13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 4,096 holding rows worth $118,539,900,000.
- Accession
- 0001567619-19-021018
- Filer
- CIK 824468
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,791 entries on the cover page, a total value of $118,539,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,539,900,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BGC PARTNERS INC | 05541T101 | CL A | 184,794 | $1,017,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,005,657 | $1,016,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 68,776 | $1,015,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 65,864 | $1,014,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 34,933 | $1,012,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 22,737 | $1,012,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 48,009 | $1,012,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 15,524 | $1,011,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 800 | $1,010,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 162,962 | $1,009,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 71,264 | $1,008,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 110,668 | $1,007,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 32,812 | $1,007,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 28,213 | $1,006,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 27,705 | $1,006,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 17,831 | $1,004,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 33,245 | $1,001,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 78,184 | $1,001,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 42,596 | $1,000,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 70,716 | $998,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 153,281 | $997,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 28,280 | $994,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 31,747 | $991,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 26,226 | $990,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 69,052 | $986,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 9,473 | $982,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 13,686 | $982,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 14,828 | $981,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 82,383 | $976,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 25,135 | $975,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 14,239 | $974,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 34,123 | $974,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 29,076 | $974,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 31,344 | $971,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 242,561 | $971,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 30,480 | $971,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 44,136 | $969,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 34,172 | $968,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 551,980 | $968,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 36,797 | $967,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 17,349 | $962,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 16,651 | $961,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 7,530 | $960,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 25,388 | $957,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 37,025 | $955,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 50,865 | $954,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 32,337 | $950,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 16,498 | $941,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 12,655 | $939,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 10,535 | $935,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 30,924 | $935,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 23,164 | $934,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 55,488 | $934,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 6,800 | $933,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 28,834 | $931,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 33,493 | $929,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 101,595 | $923,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 19,647 | $923,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 47,948 | $923,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 44,658 | $922,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,973 | $918,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 26,175 | $913,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 31,774 | $912,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 31,552 | $910,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 400,000 | $908,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 14,288 | $906,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 970,000 | $905,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $905,000 | thousands by filing date | principal |
| ECHOSTAR CORP | 278768106 | CL A | 22,803 | $903,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 33,767 | $903,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 99,469 | $902,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 67,771 | $902,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 12,846 | $900,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 91,103 | $898,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 40,849 | $897,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 26,586 | $897,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 23,506 | $896,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,094 | $896,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 39,967 | $893,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 58,751 | $893,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 34,369 | $891,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 73,816 | $891,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 27,555 | $889,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 27,350 | $889,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 41,221 | $887,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 71,116 | $887,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 30,132 | $885,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 67,672 | $883,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 13,707 | $881,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 110,287 | $880,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 58,062 | $879,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 31,660 | $879,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 59,570 | $878,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 55,136 | $877,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 56,989 | $877,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,300 | $876,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 24,251 | $876,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 29,514 | $873,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 107,147 | $873,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 21,200 | $871,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 13,426 | $871,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 885,000 | $870,000 | thousands by filing date | principal |
| TENNANT CO | 880345103 | COM | 12,294 | $869,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 24,535 | $869,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 202,603 | $867,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 11,373 | $866,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 66,760 | $866,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 55,195 | $865,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 59,631 | $863,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 30,642 | $863,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,520 | $861,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 47,822 | $861,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 225,000 | $860,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 22,703 | $860,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 40,000 | $859,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 15,533 | $858,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 111,334 | $857,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 23,774 | $853,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 17,273 | $852,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 26,108 | $852,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 30,000 | $849,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 58,499 | $848,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 445,000 | $846,000 | thousands by filing date | principal |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 27,062 | $844,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $841,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 800,000 | $841,000 | thousands by filing date | principal |
| ORTHOFIX MED INC | 68752M108 | COM | 15,853 | $840,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 53,780 | $839,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 115,964 | $839,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,089 | $838,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 37,249 | $835,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 23,153 | $835,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 17,920 | $834,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 114,760 | $834,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 100,000 | $832,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 71,395 | $831,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 18,873 | $830,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 32,050 | $827,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,000 | $827,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 19,830 | $824,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 180,000 | $823,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 143,321 | $823,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 7,900 | $819,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 169,919 | $818,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 17,891 | $818,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 107,339 | $817,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 42,253 | $816,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,000 | $811,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1,200,000 | $811,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 44,750 | $809,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 28,634 | $806,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 21,300 | $806,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 112,386 | $806,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,515 | $803,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 37,200 | $803,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13,808 | $800,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 10,951 | $799,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 41,502 | $799,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 80,104 | $798,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 19,502 | $797,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 38,485 | $796,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,500 | $795,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 86,187 | $795,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 