13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 4,068 holding rows worth $112,899,152,000.
- Accession
- 0001567619-19-016926
- Filer
- CIK 824468
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,907 entries on the cover page, a total value of $112,899,152,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,899,152,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERICEL CORP | 92346J108 | COM | 48,378 | $914,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 265,300 | $913,000 | thousands by filing date | put |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 335,000 | $911,000 | thousands by filing date | principal |
| MERCER INTL INC | 588056101 | COM | 58,846 | $910,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 86,966 | $908,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 70,941 | $907,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 25,259 | $906,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 29,502 | $905,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 19,739 | $903,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 53,833 | $901,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 27,287 | $901,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 25,829 | $900,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 25,500 | $896,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 25,093 | $895,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 29,443 | $894,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 35,513 | $892,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 24,625 | $891,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12,026 | $890,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 123,688 | $889,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 32,112 | $886,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 47,609 | $885,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 29,126 | $884,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,658 | $882,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 428,563 | $882,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 76,518 | $881,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 9,800 | $880,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 19,947 | $880,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 13,274 | $879,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 13,777 | $879,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 25,300 | $879,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 29,349 | $877,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 40,000 | $876,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,336 | $876,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 32,969 | $876,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 35,285 | $874,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 19,543 | $874,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 71,647 | $872,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 17,265 | $872,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 29,725 | $870,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 109,202 | $870,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 31,066 | $869,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 761,188 | $869,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,190 | $868,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 30,276 | $867,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 48,830 | $867,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 9,193 | $866,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 55,475 | $860,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 108,266 | $858,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 45,000 | $857,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 14,914 | $856,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 15,685 | $855,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 29,704 | $855,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 41,187 | $854,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 23,645 | $853,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 79,444 | $853,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 20,997 | $851,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 42,498 | $851,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 7,500 | $849,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 26,054 | $849,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 14,697 | $849,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 29,800 | $846,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 58,700 | $845,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 53,791 | $843,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 79,357 | $841,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 11,053 | $838,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,200 | $834,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,095 | $832,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 39,108 | $831,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 26,689 | $830,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 35,581 | $830,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,003 | $829,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 240,949 | $829,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 400,000 | $829,000 | thousands by filing date | principal |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 66,605 | $827,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 22,600 | $826,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,500 | $826,000 | thousands by filing date | put |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 18,700 | $822,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 800,000 | $822,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 37,526 | $819,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 100,318 | $817,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 21,617 | $817,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 39,728 | $816,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $816,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 10,000 | $815,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 50,964 | $815,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 184,096 | $815,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 31,483 | $814,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 23,694 | $813,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 45,466 | $813,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 52,928 | $812,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 65,117 | $811,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 55,748 | $809,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 31,333 | $808,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 20,880 | $808,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 24,601 | $807,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 27,710 | $807,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 48,571 | $806,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 20,236 | $805,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 81,769 | $805,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 19,269 | $804,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 63,050 | $801,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 17,183 | $800,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 16,761 | $796,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 700,000 | $794,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 53,315 | $792,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 35,600 | $790,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 890,000 | $789,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 10,599 | $787,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13,808 | $786,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 59,061 | $785,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 244,632 | $782,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 11,325 | $782,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 83,879 | $781,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,000 | $780,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 40,049 | $778,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 40,000 | $776,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 51,758 | $776,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 101,848 | $775,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 48,253 | $774,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 21,996 | $773,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 34,804 | $773,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 19,140 | $772,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 29,368 | $772,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 64,702 | $772,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 187,169 | $772,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 180,000 | $770,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 132,840 | $770,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 29,468 | $767,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 16,417 | $762,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 46,809 | $762,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 14,632 | $760,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 59,179 | $757,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,000 | $756,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 49,133 | $756,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,747 | $755,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 44,762 | $755,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 28,764 | $753,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 87,077 | $752,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 15,978 | $749,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 22,986 | $749,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 21,417 | $748,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 22,468 | $747,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 66,983 | $747,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 29,091 | $747,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,891 | $747,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 28,370 | $746,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 52,900 | $745,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 28,969 | $745,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,400 | $744,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,172 | $744,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 50,000 | $744,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 4,600 | $743,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 12,389 | $743,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 88,419 | $743,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 22,903 | $742,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 27,203 | $741,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 102,332 | $741,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,082 | $740,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 8,700 | $736,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAB2 | BOND | 619,000 | $736,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 14,769 | $735,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 28,076 | $734,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 68,641 | $734,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 