13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 4,068 holding rows worth $112,899,152,000.
- Accession
- 0001567619-19-016926
- Filer
- CIK 824468
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,907 entries on the cover page, a total value of $112,899,152,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,899,152,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STIFEL FINL CORP | 860630102 | COM | 61,520 | $3,633,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 94,606 | $3,632,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 120,692 | $3,631,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 52,293 | $3,629,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 121,577 | $3,625,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 253,356 | $3,612,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 55,543 | $3,610,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 37,322 | $3,599,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 39,401 | $3,598,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 117,442 | $3,593,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 172,006 | $3,592,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 60,277 | $3,590,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,060,051 | $3,583,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 303,881 | $3,576,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 719,672 | $3,570,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 151,860 | $3,568,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 305,686 | $3,567,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 37,361 | $3,560,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 57,821 | $3,555,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 587,247 | $3,553,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 229,101 | $3,552,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 73,918 | $3,550,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 23,327 | $3,549,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 325,494 | $3,548,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 83,302 | $3,545,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 22,040 | $3,541,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 76,852 | $3,528,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 129,000 | $3,524,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 48,928 | $3,519,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 60,000 | $3,518,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 68,350 | $3,510,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 268,934 | $3,504,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 59,852 | $3,498,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 70,885 | $3,496,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 203,958 | $3,493,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 361,655 | $3,476,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 209,490 | $3,474,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 46,245 | $3,464,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 44,400 | $3,463,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 123,000 | $3,449,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 28,410 | $3,449,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 89,500 | $3,448,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 350,000 | $3,448,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,090,771 | $3,446,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 99,403 | $3,438,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 181,785 | $3,433,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 63,329 | $3,426,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 172,500 | $3,419,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 310,571 | $3,413,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 69,300 | $3,411,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 39,517 | $3,402,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 222,000 | $3,399,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 71,965 | $3,399,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 71,155 | $3,395,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 109,977 | $3,385,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 107,301 | $3,385,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 189,176 | $3,383,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 223,238 | $3,382,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 36,100 | $3,377,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,202,000 | $3,374,000 | thousands by filing date | principal |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 174,841 | $3,372,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 96,472 | $3,369,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 172,745 | $3,369,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 63,459 | $3,367,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 90,649 | $3,363,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 292,099 | $3,363,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 159,007 | $3,361,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 150,000 | $3,360,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 77,142 | $3,355,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 53,482 | $3,343,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 59,309 | $3,342,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 48,725 | $3,338,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 439,323 | $3,335,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 48,001 | $3,334,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 39,658 | $3,328,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 22,914 | $3,315,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 114,391 | $3,311,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 82,471 | $3,303,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 61,758 | $3,299,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 601,265 | $3,283,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 75,013 | $3,278,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 12,400 | $3,277,000 | thousands by filing date | call |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 179,344 | $3,271,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 56,507 | $3,269,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 91,097 | $3,266,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 34,349 | $3,255,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,650,000 | $3,255,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 88,173 | $3,254,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 55,220 | $3,251,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 78,603 | $3,245,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 78,874 | $3,242,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 60,349 | $3,240,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 202,228 | $3,231,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 58,652 | $3,229,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 63,291 | $3,222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 61,793 | $3,222,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 130,400 | $3,212,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 72,139 | $3,212,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 29,400 | $3,208,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 73,639 | $3,207,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 43,693 | $3,206,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 737,356 | $3,193,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 304,554 | $3,191,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 38,477 | $3,184,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 32,328 | $3,184,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 161,487 | $3,183,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 24,310 | $3,182,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 294,484 | $3,175,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 26,156 | $3,169,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 195,459 | $3,168,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 43,824 | $3,163,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,300,000 | $3,160,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 138,221 | $3,158,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 479,240 | $3,158,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 220,908 | $3,153,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 58,696 | $3,148,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 151,830 | $3,143,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 91,478 | $3,142,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 68,181 | $3,141,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 110,000 | $3,137,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 57,466 | $3,131,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 414,726 | $3,123,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 150,000 | $3,119,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 150,000 | $3,119,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 310,901 | $3,112,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 175,000 | $3,106,000 | thousands by filing date | call |
| SYNEOS HEALTH INC | 87166B102 | CL A | 60,750 | $3,104,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 39,112 | $3,102,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 38,024 | $3,094,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 83,539 | $3,091,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 90,342 | $3,088,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 36,906 | $3,080,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 89,013 | $3,079,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 113,227 | $3,073,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 75,550 | $3,072,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,115,000 | $3,071,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 25,500 | $3,071,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 477,100 | $3,058,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 137,959 | $3,049,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 40,166 | $3,047,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 154,686 | $3,044,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 46,158 | $3,039,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 70,000 | $3,037,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 193,070 | $3,030,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 778,187 | $3,028,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 249,451 | $3,024,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 32,500 | $3,004,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 2,740,000 | $2,998,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 53,300 | $2,994,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 152,867 | $2,993,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 36,592 | $2,989,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 31,688 | $2,988,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 20,097 | $2,986,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 16,582,654 | $2,985,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50,000 | $2,982,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 230,850 | $2,981,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 50,000 | $2,980,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 148,142 | $2,972,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 94,545 | $2,968,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,100 | $2,966,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 65,000 | $2,956,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 17,304 | $2,954,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 100,000 | $2,954,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 75,426 | $2,951,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 61,000 | $2,946,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 94,554 | $2,941,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 21,565 | $2,941,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 31,500 | $2,935,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 109,568 | $2,929,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 49,721 | $2,927,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 50,000 | $2,923,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 470,478 | $2,918,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 123,400 | $2,916,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 272,200 | $2,904,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 19,777 | $2,890,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 210,752 | $2,881,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 47,254 | $2,863,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 53,381 | $2,856,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,218 | $2,850,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 67,230 | $2,846,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 64,691 | $2,843,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 73,273 | $2,840,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 44,727 | $2,840,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 103,249 | $2,833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 60,800 | $2,830,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 56,450 | $2,829,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 42,946 | $2,828,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 63,776 | $2,827,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 40,700 | $2,823,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 184,267 | $2,813,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 124,761 | $2,812,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 183,248 | $2,807,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 145,657 | $2,806,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 142,925 | $2,804,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 647,023 | $2,802,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 222,364 | $2,798,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 156,373 | $2,796,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,622 | $2,795,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 25,331 | $2,789,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 6,192 | $2,788,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 69,212 | $2,787,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 52,810 | $2,785,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 139,305 | $2,785,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 29,659 | $2,777,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 45,000 | $2,777,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 500,000 | $2,765,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 88,851 | $2,765,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 51,676 | $2,764,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 140,000 | $2,755,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 109,926 | $2,748,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 46,930 | $2,747,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 40,486 | $2,745,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 167,490 | $2,743,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 300,000 | $2,736,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 118,720 | $2,734,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 270,627 | $2,732,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 32,503 | $2,731,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E372 | MSCI DEV OVER | 50,000 | $2,729,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,629 | $2,723,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 65,318 | $2,723,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 27,565 | $2,723,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 42,643 | $2,719,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 59,178 | $2,716,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 50,000 | $2,710,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 23,800 | $2,702,000 | thousands by filing date | put |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 200,199 | $2,702,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 261,023 | $2,695,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 45,398 | $2,693,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 175,164 | $2,689,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 129,168 | $2,688,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 496,365 | $2,685,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 813,751 | $2,685,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 90,275 | $2,684,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 44,981 | $2,679,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 43,079 | $2,676,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 69,648 | $2,667,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,664,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 2,500,000 | $2,663,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 157,510 | $2,662,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 136,241 | $2,662,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 50,000 | $2,656,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 50,000 | $2,654,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 73,485 | $2,653,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 82,037 | $2,651,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,700 | $2,648,000 | thousands by filing date | call |
