13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,190 holding rows worth $643,561,408,000.
- Accession
- 0001567619-19-010988
- Filer
- CIK 70858
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 21,426 entries on the cover page, a total value of $643,561,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,561,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 614 | $20,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 4,276 | $20,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 25,000 | $20,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 4,000 | $20,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 375 | $19,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,000 | $19,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 3,012 | $19,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 13,510 | $19,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 70,500 | $19,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,433 | $19,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 3,103 | $19,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 1,000 | $19,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 20,000 | $19,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 216 | $19,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 22,000 | $19,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 21,000 | $19,000 | thousands by filing date | principal |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 4,088 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 830 | $18,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 836 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 410 | $18,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 746 | $18,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 5,299 | $18,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 34,568 | $18,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 18,000 | $18,000 | thousands by filing date | principal |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 2,174 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 645 | $18,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,514 | $17,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,095 | $17,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 2,181 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $17,000 | thousands by filing date | principal |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 590 | $17,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 600 | $17,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,500 | $17,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,702 | $17,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,014 | $17,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,656 | $17,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 18,000 | $17,000 | thousands by filing date | principal |
| HEXINDAI INC | 428295109 | ADR | 4,945 | $17,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 4,007 | $17,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 310 | $17,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C765 | GLOBAL REV | 669 | $17,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 941 | $16,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,103 | $16,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 6,127 | $16,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 2,000 | $16,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 13,000 | $16,000 | thousands by filing date | principal |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 6,406 | $16,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 6,314 | $16,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,017 | $16,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,515 | $16,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 6,509 | $16,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,577 | $16,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 4,809 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 327 | $16,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,092 | $15,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4,183 | $15,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 3,842 | $15,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 2,295 | $15,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 500 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 458 | $15,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 19,956 | $15,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 926 | $15,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 2,133 | $15,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 5,525 | $15,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,700 | $15,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,899 | $15,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,146 | $15,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 4,591 | $15,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 3,192 | $15,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 4,810 | $15,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,883 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 559 | $15,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 12,223 | $15,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,814 | $14,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,180 | $14,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,079 | $14,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 197 | $14,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,500 | $14,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 875 | $14,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 640 | $14,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 836 | $14,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 3,150 | $14,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 14,000 | $14,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 17,076 | $14,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 1,200 | $14,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,000 | $14,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 6,432 | $14,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 7,020 | $14,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 495 | $14,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 13,000 | $14,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 14,000 | $14,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 465 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 400 | $13,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 4,300 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 500 | $13,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,061 | $13,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,450 | $13,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,000 | $13,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 6,048 | $13,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 15,000 | $13,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 4,000 | $13,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 8,308 | $13,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $12,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,000 | $12,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 210 | $12,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 565 | $12,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 605 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 405 | $12,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 4,031 | $12,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,205 | $12,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,724 | $12,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 10,000 | $12,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 3,589 | $12,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 12,478 | $12,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 500 | $12,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 20,519 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 560 | $12,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 6,000 | $12,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 647 | $12,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 20,000 | $12,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,597 | $11,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 500 | $11,000 | thousands by filing date | call |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 953 | $11,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,435 | $11,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 3,605 | $11,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,248 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $11,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1,000 | $11,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 11,000 | $11,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 14,000 | $11,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 400 | $11,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 8,500 | $11,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,426 | $11,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 8,370 | $11,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,952 | $11,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 200 | $11,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 3,924 | $11,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 6,125 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 11,000 | $11,000 | thousands by filing date | principal |
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 153 | $11,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 11,000 | $11,000 | thousands by filing date | principal |
| INVESCO CURNCYSHS SNGPORE DL | 46138Y103 | SINGAPORE DLR | 157 | $11,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 859 | $10,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 16,100 | $10,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 474 | $10,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 2,055 | $10,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 624 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 325 | $10,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,017 | $10,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,612 | $10,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 553 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 794 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 105 | $10,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 260 | $10,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,229 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 100 | $10,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,200 | $10,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 757 | $10,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 800 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,770 | $10,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 20,362 | $10,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 8,140 | $10,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,565 | $10,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 10,000 | $10,000 | thousands by filing date | principal |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 1,287 | $10,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 10,000 | $10,000 | thousands by filing date | principal |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,316 | $10,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 500 | $10,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,991 | $10,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 3,832 | $10,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 7,000 | $10,000 | thousands by filing date | principal |
| ALTA MESA RES INC | 02133L109 | CL A | 37,908 | $10,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 400 | $10,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 22,286 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 10,000 | $10,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 100 | $10,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 382 | $10,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 700 | $9,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 408 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 262 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 280 | $9,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,339 | $9,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 646 | $9,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 406 | $9,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 4,000 | $9,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 500 | $9,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 5,000 | $9,000 | thousands by filing date | principal |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 3,600 | $9,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 9,000 | $9,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 9,000 | $9,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 708 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 523 | $9,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 10,151 | $9,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,318 | $9,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 5,283 | $9,000 | thousands by filing date | |
| USAA ETF TR | 90291F402 | MSCI EMRG MKTS | 200 | $9,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 350 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,450 | $8,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 295 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 357 | $8,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 900 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 375 | $8,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 724 | $8,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,000 | $8,000 | thousands by filing date | principal |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 2,123 | $8,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 3,500 | $8,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 606 | $8,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,267 | $8,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,861 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 500 | $8,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,034 | $8,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,017 | $8,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 4,000 | $8,000 | thousands by filing date | principal |
