13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 4,068 holding rows worth $112,899,152,000.
- Accession
- 0001567619-19-016926
- Filer
- CIK 824468
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,907 entries on the cover page, a total value of $112,899,152,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,899,152,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,841 | $49,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 27,934 | $47,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 17,433 | $46,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 242,300 | $46,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,631 | $45,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,533 | $44,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 41,771 | $43,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 37,264 | $43,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 12,017 | $42,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 11,250 | $41,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,495 | $39,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 19,568 | $39,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 28,805 | $38,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,353 | $38,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 32,518 | $37,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 13,923 | $37,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 36,020 | $37,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,320 | $37,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 24,124 | $37,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 10,227 | $37,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 13,119 | $35,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 20,512 | $35,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,454 | $34,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,530 | $34,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,000 | $34,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 15,320 | $33,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 51,101 | $32,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 16,817 | $31,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 12,360 | $31,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 12,321 | $30,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 11,105 | $29,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 17,503 | $29,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 11,323 | $28,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 16,283 | $28,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,732 | $27,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 22,333 | $27,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 15,997 | $27,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,827 | $27,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 23,583 | $26,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 12,096 | $26,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,219 | $25,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,013 | $25,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 16,435 | $24,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 15,765 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 33,660 | $22,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,017 | $18,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 19,155 | $18,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 14,893 | $18,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,671 | $17,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 12,000 | $17,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,491 | $17,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 22,440 | $16,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,074 | $15,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 12,963 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 24,941 | $13,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,549 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,707 | $11,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 10,121 | $11,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 14,849 | $10,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 19,047 | $8,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 14,364 | $8,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 15,000 | $8,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 13,149 | $7,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 20,435 | $7,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 20,758 | $5,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 15,000 | $5,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 23,030 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016926 | this filing | 2019-08-14 | acceptance time not in the bulk data set |