| RLI CORP COM | 749607107 | Stock | 30,893 | $2,648,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 127,507 | $2,648,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 37,337 | $2,640,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 99,522 | $2,626,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 125,000 | $2,626,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 50,000 | $2,622,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 138,498 | $2,619,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50,079 | $2,619,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 63,320 | $2,617,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 53,652 | $2,613,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 72,617 | $2,611,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 64,224 | $2,604,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 227,023 | $2,604,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 29,858 | $2,603,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 67,098 | $2,603,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 37,266 | $2,601,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 44,763 | $2,599,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,241,208 | $2,594,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 228,846 | $2,593,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 92,482 | $2,592,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 40,102 | $2,583,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 322,588 | $2,580,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 34,181 | $2,577,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 2,599,000 | $2,572,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E398 | MSCI DEF OVER | 50,000 | $2,570,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 25,000 | $2,562,000 | thousands by filing date | put |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 439,120 | $2,560,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 200,000 | $2,558,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 1,013,437 | $2,554,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 75,667 | $2,553,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 77,898 | $2,552,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 14,779 | $2,547,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 50,714 | $2,547,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,083,000 | $2,538,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 33,731 | $2,530,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 208,141 | $2,522,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 56,336 | $2,518,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 50,000 | $2,515,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 99,729 | $2,513,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 64,444 | $2,512,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 47,300 | $2,501,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 93,818 | $2,498,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 92,625 | $2,496,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 57,276 | $2,495,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 14,900 | $2,495,000 | thousands by filing date | call |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 85,876 | $2,494,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 2,500,000 | $2,493,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 129,861 | $2,492,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 215,022 | $2,489,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 42,461 | $2,486,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 21,100 | $2,484,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 148,868 | $2,483,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 148,400 | $2,481,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 62,546 | $2,479,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 67,949 | $2,479,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 63,958 | $2,478,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15,500 | $2,476,000 | thousands by filing date | call |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 602,688 | $2,471,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 100,000 | $2,465,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,500,000 | $2,463,000 | thousands by filing date | principal |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 196,295 | $2,449,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 62,428 | $2,446,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 41,495 | $2,442,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 122,757 | $2,441,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 179,941 | $2,439,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 50,944 | $2,435,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 285,000 | $2,431,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 17,724 | $2,424,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 59,834 | $2,421,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100,000 | $2,418,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 110,954 | $2,417,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 80,958 | $2,410,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 57,204 | $2,402,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,217,849 | $2,399,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 111,293 | $2,390,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 50,004 | $2,390,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 47,844 | $2,386,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 92,699 | $2,385,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 92,055 | $2,382,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 127,698 | $2,381,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 7,946 | $2,378,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 156,745 | $2,371,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 150,000 | $2,370,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 27,895 | $2,370,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 124,100 | $2,370,000 | thousands by filing date | put |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 55,019 | $2,364,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 163,310 | $2,363,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 23,637 | $2,363,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 31,894 | $2,362,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 112,610 | $2,361,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 69,797 | $2,360,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 53,944 | $2,360,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 55,595 | $2,356,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 213,343 | $2,355,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 53,816 | $2,352,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 81,114 | $2,349,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 43,000 | $2,345,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 106,790 | $2,343,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13,450 | $2,343,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,300,000 | $2,341,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | 500688106 | COM | 373,215 | $2,340,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 102,155 | $2,338,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 475,961 | $2,337,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 35,500 | $2,333,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 20,104 | $2,332,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,075,000 | $2,327,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 46,834 | $2,323,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 72,360 | $2,316,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 50,000 | $2,314,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 50,000 | $2,314,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 105,404 | $2,309,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 31,563 | $2,307,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 60,841 | $2,305,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 396,820 | $2,305,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 10,000 | $2,301,000 | thousands by filing date | put |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 87,639 | $2,301,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 60,743 | $2,299,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 100,000 | $2,296,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 22,726 | $2,293,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,200 | $2,291,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 228,534 | $2,289,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 163,691 | $2,288,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 39,496 | $2,286,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,569,583 | $2,277,000 | thousands by filing date | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 190,158 | $2,276,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 415,400 | $2,272,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 59,888 | $2,267,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 67,436 | $2,261,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 55,017 | $2,259,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 38,807 | $2,256,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 34,912 | $2,255,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 73,642 | $2,251,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 67,611 | $2,247,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 58,800 | $2,246,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 63,765 | $2,242,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 59,397 | $2,240,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,450,000 | $2,240,000 | thousands by filing date | principal |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 45,242 | $2,230,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 23,245 | $2,219,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 19,860 | $2,211,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18,345 | $2,211,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 122,252 | $2,210,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 83,233 | $2,206,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,675,000 | $2,198,000 | thousands by filing date | principal |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 39,054 | $2,197,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 59,699 | $2,195,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,573 | $2,195,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 2,030,000 | $2,195,000 | thousands by filing date | principal |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 41,963 | $2,186,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 29,721 | $2,183,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 117,000 | $2,178,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 141,941 | $2,175,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 44,445 | $2,173,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 75,000 | $2,173,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 51,725 | $2,169,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 84,759 | $2,169,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 51,723 | $2,168,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 28,779 | $2,166,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 119,334 | $2,161,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 49,600 | $2,149,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 48,600 | $2,135,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 34,592 | $2,129,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 208,776 | $2,129,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 112,597 | $2,125,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 123,585 | $2,124,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 1,925,000 | $2,122,000 | thousands by filing date | principal |
| CARS COM INC | 14575E105 | COM | 107,369 | $2,117,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 12,251 | $2,115,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 44,020 | $2,101,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 27,473 | $2,096,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 24,445 | $2,091,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 91,338 | $2,091,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 45,578 | $2,090,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 50,000 | $2,084,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 50,000 | $2,084,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 45,214 | $2,080,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 26,559 | $2,076,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 37,085 | $2,072,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 24,029 | $2,065,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E380 | MSCI EMRG OVER | 40,100 | $2,065,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 99,229 | $2,064,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 115,813 | $2,063,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 16,071 | $2,061,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 99,252 | $2,060,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,167,000 | $2,059,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 62,936 | $2,057,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 180,761 | $2,047,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 40,200 | $2,041,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 46,121 | $2,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 30,623 | $2,038,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 37,046 | $2,036,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 80,700 | $2,035,000 | thousands by filing date | put |
| ANAPTYSBIO INC | 032724106 | COM | 36,012 | $2,032,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,600 | $2,031,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 73,607 | $2,027,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 57,276 | $2,023,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 96,138 | $2,023,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 39,263 | $2,015,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 30,529 | $2,011,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 51,897 | $2,006,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 385,889 | $2,006,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 23,100 | $2,003,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 116,951 | $2,002,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13,000 | $2,000,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 108,000 | $1,996,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 30,000 | $1,992,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 160,341 | $1,992,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 50,000 | $1,988,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 55,000 | $1,986,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 16,675 | $1,981,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 35,957 | $1,975,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 40,100 | $1,974,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 106,781 | $1,974,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 58,534 | $1,973,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 58,074 | $1,972,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 194,003 | $1,972,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 93,110 | $1,972,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 25,000 | $1,964,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 16,968 | $1,962,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 44,991 | $1,962,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 38,600 | $1,960,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 23,711 | $1,959,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,940,000 | $1,957,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 2,035,407 | $1,956,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 249,201 | $1,956,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 34,000 | $1,954,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 67,586 | $1,953,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 38,631 | $1,952,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 133,713 | $1,951,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 150,000 | $1,946,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 117,472 | $1,941,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 47,445 | $1,941,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 164,200 | $1,941,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 22,743 | $1,940,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 28,333 | $1,937,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 20,075 | $1,926,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 38,496 | $1,924,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 66,348 | $1,923,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 54,267 | $1,921,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 51,035 | $1,920,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 54,880 | $1,919,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 30,338 | $1,919,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 150,000 | $1,917,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 110,481 | $1,908,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 303,800 | $1,905,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 22,567 | $1,905,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 25,837 | $1,904,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 78,010 | $1,903,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 44,473 | $1,885,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 100,088 | $1,883,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 28,458 | $1,882,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 77,576 | $1,881,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,400 | $1,880,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 95,694 | $1,875,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 36,937 | $1,870,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016926 | this filing | 2019-08-14 | acceptance time not in the bulk data set |