13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,967 holding rows worth $208,022,192,000.
- Accession
- 0001567619-19-004295
- Filer
- CIK 1000275
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 25,895 entries on the cover page, a total value of $208,022,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,022,192,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QEP RESOURCES INC | 74733V100 | COM | 10,713 | $60,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 20,184 | $60,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 5,685 | $60,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,556 | $59,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,400 | $59,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,635 | $59,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 889 | $59,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,825 | $59,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,437 | $59,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 4,456 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 2,100 | $59,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 2,900 | $59,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 300 | $58,000 | thousands by filing date | put |
| KFORCE INC COM | 493732101 | Stock | 1,897 | $58,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 8,688 | $58,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,079 | $58,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 2,469 | $58,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,387 | $58,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 8,116 | $58,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 912 | $58,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,057 | $58,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,600 | $58,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,115 | $58,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,100 | $57,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 3,553 | $57,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,099 | $57,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,517 | $57,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,305 | $57,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 3,478 | $57,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 10,000 | $57,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 8,610 | $57,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,079 | $57,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 4,202 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,125 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,937 | $57,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 400 | $56,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 1,600 | $56,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 4,611 | $56,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 2,383 | $56,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,900 | $56,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 3,240 | $56,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 8,008 | $56,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 791 | $56,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 29,530 | $56,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 59,000 | $56,000 | thousands by filing date | principal |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 25,621 | $56,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,799 | $55,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,846 | $55,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 2,205 | $55,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 849 | $55,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 2,100 | $55,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,050 | $55,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,945 | $55,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,513 | $55,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 668 | $55,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 5,602 | $55,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,206 | $54,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 400 | $54,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,527 | $54,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 2,962 | $54,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 6,440 | $54,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,677 | $54,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 20,790 | $54,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,357 | $54,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 3,219 | $54,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,319 | $54,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,382 | $54,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 2,137 | $54,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,722 | $53,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 300 | $53,000 | thousands by filing date | put |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,205 | $53,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 400 | $53,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 10,750 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,542 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 3,542 | $53,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,400 | $53,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 20,738 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 2,479 | $53,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 4,087 | $52,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,085 | $52,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 12,368 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 2,432 | $52,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,062 | $52,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,302 | $52,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 2,034 | $52,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,718 | $52,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,206 | $52,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 31,597 | $52,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 10,000 | $52,000 | thousands by filing date | call |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 6,789 | $52,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 607 | $51,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,738 | $51,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,214 | $51,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 6,850 | $51,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,047 | $51,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $51,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,198 | $51,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,104 | $51,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,016 | $51,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 29,480 | $51,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,093 | $50,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,174 | $50,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 106,621 | $50,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 4,104 | $50,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,663 | $50,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1,250 | $50,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 2,087 | $50,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,775 | $50,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2,005 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,420 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 2,935 | $50,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,848 | $49,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,519 | $49,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 700 | $49,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 200 | $49,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 858 | $49,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,773 | $49,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,940 | $49,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,800 | $49,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 5,485 | $49,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $48,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,100 | $48,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,306 | $48,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,655 | $48,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,022 | $48,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,584 | $48,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,154 | $48,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 9,470 | $48,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,104 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,441 | $48,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 7,000 | $48,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,426 | $48,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,292 | $48,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,260 | $48,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 8,274 | $47,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 5,325 | $47,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,945 | $47,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,418 | $47,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,076 | $47,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $47,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,740 | $47,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,864 | $47,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,393 | $47,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,725 | $47,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 5,250 | $47,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 13,607 | $47,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 2,011 | $46,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,351 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 4,384 | $46,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 369 | $46,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 7,842 | $46,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 3,072 | $46,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 3,242 | $46,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 200 | $45,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,412 | $45,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,945 | $45,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,933 | $45,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,900 | $44,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 1,991 | $44,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,500 | $44,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 2,972 | $44,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 9,988 | $44,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,000 | $44,000 | thousands by filing date | call |
| NEXA RES S A | L67359106 | COM | 3,712 | $44,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 1,600 | $44,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 9,601 | $44,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,879 | $44,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,748 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,170 | $43,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,794 | $43,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 623 | $43,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,300 | $43,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 878 | $43,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,000 | $43,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 7,170 | $43,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,425 | $43,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,750 | $43,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $43,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 28,175 | $43,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 2,100 | $43,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 5,099 | $43,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 40,615 | $43,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 11,968 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 751 | $43,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 500 | $42,000 | thousands by filing date | call |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,221 | $42,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 955 | $42,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 200 | $42,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,769 | $42,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,508 | $42,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,715 | $42,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $42,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 485 | $42,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,364 | $42,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 1,660 | $42,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,091 | $42,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 14,186 | $42,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,922 | $42,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 57,954 | $42,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,644 | $41,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,189 | $41,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,311 | $41,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 23,000 | $41,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 3,627 | $41,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 27,235 | $41,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,093 | $41,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 3,000 | $41,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 670 | $41,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y842 | MADRONA INTL ETF | 1,732 | $41,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,200 | $41,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 6,401 | $41,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 3,881 | $41,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,250 | $41,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,410 | $40,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 891 | $40,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 3,224 | $40,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,135 | $40,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 934 | $40,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,452 | $40,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 6,676 | $40,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,505 | $40,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 590 | $39,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,128 | $39,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 500 | $39,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 2,491 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,112 | $39,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 3,900 | $39,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 607 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 2,157 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 2,530 | $39,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,267 | $39,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,426 | $39,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,829 | $39,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 4,081 | $39,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 20,405 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 1,763 | $39,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 27,200 | $39,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 3,000 | $39,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 600 | $38,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 900 | $38,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 5,554 | $38,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,538 | $38,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,000 | $38,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 7,601 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 804 | $38,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,500 | $38,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 21,800 | $38,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,500 | $38,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,659 | $38,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,417 | $38,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 7,240 | $38,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,532 | $38,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 5,000 | $38,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 600 | $37,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,543 | $37,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,995 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,000 | $37,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 800 | $37,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 606 | $37,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 4,295 | $37,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,512 | $37,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,500 | $37,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,532 | $37,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,610 | $37,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,000 | $37,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 2,030 | $37,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 3,800 | $37,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 400 | $36,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,495 | $36,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,100 | $36,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,527 | $36,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 1,345 | $36,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 5,000 | $36,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 811 | $36,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,400 | $36,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,363 | $36,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,073 | $36,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,428 | $36,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 300 | $36,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,000 | $36,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 4,225 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,446 | $36,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,128 | $36,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,300 | $35,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 300 | $35,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 908 | $35,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,498 | $35,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,750 | $35,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 839 | $35,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,070 | $35,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 1,225 | $35,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 6,359 | $35,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 16,800 | $35,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 3,253 | $35,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,791 | $35,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 11,680 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,350 | $35,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,300 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,030 | $35,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,534 | $34,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,166 | $34,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,300 | $34,000 | thousands by filing date | call |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 8,750 | $34,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,504 | $34,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,366 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,853 | $34,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,650 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,310 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 1,450 | $34,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 4,127 | $34,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 800 | $34,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 1,504 | $34,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,213 | $34,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,533 | $34,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 9,000 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 685 | $34,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,100 | $34,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 277 | $34,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 3,000 | $34,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 1,775 | $33,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,581 | $33,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,000 | $33,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,114 | $33,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 7,615 | $33,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,300 | $33,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 3,531 | $33,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,000 | $33,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 851 | $33,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 27,499 | $33,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 17,785 | $33,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 65,494 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,325 | $33,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $33,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 3,312 | $33,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,878 | $32,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 900 | $32,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $32,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 200 | $32,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,140 | $32,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 800 | $32,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,300 | $32,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 3,179 | $32,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1,365 | $32,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,158 | $32,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,428 | $32,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 5,200 | $32,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 341 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 999 | $32,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,200 | $32,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 763 | $32,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 903 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 955 | $32,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 4,560 | $32,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,000 | $32,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 17,101 | $32,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 8,600 | $32,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 3,505 | $32,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 682 | $32,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,460 | $31,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,200 | $31,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 551 | $31,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 300 | $31,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 968 | $31,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,900 | $31,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 2,378 | $31,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 500 | $31,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 656 | $31,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 325 | $31,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,312 | $31,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,833 | $31,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 838 | $31,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 66,274 | $31,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,010 | $31,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 1,282 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 900 | $30,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 700 | $30,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 636 | $30,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,712 | $30,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 802 | $30,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,038 | $30,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,274 | $30,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 3,100 | $30,000 | thousands by filing date | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 532 | $30,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,000 | $30,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 15,036 | $30,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,653 | $30,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,443 | $30,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,552 | $30,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 12,990 | $30,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 35,053 | $30,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,000 | $30,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 1,297 | $30,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,484 | $30,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,300 | $29,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 500 | $29,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,363 | $29,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 730 | $29,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 545 | $29,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,479 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,285 | $29,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,500 | $29,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,330 | $29,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,000 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A529 | NYSE PICKENS | 1,500 | $29,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 600 | $28,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,400 | $28,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 800 | $28,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 1,388 | $28,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 91 | $28,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 400 | $28,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 2,006 | $28,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 1,078 | $28,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,250 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,536 | $28,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,672 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 1,166 | $28,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 481 | $28,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 12,500 | $28,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,518 | $28,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 13,069 | $28,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,320 | $28,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,030 | $28,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,206 | $28,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 46,000 | $28,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 14,538 | $28,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 700 | $28,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,715 | $27,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 400 | $27,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 600 | $27,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 530 | $27,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,973 | $27,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,672 | $27,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,000 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 1,335 | $27,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 980 | $27,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,900 | $27,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,042 | $27,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 8,034 | $27,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 5,387 | $27,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 958 | $27,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,504 | $27,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 2,700 | $27,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 26,000 | $27,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 6,773 | $26,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $26,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 400 | $26,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,733 | $26,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 500 | $26,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 400 | $26,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 500 | $26,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,334 | $26,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,705 | $26,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 851 | $26,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,631 | $26,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 638 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,300 | $26,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,118 | $26,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,300 | $26,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,000 | $26,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,486 | $26,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 11,900 | $26,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 27,000 | $26,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 23,000 | $26,000 | thousands by filing date | principal |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 8,055 | $26,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 400 | $25,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 7,700 | $25,000 | thousands by filing date | call |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,031 | $25,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,713 | $25,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,727 | $25,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,860 | $25,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 500 | $25,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,054 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 451 | $25,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,806 | $25,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 3,000 | $25,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 984 | $25,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,254 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 265 | $25,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,009 | $25,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,794 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 2,200 | $25,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,007 | $25,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 856 | $25,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $25,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 4,000 | $25,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 52,179 | $25,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 26,000 | $25,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 1,111 | $25,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 820 | $25,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 1,050 | $25,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 28 | $25,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R119 | S&P TECH H | 400 | $25,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 1,780 | $25,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 1,000 | $25,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 16,000 | $25,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 599 | $24,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $24,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004295 | this filing | 2019-02-14 | acceptance time not in the bulk data set |