800,000 | $793,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815102 | COM | 13,329 | $793,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,176 | $791,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 67,772 | $790,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 182,706 | $790,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 862,213 | $787,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 18,315 | $785,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 59,854 | $785,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 29,730 | $783,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 14,000 | $782,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 74,159 | $781,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 40,539 | $780,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 20,061 | $780,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 125,000 | $780,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 37,754 | $780,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 16,079 | $777,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 38,195 | $777,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 9,500 | $776,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 33,774 | $776,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 750,000 | $776,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 39,800 | $775,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 24,930 | $774,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 38,978 | $772,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 38,204 | $772,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 48,338 | $772,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,000 | $771,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 19,770 | $771,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 30,960 | $771,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 20,800 | $769,000 | thousands by filing date | put |
| SUZANO S A SPON ADS | 86959K105 | ADR | 95,356 | $769,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 61,953 | $767,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 20,421 | $766,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 400,000 | $766,000 | thousands by filing date | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 61,100 | $764,000 | thousands by filing date | put |
| LIVONGO HEALTH INC | 539183103 | COM | 43,823 | $764,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 21,968 | $761,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 91,677 | $760,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 63,802 | $759,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 29,800 | $758,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 33,481 | $757,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 38,753 | $757,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 27,994 | $754,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 34,981 | $753,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 42,293 | $753,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 21,453 | $751,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 427,729 | $751,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 29,360 | $749,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,360 | $746,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 15,809 | $743,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 9,724 | $743,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 42,776 | $742,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 55,227 | $740,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 128,474 | $738,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 20,779 | $737,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 7,944 | $736,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 7,500 | $735,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 47,898 | $734,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 8,463 | $729,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 15,000 | $724,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 20,749 | $723,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 18,567 | $722,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 48,145 | $719,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 18,967 | $718,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 37,633 | $716,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 15,667 | $712,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 78,053 | $712,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 27,819 | $707,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 70,982 | $703,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 10,152 | $701,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 25,691 | $701,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,603 | $699,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 33,418 | $699,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 61,093 | $695,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 11,899 | $695,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,924 | $694,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 39,240 | $694,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,731 | $688,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 64,759 | $687,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 37,219 | $686,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 21,122 | $686,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 125,901 | $686,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 12,454 | $685,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 16,059 | $684,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 18,363 | $682,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 131,342 | $682,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 66,031 | $681,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 19,100 | $679,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 31,254 | $677,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 27,731 | $676,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 42,619 | $676,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 73,088 | $676,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 28,602 | $672,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14,777 | $672,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,651 | $672,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 35,259 | $672,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 23,595 | $669,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 69,960 | $669,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 103,474 | $668,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 87,809 | $668,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 19,800 | $668,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 50,273 | $667,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 185,146 | $666,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 201,237 | $666,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 273,208 | $666,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,879 | $665,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 36,683 | $665,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 129,491 | $665,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 55,602 | $661,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 47,512 | $661,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 89,570 | $661,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 21,703 | $660,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 49,058 | $657,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 12,557 | $657,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 54,704 | $657,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 18,139 | $655,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 54,396 | $654,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 18,514 | $652,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 17,633 | $652,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,607 | $651,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 18,109 | $651,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 33,161 | $649,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 45,887 | $649,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 96,954 | $647,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 164,134 | $646,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 17,971 | $644,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 37,693 | $642,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 19,730 | $641,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 35,546 | $640,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 73,223 | $640,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3,300 | $639,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 59,680 | $638,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 30,400 | $637,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 113,494 | $636,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 9,764 | $635,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 16,899 | $633,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 26,081 | $632,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 278,162 | $632,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 54,023 | $631,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 21,782 | $631,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 700 | $631,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 40,654 | $630,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 43,867 | $630,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $627,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 143 | $626,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 22,319 | $626,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 12,602 | $626,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 22,551 | $626,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,396 | $622,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 111,685 | $621,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 19,948 | $620,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 29,810 | $619,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 33,153 | $618,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 15,432 | $617,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 78,877 | $617,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 39,330 | $617,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 16,576 | $613,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 20,636 | $612,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 61,578 | $610,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 350,600 | $607,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 94,536 | $607,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 53,554 | $606,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 16,532 | $606,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 31,064 | $606,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 27,000 | $606,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 300,000 | $606,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 90,069 | $605,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 11,143 | $604,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 500,000 | $603,000 | thousands by filing date | principal |
