13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 4,068 holding rows worth $112,899,152,000.
- Accession
- 0001567619-19-016926
- Filer
- CIK 824468
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,907 entries on the cover page, a total value of $112,899,152,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,899,152,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIBBETT INC | 428567101 | COM | 23,297 | $424,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 8,303 | $423,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 26,659 | $423,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 224,095 | $423,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 9,767 | $422,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 23,817 | $422,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 157,574 | $421,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,153 | $418,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 31,364 | $418,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 185,446 | $417,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 10,123 | $417,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 24,895 | $416,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 155,061 | $415,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 16,930 | $413,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 73,059 | $411,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 13,674 | $411,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 13,840 | $411,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 4,613 | $410,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 74,687 | $408,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,004 | $408,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 357,600 | $408,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 11,290 | $407,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 20,063 | $407,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 9,277 | $406,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 12,989 | $406,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 23,566 | $406,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 36,092 | $404,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 13,096 | $403,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,800 | $403,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 80,000 | $402,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,571 | $401,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 50,319 | $401,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 12,274 | $400,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,400 | $397,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 20,306 | $396,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,834 | $393,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 60,000 | $392,000 | thousands by filing date | put |
| SEADRILL LTD | G7998G106 | COM | 94,131 | $392,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,544 | $391,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 11,129 | $391,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,291 | $390,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 90,477 | $389,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 500,000 | $389,000 | thousands by filing date | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 49,719 | $388,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,496 | $388,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 18,954 | $388,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 35,357 | $387,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 395,000 | $387,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,104 | $385,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 12,875 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 18,637 | $385,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,400 | $384,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 134,997 | $384,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 16,140 | $383,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,000 | $382,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 7,873 | $381,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $381,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 246,682 | $380,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 13,673 | $380,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 68,985 | $378,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 6,229 | $378,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 40,759 | $378,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,471 | $377,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 14,922 | $376,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 29,007 | $376,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 9,525 | $376,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 19,082 | $375,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $375,000 | thousands by filing date | principal |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 13,961 | $374,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 19,650 | $374,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 200,000 | $374,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 26,656 | $373,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 22,951 | $371,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 76,179 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,895 | $370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 29,611 | $370,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 13,356 | $368,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 17,279 | $368,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,029 | $367,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 8,490 | $367,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 23,070 | $366,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,200 | $364,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,882 | $364,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 22,422 | $364,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 200,000 | $363,000 | thousands by filing date | principal |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 25,815 | $362,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 58,085 | $362,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,900 | $360,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 65,410 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 14,170 | $359,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 12,178 | $359,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,522 | $358,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 23,373 | $358,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 8,700 | $357,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 21,877 | $357,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 52,320 | $356,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 19,461 | $353,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 39,153 | $353,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 18,063 | $353,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 21,390 | $353,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 14,906 | $353,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 13,972 | $351,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 29,987 | $350,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 9,980 | $349,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 71,216 | $349,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 141,277 | $348,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 8,844 | $348,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 50,771 | $346,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,432 | $345,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 38,331 | $344,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,903 | $344,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 14,630 | $343,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 300,000 | $342,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 9,721 | $341,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 10,282 | $341,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 7,800 | $341,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 130,408 | $341,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 30,300 | $340,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 103,098 | $340,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 23,933 | $340,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 4,507 | $339,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 23,506 | $339,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 28,700 | $339,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 24,667 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,135 | $338,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 25,000 | $337,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 10,209 | $336,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 20,716 | $335,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,167 | $334,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 60,316 | $334,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,345 | $334,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 31,547 | $334,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,993 | $333,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 106,281 | $333,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 53,920 | $333,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 15,018 | $333,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 3,000 | $333,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 29,430 | $331,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 45,795 | $330,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,596 | $329,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,208 | $329,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 27,759 | $329,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,571 | $327,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 187,221 | $327,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 53,271 | $326,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 34,128 | $326,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 23,375 | $325,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 23,407 | $325,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 120,006 | $324,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 32,449 | $323,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 19,047 | $322,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 35,219 | $322,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 300,000 | $320,000 | thousands by filing date | principal |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 9,535 | $318,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 12,362 | $317,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 40,255 | $317,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 18,448 | $316,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 40,937 | $315,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 300,000 | $313,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 15,391 | $312,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,767 | $311,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 14,183 | $311,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,978 | $311,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 43,589 | $311,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,034 | $310,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 31,890 | $310,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 106,045 | $310,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,121 | $309,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 60,226 | $309,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 60,000 | $308,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 7,000 | $307,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 19,941 | $307,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,116 | $307,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 14,950 | $305,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 113,918 | $304,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 39,600 | $303,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 12,699 | $300,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 10,960 | $299,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 188,479 | $299,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 15,182 | $298,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 17,174 | $297,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 22,225 | $297,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 200,000 | $297,000 | thousands by filing date | principal |
| ONESPAN INC | 68287N100 | COM | 20,816 | $295,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,722 | $294,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 27,791 | $294,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 19,540 | $293,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 16,773 | $293,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 300,000 | $293,000 | thousands by filing date | principal |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,695 | $291,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 13,844 | $291,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 300,000 | $291,000 | thousands by filing date | principal |
| TOWER INTL INC | 891826109 | COM | 14,928 | $291,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,259 | $290,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 16,942 | $289,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 10,373 | $289,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 5,355 | $289,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 6,792 | $289,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 10,289 | $289,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 14,958 | $287,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 130,322 | $287,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 22,187 | $287,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 34,471 | $286,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 400,000 | $286,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 13,728 | $285,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 7,918 | $284,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 18,561 | $284,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 39,292 | $283,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 8,545 | $283,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 9,307 | $282,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 42,323 | $282,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,213 | $280,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 68,536 | $279,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,184 | $278,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 101,500 | $278,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 63,967 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,981 | $276,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 16,136 | $275,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,832 | $275,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 56,063 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,491 | $274,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 23,018 | $274,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,896 | $274,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 300,000 | $274,000 | thousands by filing date | principal |
| LENNAR CORP CL B | 526057302 | Stock | 7,083 | $272,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 39,249 | $272,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,902 | $272,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25,691 | $271,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,562 | $271,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 150,000 | $271,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 272,000 | $271,000 | thousands by filing date | principal |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 23,669 | $270,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,191 | $270,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 21,960 | $270,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 14,135 | $269,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 17,128 | $269,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 53,608 | $268,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 7,665 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 5,434 | $267,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,037 | $267,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 10,036 | $266,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $266,000 | thousands by filing date | principal |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,997 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,621 | $264,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,552 | $264,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 14,067 | $263,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 250,000 | $263,000 | thousands by filing date | principal |
| First Foundation Inc | 32026V104 | Common Stock | 19,509 | $262,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $261,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 18,609 | $261,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 14,004 | $260,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 100,000 | $259,000 | thousands by filing date | principal |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,125 | $258,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,394 | $257,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 42,178 | $257,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 11,547 | $256,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 64,096 | $255,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,574 | $255,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 24,483 | $252,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 11,708 | $252,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 8,182 | $252,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 38,940 | $252,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 20,541 | $251,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,340 | $250,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,309 | $250,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 22,848 | $247,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 45,416 | $247,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,023 | $246,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 25,255 | $246,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,318 | $246,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 250,000 | $246,000 | thousands by filing date | principal |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 30,580 | $245,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 41,560 | $244,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,519 | $244,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 12,652 | $244,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,296 | $244,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 33,410 | $243,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,689 | $243,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 39,057 | $242,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 18,034 | $241,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,669 | $241,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 16,404 | $241,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 18,273 | $241,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,388 | $240,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 9,200 | $240,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 76,520 | $238,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 18,664 | $237,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 13,049 | $237,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 24,711 | $237,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,822 | $236,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 28,993 | $236,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 45,648 | $236,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 68,903 | $236,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,982 | $235,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 7,947 | $234,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 12,215 | $233,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,533 | $229,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 8,803 | $229,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 13,321 | $228,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 45,082 | $227,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 254,000 | $227,000 | thousands by filing date | principal |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 9,336 | $226,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 51,513 | $225,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 45,474 | $224,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 200,000 | $224,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 36,193 | $224,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,031 | $223,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 9,196 | $223,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 55,446 | $223,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 5,450 | $223,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 4,741 | $223,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 57,389 | $222,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,910 | $221,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,439 | $220,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 18,795 | $220,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,397 | $219,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 23,343 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,265 | $219,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 20,500 | $217,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 15,400 | $216,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 81,956 | $216,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 12,095 | $216,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,971 | $214,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 27,162 | $213,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,996 | $213,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 11,552 | $211,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 34,106 | $211,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 64,553 | $211,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,066 | $210,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,654 | $210,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 48,445 | $210,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 15,386 | $209,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14,071 | $206,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $204,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,366 | $203,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,733 | $202,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,143 | $202,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,682 | $202,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 128,542 | $201,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 29,016 | $201,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 9,352 | $201,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $200,000 | thousands by filing date | principal |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 11,949 | $199,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 17,100 | $197,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K108 | COM | 108,661 | $197,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 19,767 | $196,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 32,362 | $195,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 64,844 | $194,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 26,429 | $193,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 136,498 | $192,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 16,892 | $192,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,777 | $192,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 57,120 | $192,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 19,139 | $192,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 71,530 | $191,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,016 | $189,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 85,701 | $186,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 20,538 | $186,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 22,886 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $184,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 12,450 | $183,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 16,361 | $183,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 47,545 | $182,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 62,117 | $182,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 10,276 | $178,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 12,921 | $178,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,664 | $177,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 12,539 | $176,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 11,698 | $176,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 44,336 | $176,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 23,405 | $176,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 35,816 | $176,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $176,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 85,701 | $175,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 18,515 | $173,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,097 | $173,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 20,258 | $172,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 10,289 | $171,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 27,289 | $171,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $170,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,832 | $166,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,248 | $166,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 15,300 | $165,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 50,000 | $164,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 11,907 | $162,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 24,303 | $160,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,015 | $160,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 32,960 | $157,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 75,533 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $155,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 13,521 | $151,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 100,829 | $151,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 51,772 | $150,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 45,100 | $148,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 16,150 | $147,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 150,000 | $147,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 19,210 | $146,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 15,183 | $146,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,463 | $145,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,052 | $144,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 14,512 | $143,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 41,500 | $143,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 39,779 | $143,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 16,230 | $143,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,009 | $143,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 200,000 | $143,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 41,002 | $141,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 25,250 | $141,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 27,453 | $140,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 225,089 | $140,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 70,664 | $140,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 56,600 | $139,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 41,048 | $138,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 106,352 | $138,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 42,841 | $138,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 33,241 | $138,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 16,211 | $135,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 13,553 | $135,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 221,784 | $135,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 99,999 | $135,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 23,971 | $134,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 35,767 | $134,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 12,289 | $134,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,203 | $131,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 79,283 | $129,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 40,312 | $128,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 11,180 | $128,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 19,629 | $126,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 260,619 | $125,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 31,039 | $124,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 33,404 | $123,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 15,387 | $122,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25,000 | $122,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25,000 | $122,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 68,167 | $119,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 10,200 | $117,000 | thousands by filing date | put |
| VOLITIONRX LTD | 928661107 | COM | 37,000 | $116,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,868 | $114,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 51,593 | $113,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 10,394 | $113,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,720 | $109,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 52,859 | $108,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 10,139 | $106,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 48,091 | $106,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 33,313 | $104,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,751 | $104,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,921 | $102,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 14,956 | $102,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17,946 | $101,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 119,118 | $101,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 13,969 | $99,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,757 | $99,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 20,300 | $97,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,145 | $97,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 54,412 | $94,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 22,944 | $93,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,216 | $92,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 10,140 | $92,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 22,378 | $91,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 30,060 | $91,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 22,074 | $87,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 10,732 | $87,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 18,277 | $87,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 21,138 | $86,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 23,877 | $85,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,256 | $81,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,587 | $80,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 12,220 | $78,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,944 | $77,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,136 | $75,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 20,706 | $73,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 17,218 | $73,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 25,300 | $73,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,384 | $72,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 18,194 | $71,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 18,854 | $71,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 30,829 | $69,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 12,025 | $67,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,194 | $63,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,533 | $63,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,055 | $63,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,171 | $62,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,721 | $61,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 20,282 | $61,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 24,389 | $60,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,900 | $59,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 30,432 | $59,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 44,172 | $57,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 182,316 | $57,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 21,482 | $56,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 27,285 | $56,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 40,000 | $55,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 23,957 | $55,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 11,564 | $54,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 11,732 | $54,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 38,073 | $52,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,739 | $51,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 13,381 | $51,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 24,601 | $51,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,792 | $50,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016926 | this filing | 2019-08-14 | acceptance time not in the bulk data set |