13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 4,096 holding rows worth $118,539,900,000.
- Accession
- 0001567619-19-021018
- Filer
- CIK 824468
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 16,791 entries on the cover page, a total value of $118,539,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,539,900,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRIVE SHACK INC | 262077100 | COM | 16,427 | $70,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 25,300 | $70,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 113,695 | $70,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,153 | $69,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 16,356 | $69,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 54,517 | $69,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 14,375 | $67,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 29,492 | $67,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 10,942 | $67,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,197 | $66,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 74,864 | $65,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 12,444 | $65,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 13,449 | $65,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 21,138 | $64,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 18,989 | $64,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 25,410 | $64,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 32,687 | $62,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,839 | $62,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,894 | $60,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 25,418 | $59,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 17,723 | $58,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 34,896 | $58,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 44,460 | $57,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,671 | $57,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 56,908 | $56,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,162 | $54,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 10,983 | $54,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 42,245 | $53,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,620 | $53,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 23,877 | $53,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 39,895 | $51,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 23,825 | $51,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 37,289 | $50,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 39,342 | $50,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,672 | $49,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 17,989 | $49,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 12,639 | $48,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,950 | $48,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,389 | $47,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 18,854 | $47,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,195 | $46,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 20,122 | $45,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 22,973 | $44,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 48,780 | $44,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,835 | $43,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,977 | $42,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 28,805 | $42,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 14,381 | $42,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 19,058 | $42,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 21,158 | $42,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 164,591 | $41,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,378 | $41,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 30,675 | $41,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 18,763 | $40,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 29,215 | $40,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 17,767 | $40,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 14,100 | $40,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 40,000 | $39,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,693 | $39,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 30,549 | $39,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 11,868 | $39,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 11,181 | $38,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,719 | $37,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,325 | $37,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 15,216 | $36,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 11,672 | $36,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,490 | $35,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 15,000 | $35,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,150 | $33,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 25,422 | $33,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 16,880 | $32,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,453 | $31,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 27,692 | $29,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 15,837 | $28,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,858 | $28,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 27,342 | $27,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,253 | $27,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 13,387 | $27,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,814 | $27,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 19,658 | $27,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,881 | $26,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 14,415 | $26,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 11,105 | $25,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 10,648 | $25,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 19,884 | $22,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 39,964 | $20,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,165 | $19,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 14,500 | $19,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,931 | $18,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,868 | $17,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,398 | $17,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 12,282 | $15,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 10,839 | $13,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 12,265 | $12,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 20,194 | $9,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 36,157 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021018 | this filing | 2019-11-12 | acceptance time not in the bulk data set |