| AVINGER INC | 053734208 | COM NEW | 8,871 | $8,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 243 | $8,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 2,021 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,286 | $8,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 4,403 | $8,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 6,562 | $8,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 20,000 | $8,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 4,000 | $8,000 | thousands by filing date | principal |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 9,948 | $8,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 8,000 | $8,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,000 | $8,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 144 | $7,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 468 | $7,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 533 | $7,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 288 | $7,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 468 | $7,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 103 | $7,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 1,400 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 8,085 | $7,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 17,584 | $7,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 137,027 | $7,000 | thousands by filing date | principal |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 607 | $7,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,355 | $7,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,948 | $7,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 7,963 | $7,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,591 | $7,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,702 | $7,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 919 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 116 | $7,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 5,653 | $7,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 3,000 | $7,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 25,973 | $7,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 2,600 | $7,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 1,796 | $7,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 747 | $7,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 700 | $7,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 6,100 | $7,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 12,500 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y840 | CB OE RUSSELL | 392 | $7,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 617 | $6,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 531 | $6,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 4,740 | $6,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 557 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $6,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 556 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 256 | $6,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 54 | $6,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 800 | $6,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,970 | $6,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,502 | $6,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 3,700 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 200 | $6,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 174 | $6,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 3,133 | $6,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 475 | $6,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,250 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 215 | $6,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 3,400 | $6,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,459 | $6,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 4,100 | $6,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 1,452 | $6,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 3,470 | $6,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 291 | $6,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 899 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 289 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 110 | $6,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C674 | RUSL 1000 QTLY | 222 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 42 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,270 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 186 | $5,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,270 | $5,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 11,000 | $5,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 200 | $5,000 | thousands by filing date | call |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,572 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 74 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 564 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 100 | $5,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 1,923 | $5,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 816 | $5,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,404 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 111 | $5,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 6,021 | $5,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 2,416 | $5,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 366 | $5,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 4,000 | $5,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 948 | $5,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 955 | $5,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 504 | $5,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 12,502 | $5,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 5,000 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 58,090 | $5,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 250 | $5,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 5,000 | $5,000 | thousands by filing date | principal |
| AURORA MOBILE LTD | 051857100 | ADS | 729 | $5,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 215 | $5,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 129 | $5,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 1,000 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 115 | $4,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 553 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 6,548 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,758 | $4,000 | thousands by filing date | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,488 | $4,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 831 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,117 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 140 | $4,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 71 | $4,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 250 | $4,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 150 | $4,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,062 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 77 | $4,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 407 | $4,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 2,222 | $4,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 3,024 | $4,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 432 | $4,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,000 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 3,861 | $4,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 385 | $4,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 136 | $4,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 230 | $4,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 4,730 | $4,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 14,959 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 125 | $4,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 7,687 | $4,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 500 | $4,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 551 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 541 | $4,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 989 | $3,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 100 | $3,000 | thousands by filing date | call |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 939 | $3,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 558 | $3,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 206 | $3,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,250 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,562 | $3,000 | thousands by filing date | principal |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 250 | $3,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,232 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 4,700 | $3,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 375 | $3,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 2,383 | $3,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,705 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,676 | $3,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,500 | $3,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 81 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $3,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,000 | $3,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 25,603 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,899 | $3,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,100 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,000 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 108,657 | $3,000 | thousands by filing date | principal |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 5,000 | $3,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 539 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 150 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 153 | $3,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 3,338 | $3,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 13,259 | $3,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,000 | $3,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 906 | $3,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 143 | $3,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 664 | $3,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 14,911 | $3,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,180 | $3,000 | thousands by filing date | principal |
| CONTRAFECT CORP | 212326102 | COM | 7,885 | $3,000 | thousands by filing date | |
| REVEN HSG REIT INC | 761378207 | COM NEW | 979 | $3,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 3,000 | $3,000 | thousands by filing date | principal |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 5,000 | $3,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 3,000 | $3,000 | thousands by filing date | principal |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 10,000 | $3,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 164 | $3,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 100 | $2,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 131 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 251 | $2,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 370 | $2,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 544 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 425 | $2,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 100 | $2,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 50 | $2,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 299 | $2,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 565 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 49 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 115 | $2,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,400 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 5 | $2,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 194 | $2,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 331 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 141 | $2,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 98 | $2,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,400 | $2,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 100 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 991 | $2,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,550 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 483 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 625 | $2,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,076 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 188 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,430 | $2,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 421 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,000 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,000 | $2,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 1,800 | $2,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 125 | $2,000 | thousands by filing date | |
| IMPACT | 45259A308 | SHS FDS I TR SUS DV GGE ETF | 83 | $2,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 116 | $2,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,007 | $2,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 2,500 | $2,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,452 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,000 | $2,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 801 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,000 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 983 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 75 | $2,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 195 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 163 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,028 | $2,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 579 | $2,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 442 | $2,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 162 | $2,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 7,745 | $2,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 488 | $2,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 249 | $2,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 1,862 | $2,000 | thousands by filing date | principal |
| EDISON NATION INC | 28103E106 | COM | 300 | $2,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 2,000 | $2,000 | thousands by filing date | |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 2,839 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 82 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 183 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 65 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 223 | $1,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 54 | $1,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 40 | $1,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 350 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 30 | $1,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 47 | $1,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 251 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 6,894 | $1,000 | thousands by filing date | principal |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 151 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 94 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 49 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 32 | $1,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $1,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 458 | $1,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 125 | $1,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 150 | $1,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 76 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 50 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 290 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 728 | $1,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 465 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,181 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 467 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 500 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 267 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 200 | $1,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 200 | $1,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 402 | $1,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 141 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 750 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 221 | $1,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 200 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 40 | $1,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 207 | $1,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,000 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,767 | $1,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| GOLDFIELD CORP | 381370105 | COM | 425 | $1,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,600 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010988 | this filing | 2019-05-15 | acceptance time not in the bulk data set |