| INOGEN INC | 45780L104 | COM | 12,573 | $602,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 15,336 | $602,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 29,494 | $601,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 41,579 | $600,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 14,730 | $599,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 14,596 | $599,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 41,733 | $598,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 108,361 | $598,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 70,438 | $595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,000 | $594,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 15,888 | $594,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,000 | $593,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 27,277 | $593,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 164,457 | $592,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 27,319 | $592,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 27,735 | $591,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 20,800 | $588,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 65,545 | $588,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 20,897 | $585,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 62,518 | $585,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 89,524 | $585,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 65,712 | $579,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,303 | $579,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 25,226 | $578,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 41,861 | $576,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 15,296 | $574,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 98,266 | $574,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 306,618 | $574,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 35,706 | $573,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 28,386 | $573,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 39,814 | $571,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,419 | $569,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18,655 | $569,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 24,949 | $568,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 15,566 | $568,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 400,000 | $565,000 | thousands by filing date | principal |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 25,937 | $563,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 23,300 | $563,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 37,500 | $563,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 17,658 | $562,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 318,748 | $561,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 40,856 | $560,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 33,725 | $560,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 164,910 | $559,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,581 | $559,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 12,913 | $559,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 143,477 | $558,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 36,145 | $558,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 18,427 | $556,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 21,348 | $556,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 350,000 | $556,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 51,976 | $555,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,333 | $552,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 52,112 | $552,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,530 | $552,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 67,100 | $547,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 81,933 | $547,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 36,000 | $546,000 | thousands by filing date | call |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 34,508 | $545,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 540,000 | $545,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 28,426 | $543,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 25,474 | $543,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 98,889 | $543,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 47,051 | $542,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 60,000 | $542,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 14,395 | $540,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 31,603 | $540,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,880 | $540,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 53,979 | $539,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 17,225 | $539,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 15,519 | $538,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,005 | $538,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 10,000 | $537,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 47,136 | $536,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 12,811 | $536,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 184,637 | $535,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 23,331 | $533,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 33,430 | $532,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,120 | $528,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 26,122 | $528,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 30,847 | $526,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 19,280 | $525,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 24,540 | $525,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 43,215 | $525,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 82,349 | $525,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 29,743 | $524,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 38,190 | $524,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 23,010 | $523,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 10,000 | $523,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 25,347 | $522,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 39,800 | $521,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 59,897 | $519,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 20,220 | $519,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 128,759 | $519,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 25,418 | $518,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 23,243 | $516,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,610 | $512,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 31,930 | $511,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 79,928 | $511,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 28,267 | $510,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 7,837 | $506,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 7,127 | $506,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 37,977 | $504,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 34,350 | $503,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 25,531 | $503,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 32,308 | $503,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 13,794 | $502,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 42,476 | $499,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 137,512 | $499,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,822 | $497,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 19,686 | $497,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,304 | $496,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 126,344 | $495,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 34,247 | $495,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 10,801 | $494,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 25,037 | $494,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 500,000 | $494,000 | thousands by filing date | principal |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 16,062 | $492,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 19,775 | $491,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 84,285 | $491,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 28,798 | $490,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,268 | $487,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 36,068 | $487,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 23,507 | $487,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,307 | $487,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 26,643 | $487,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,539 | $487,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 14,307 | $486,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 51,282 | $483,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 58,846 | $483,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 21,479 | $482,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 400,000 | $482,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 35,897 | $480,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 30,934 | $479,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 21,126 | $479,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 56,754 | $479,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 29,080 | $478,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,963 | $478,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 148,976 | $478,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 84,627 | $477,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 16,104 | $476,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,644 | $475,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 8,385 | $471,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 27,138 | $471,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 10,703 | $471,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 14,858 | $470,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 17,122 | $467,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 66,234 | $467,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 35,000 | $466,000 | thousands by filing date | put |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 41,178 | $466,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9,130 | $465,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 32,741 | $462,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,100,000 | $461,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 11,852 | $460,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,475 | $460,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 13,641 | $460,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 15,347 | $458,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 115,403 | $457,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 11,023 | $456,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 26,462 | $456,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 22,232 | $454,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 34,696 | $454,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 9,894 | $453,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 13,951 | $451,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 36,463 | $449,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 9,467 | $446,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 46,700 | $444,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 12,793 | $444,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 13,550 | $444,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021018 | this filing | 2019-11-12 | acceptance time not in the bulk data set |