13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 154 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100 | $2,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 100 | $2,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 100 | $2,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 99 | $2,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $2,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 72 | $2,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 132 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 83 | $2,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 72 | $2,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 485 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $2,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 922 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $2,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $2,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,907 | $2,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $2,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 178 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 60 | $2,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 100 | $2,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 33 | $2,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 19 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 230 | $2,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 112 | $2,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 445 | $2,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 519 | $2,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 34 | $2,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 36 | $2,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 100 | $2,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100 | $2,000 | thousands by filing date | put |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 250 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 79 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 240 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 100 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 130 | $2,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 753 | $2,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 2,357 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,850 | $2,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,600 | $2,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 668 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,357 | $2,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 480 | $2,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 94 | $2,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 126 | $2,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 202 | $2,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 300 | $2,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 200 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,545 | $2,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,200 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 700 | $2,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 307 | $2,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 200 | $2,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 500 | $2,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 300 | $2,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,490 | $2,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 1,000 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 612 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 170 | $2,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,500 | $2,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 100 | $2,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 524 | $2,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 1,700 | $2,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,500 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,000 | $2,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,880 | $2,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 50 | $2,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,200 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 685 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 420 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 400 | $2,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 325 | $2,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 51 | $2,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 783 | $2,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 60 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 2,009 | $2,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,885 | $2,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 61 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $2,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 40 | $2,000 | thousands by filing date | principal |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,125 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 210 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 108 | $2,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 238 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 20 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 87 | $2,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,600 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 75 | $2,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,915 | $2,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 503 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J718 | Cmn | 100 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 19 | $2,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 22 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 400 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 200 | $1,000 | thousands by filing date | put |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 44 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 63 | $1,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 42 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 200 | $1,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 37 | $1,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 100 | $1,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 203 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 500 | $1,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 200 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 134 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 14 | $1,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 47 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 30 | $1,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 200 | $1,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 37 | $1,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 18 | $1,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 101 | $1,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 26 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 211 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 150 | $1,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 143 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 100 | $1,000 | thousands by filing date | put |
| ORTHOFIX MED INC | 68752M108 | COM | 23 | $1,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10 | $1,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 40 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 100 | $1,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20 | $1,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 203 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 123 | $1,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 347 | $1,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 100 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 37 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 415 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 600 | $1,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 100 | $1,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 72 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 28 | $1,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 103 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 50 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 101 | $1,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 300 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 143 | $1,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 100 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 200 | $1,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 108 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 300 | $1,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 789 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,402 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 300 | $1,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,000 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 314 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,500 | $1,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 160 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 120 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 323 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 500 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 10 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 60 | $1,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 100 | $1,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,152 | $1,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 155 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 300 | $1,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 200 | $1,000 | thousands by filing date | put |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 23 | $1,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 200 | $1,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 1,203 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 170 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 300 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 38 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 900 | $1,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,000 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 300 | $1,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 8 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 300 | $1,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 954 | $1,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 44 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 89 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 601 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,050 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 551 | $1,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 63 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 82 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 424 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 200 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 100 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 3,000 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,300 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 353 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 300 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 44 | $1,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 100 | $1,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,000 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 500 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| LEAF GROUP LTD | 52177G102 | COM | 185 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | call |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 51 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 640 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 3,082 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 250 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 1,380 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 659 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 118 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 165 | $1,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 100 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 200 | $1,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 33 | $1,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 25 | $1,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 985 | $1,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 143 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 1,690 | $1,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 37 | $1,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 77 | $1,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 40 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 90 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,091 | $1,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 490 | $1,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 36 | $1,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 61 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 1,000 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 237 | $1,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 100 | $1,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 2,092 | $1,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 450 | $1,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 110 | $1,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 1,200 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 866 | $1,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 103 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 51 | $1,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 853 | $1,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 33 | $1,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,900 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEMETIS INC | 00770K202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 838 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARQ INC | 00770C101 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BYLINE BANCORP INC | 124411109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHIO VY BANC CORP | 677719106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRA INTL INC | 12618T105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STOCK YDS BANCORP INC | 861025104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAESARSTONE LTD | M20598104 | ORD SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFRAREIT INC | 45685L100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM FIN INC COM | 12574Q103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 523 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JERASH HLDGS US INC | 47632P101 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 678 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEOPENWEST INC | 96758W101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yogaworks, Inc. | 986005106 | com | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SP PLUS CORP | 78469C103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IF BANCORP INC | 44951J105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TINGO GROUP INC | 55328R109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAY INC | 225223304 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACETO CORP | 004446100 | COM | 270 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,504 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBBEY INC | 529898108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANNELADVISOR CORP | 159179100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M B T FINANCIAL CORP | 578877102 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646103 | COMM STK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNASIL CORP AMER | 268102100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FQF TR | 351680400 | QUANTSHARE SIZ | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772207 | SHS | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 1,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684107 | COM | 268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTINYX INC | 03836N103 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P100 | COM | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRIC BRANDS INC | 15644G104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 2,543 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFRESH INC | 449538107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB ONE BANCORP | 78413T103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO | 56068V102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC COM | 67778H309 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPCAR INC | 26210U203 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |