13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | put |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 242 | $3,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 770 | $3,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 177 | $3,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 165 | $3,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,000 | $3,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 2,505 | $3,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,194 | $3,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 200 | $3,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 900 | $3,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 263 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 642 | $3,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,500 | $3,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 63 | $3,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,720 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 444 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 200 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 347 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,076 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $3,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 287 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,325 | $3,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 386 | $3,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 666 | $3,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 500 | $3,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,000 | $3,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 245 | $3,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 104 | $3,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 3 | $3,000 | thousands by filing date | principal |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $3,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 99 | $3,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $3,000 | thousands by filing date | principal |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 1,500 | $3,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 300 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,000 | $3,000 | thousands by filing date | principal |
| LINE CORP | 53567X101 | SPONSORED ADR | 102 | $3,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 850 | $3,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 7,030 | $3,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 47 | $3,000 | thousands by filing date | principal |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 12,355 | $3,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 61 | $2,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,000 | $2,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 653 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $2,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 400 | $2,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 499 | $2,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 100 | $2,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $2,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,450 | $2,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 100 | $2,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 100 | $2,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 485 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,157 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 194 | $2,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 86 | $2,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 56 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 200 | $2,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 200 | $2,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 209 | $2,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 200 | $2,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 25 | $2,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 114 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 309 | $2,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 955 | $2,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 519 | $2,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 117 | $2,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 400 | $2,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 218 | $2,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 200 | $2,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 200 | $2,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 200 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 170 | $2,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 300 | $2,000 | thousands by filing date | call |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 360 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 250 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 79 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 100 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,020 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 130 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 346 | $2,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 774 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,500 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,774 | $2,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,850 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 500 | $2,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 668 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 323 | $2,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 216 | $2,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 234 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100 | $2,000 | thousands by filing date | call |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 400 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,035 | $2,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 500 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 200 | $2,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,500 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,120 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 377 | $2,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 119 | $2,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 33 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,545 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 600 | $2,000 | thousands by filing date | call |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,679 | $2,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 600 | $2,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 347 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 329 | $2,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 203 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 78 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 583 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 170 | $2,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,500 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,100 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 22 | $2,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 53 | $2,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,100 | $2,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 600 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 685 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 565 | $2,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 2,635 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 400 | $2,000 | thousands by filing date | put |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 51 | $2,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 2,116 | $2,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 200 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 13,050 | $2,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 949 | $2,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 60 | $2,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 1,077 | $2,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 2,000 | $2,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,072 | $2,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 232 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $2,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 191 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,611 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 108 | $2,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 200 | $2,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 590 | $2,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 1,243 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 87 | $2,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 21 | $2,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 167 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 157 | $2,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 200 | $2,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 600 | $2,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,100 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 75 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 71 | $2,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 305 | $2,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 1,570 | $2,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 503 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J718 | Cmn | 100 | $2,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 22 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 200 | $1,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 300 | $1,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 253 | $1,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 19 | $1,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 100 | $1,000 | thousands by filing date | call |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 66 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 200 | $1,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 61 | $1,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 22 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 500 | $1,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 200 | $1,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 100 | $1,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 51 | $1,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 36 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 108 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 200 | $1,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 600 | $1,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 100 | $1,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 100 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 500 | $1,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 692 | $1,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 92 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $1,000 | thousands by filing date | put |
| FASTLY INC | 31188V100 | CL A | 28 | $1,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 39 | $1,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 101 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100 | $1,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 200 | $1,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 143 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 40 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100 | $1,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 28 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 247 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 178 | $1,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 52 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 298 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 134 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 305 | $1,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 100 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 400 | $1,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 403 | $1,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 29 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 50 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 28 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 64 | $1,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 100 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 200 | $1,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,600 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,500 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 200 | $1,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 120 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,839 | $1,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 34 | $1,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 250 | $1,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 152 | $1,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 300 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 10 | $1,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 52 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,075 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 155 | $1,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 161 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 500 | $1,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 400 | $1,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 3,568 | $1,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 700 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 266 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,200 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 400 | $1,000 | thousands by filing date | put |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 91 | $1,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 13 | $1,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 300 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 39 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 612 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 300 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 300 | $1,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 44 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 400 | $1,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 1,700 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,050 | $1,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 36 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 442 | $1,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 338 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 232 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 424 | $1,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,000 | $1,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 37 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 3,000 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 50 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 20 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 27 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 353 | $1,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 31 | $1,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,000 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 500 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| VAPOTHERM INC | 922107107 | COM | 36 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,079 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 185 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 7,496 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 773 | $1,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 42 | $1,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,500 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 553 | $1,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 33 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,013 | $1,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 80 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 100 | $1,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 25 | $1,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 2,003 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,885 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 890 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 200 | $1,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 249 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 90 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,337 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 1,000 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 124 | $1,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 148 | $1,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 124 | $1,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 125 | $1,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 100 | $1,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1,638 | $1,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 100 | $1,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,250 | $1,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,200 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,915 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 833 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 10 | $1,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X105 | COM | 1,900 | $1,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENABLE HLDGS INC | 88025T102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONESPAN INC | 68287N100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGNT INC | 30212W100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 51JOB INC | 316827104 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK7 CORP | 06652N107 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM FIN INC COM | 12574Q103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JERASH HLDGS US INC | 47632P101 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION BANKSHARES INC | 905400107 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUZZI S P A | 63905A200 | SPON ADS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA RES INC COM | 777385105 | Stock | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 610 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yogaworks, Inc. | 986005106 | com | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DENBURY RES INC | 247916208 | COM NEW | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREER EDUCATION CORP | 141665109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRED S INC CLASS A | 356108100 | COM | 601 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANNELADVISOR CORP | 159179100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FQF TR | 351680400 | QUANTSHARE SIZ | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,933 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 447 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 492 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA MOBILE LTD | 051857100 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P100 | COM | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL CMNTY BANCORP | 69290X101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAFGEN INC | 98885E103 | COM | 399 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 438 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROAN RES INC | 769755109 | CL A COM | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOO HLDG LTD | 81367P101 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 3 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 2,508 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 2,094 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFRESH INC | 449538107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487105 | CL A | 1,087 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |