,652 | $1,050,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 44,386 | $1,049,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 50,875 | $1,047,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 799,000 | $1,047,000 | thousands by filing date | principal |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 121,878 | $1,046,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 20,339 | $1,042,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,200 | $1,040,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13,759 | $1,039,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 137,029 | $1,039,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 35,402 | $1,037,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 400,000 | $1,036,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 58,672 | $1,036,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 50,053 | $1,034,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 698,176 | $1,033,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,704 | $1,031,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 26,725 | $1,031,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 31,756 | $1,029,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 84,862 | $1,029,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 61,252 | $1,026,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 102,680 | $1,023,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 59,196 | $1,023,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 49,735 | $1,020,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 31,303 | $1,020,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 21,886 | $1,019,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 600,077 | $1,019,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021018 | this filing | 2019-11-12 | acceptance time not in the bulk data set |