389,661 | $729,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 28,725 | $728,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 35,537 | $728,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 55,296 | $727,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 18,000 | $726,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 111,080 | $719,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 700 | $717,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 28,181 | $712,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 15,471 | $709,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 16,323 | $709,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 14,401 | $709,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 15,589 | $709,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 43,093 | $709,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 98,150 | $708,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 16,535 | $708,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 34,940 | $707,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14,601 | $707,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 39,019 | $705,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 35,764 | $705,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 14,962 | $704,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 98,078 | $703,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 61,100 | $703,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 58,253 | $703,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 94,011 | $702,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 14,000 | $702,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 26,900 | $702,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 55,724 | $702,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 26,000 | $701,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 50,315 | $699,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 24,786 | $697,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,300 | $696,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 100,513 | $696,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,495 | $695,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 33,710 | $694,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 19,055 | $694,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 34,731 | $693,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 292,664 | $693,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 30,600 | $692,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 9,080 | $691,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 93,726 | $691,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 400,000 | $691,000 | thousands by filing date | principal |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 74,271 | $688,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 23,199 | $688,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,556 | $687,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 28,531 | $687,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 40,560 | $685,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 29,000 | $685,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 606,000 | $685,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,500 | $681,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 41,047 | $680,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 48,127 | $678,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 19,461 | $678,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 16,963 | $675,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 38,775 | $675,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 23,514 | $672,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 60,949 | $671,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 77,779 | $670,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 62,092 | $669,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 256,715 | $669,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 16,445 | $667,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 22,000 | $667,000 | thousands by filing date | call |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 22,166 | $666,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 55,489 | $666,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 21,679 | $666,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,721 | $664,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 36,334 | $664,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 98,909 | $664,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 10,000 | $661,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,048 | $659,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 11,553 | $658,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 90,228 | $657,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,728 | $656,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 3,707,108 | $656,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 17,083 | $653,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 15,123 | $653,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,100 | $651,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 35,692 | $651,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 44,655 | $650,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15,378 | $650,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 13,486 | $648,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 71,615 | $646,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 31,278 | $646,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 31,033 | $646,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 24,806 | $645,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,444 | $644,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 41,760 | $644,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 41,247 | $643,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 110,233 | $642,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 29,152 | $641,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 216,428 | $641,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 24,093 | $640,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 50,943 | $640,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 40,000 | $639,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 800,000 | $639,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,930 | $637,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 44,914 | $636,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 20,603 | $635,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 33,549 | $633,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,100 | $631,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 187,540 | $631,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 45,708 | $631,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 26,927 | $629,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 27,665 | $629,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 19,747 | $627,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 29,672 | $627,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 31,667 | $626,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 63,816 | $626,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 59,001 | $626,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 60,000 | $622,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 23,938 | $622,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 43,322 | $620,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 107,428 | $620,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 16,577 | $619,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,744 | $619,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,325 | $618,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 24,372 | $617,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 18,879 | $616,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 11,634 | $616,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,462 | $614,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 300,000 | $614,000 | thousands by filing date | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 12,961 | $611,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 67,100 | $611,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 82,330 | $610,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,000 | $607,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 91,311 | $607,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 400,000 | $605,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 28,613 | $604,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 84,427 | $603,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 13,259 | $601,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 32,829 | $600,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 38,040 | $600,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 14,173 | $598,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 36,633 | $592,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 47,703 | $592,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 8,669 | $591,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 42,092 | $591,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 101,375 | $591,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 27,776 | $589,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 22,642 | $589,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 9,218 | $588,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 16,712 | $586,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 20,809 | $585,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 15,570 | $585,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 65,902 | $585,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 27,848 | $583,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,100,000 | $583,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 400,000 | $582,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 36,745 | $579,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 91,031 | $579,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 20,483 | $576,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 12,036 | $575,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 22,265 | $573,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 25,795 | $573,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 6,720 | $573,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 72,630 | $572,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 95,650 | $572,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 46,425 | $571,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 32,352 | $570,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 37,911 | $570,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 23,252 | $569,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 40,731 | $569,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 13,978 | $567,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,548 | $566,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 59,996 | $566,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,860 | $564,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 40,891 | $564,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 35,000 | $563,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 19,993 | $562,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 50,040 | $562,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 45,869 | $561,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,041 | $560,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 148,076 | $560,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 350,000 | $559,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 135 | $558,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 15,920 | $558,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 33,053 | $557,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $556,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 53,007 | $554,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $554,000 | thousands by filing date | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 19,726 | $553,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 27,925 | $553,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 18,895 | $549,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,313 | $548,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 16,181 | $546,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 71,217 | $546,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 125,520 | $545,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 18,179 | $545,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 68,889 | $545,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 61,315 | $545,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 13,975 | $544,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,572 | $542,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 78,651 | $541,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 34,446 | $540,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,549 | $538,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,088 | $537,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 35,970 | $537,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 48,117 | $534,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 32,214 | $534,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 17,365 | $532,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 35,108 | $531,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 17,704 | $530,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 12,511 | $530,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 32,129 | $529,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 34,531 | $528,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 22,170 | $528,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 14,122 | $528,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 18,435 | $526,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 261,514 | $526,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 25,560 | $525,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 98,600 | $524,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 26,010 | $522,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 13,132 | $521,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,495 | $520,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 15,271 | $518,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 13,662 | $518,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 16,044 | $517,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $516,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $516,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,608 | $516,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 31,272 | $515,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 14,218 | $514,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 500,000 | $514,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 22,175 | $512,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 22,661 | $512,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 430,428 | $512,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 86,456 | $511,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 427,000 | $508,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 70,237 | $508,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 26,700 | $508,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 25,194 | $507,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 62,912 | $504,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 22,634 | $504,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,636 | $504,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 41,221 | $504,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 15,000 | $503,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 39,575 | $503,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 12,270 | $502,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,774 | $502,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 10,000 | $502,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 56,202 | $501,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,664 | $501,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 103,734 | $501,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 40,648 | $501,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,777 | $501,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 33,090 | $500,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 13,656 | $500,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 24,898 | $500,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 500,000 | $500,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 10,000 | $498,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 59,680 | $498,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 25,973 | $498,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 275,726 | $497,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 35,500 | $497,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 27,134 | $493,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 14,604 | $492,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 21,611 | $491,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 18,370 | $490,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 55,586 | $489,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 33,209 | $488,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 49,345 | $488,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,961 | $488,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 25,537 | $487,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,976 | $486,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 17,936 | $485,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 26,253 | $485,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 500,000 | $482,000 | thousands by filing date | principal |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 37,512 | $481,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 125,500 | $478,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 29,578 | $478,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 75,647 | $476,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 40,952 | $475,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 16,327 | $475,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 25,012 | $475,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 49,794 | $474,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 28,274 | $474,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 29,000 | $474,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 12,833 | $473,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 10,604 | $473,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 20,156 | $472,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 12,436 | $471,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50,432 | $471,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 400,000 | $471,000 | thousands by filing date | principal |
| PBF ENERGY INC | 69318G106 | CL A | 15,000 | $470,000 | thousands by filing date | call |
| COREPOINT LODGING INC | 21872L104 | COM | 37,954 | $470,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,071 | $467,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 53,104 | $467,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 60,943 | $467,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $466,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 33,534 | $465,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,363 | $464,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 13,200 | $462,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 28,749 | $462,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 61,944 | $462,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 500,000 | $462,000 | thousands by filing date | principal |
| TENABLE HLDGS INC | 88025T102 | COM | 16,160 | $461,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,348 | $459,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 15,100 | $459,000 | thousands by filing date | call |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 300,000 | $459,000 | thousands by filing date | principal |
| RMR GROUP INC | 74967R106 | CL A | 9,771 | $458,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 11,385 | $457,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 153,266 | $456,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 21,709 | $455,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 26,368 | $454,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 68,936 | $452,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 11,249 | $452,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 300,000 | $450,000 | thousands by filing date | principal |
| SP PLUS CORP | 78469C103 | COM | 13,985 | $447,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 15,830 | $447,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 61,001 | $447,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 50,000 | $446,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 26,261 | $445,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,268 | $444,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 20,346 | $443,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 15,000 | $443,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 77,042 | $443,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,614 | $442,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 13,289 | $442,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 29,353 | $441,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 20,934 | $437,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,400 | $435,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 167,137 | $435,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 23,024 | $434,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 18,863 | $434,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 25,799 | $434,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $433,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 37,283 | $430,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 400,000 | $429,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 49,505 | $428,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 26,214 | $428,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,895 | $427,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 81,436 | $426,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 26,564 | $426,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 32,512 | $426,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 14,027 | $426,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 16,481 | $426,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 39,883 | $425,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,168 | $425,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016926 | this filing | 2019-08-14 | acceptance time not in the bulk data set |