13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,967 holding rows worth $208,022,192,000.
- Accession
- 0001567619-19-004295
- Filer
- CIK 1000275
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 25,895 entries on the cover page, a total value of $208,022,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,022,192,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAC HLDGS INC | 368736104 | COM | 396,421 | $19,700,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 757,687 | $19,654,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 191,415 | $19,597,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 152,790 | $19,578,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 113,500 | $19,502,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 369,808 | $19,488,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 160,213 | $19,482,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 371,900 | $19,450,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 17,600,000 | $19,404,000 | thousands by filing date | principal |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 166,820 | $19,380,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 439,514 | $19,286,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 260,652 | $19,277,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,508,286 | $19,221,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 173,800 | $19,201,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 975,334 | $19,176,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 993,883 | $19,172,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 355,110 | $19,154,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 230,767 | $19,131,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 138,255 | $19,124,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,727,146 | $19,085,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 142,200 | $19,007,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 275,512 | $18,974,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 254,683 | $18,951,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 205,000 | $18,934,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 307,247 | $18,883,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 221,577 | $18,871,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 184,536 | $18,843,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 355,147 | $18,798,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,228,494 | $18,790,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 703,577 | $18,667,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 126,786 | $18,627,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 22,188 | $18,601,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 173,284 | $18,601,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 296,229 | $18,599,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 422,793 | $18,595,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 114,284 | $18,590,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 314,020 | $18,556,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,346,083 | $18,522,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 172,501 | $18,522,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 526,073 | $18,501,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 260,494 | $18,481,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 466,900 | $18,456,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 226,758 | $18,424,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 165,236 | $18,415,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 695,410 | $18,401,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 210,249 | $18,400,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,726,104 | $18,400,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 147,895 | $18,364,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 61,000 | $18,356,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 338,370 | $18,316,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 356,308 | $18,284,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 12,957,000 | $18,281,000 | thousands by filing date | principal |
| KORN FERRY COM NEW | 500643200 | Stock | 461,949 | $18,264,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 450,688 | $18,254,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,895,547 | $18,141,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 85,965 | $18,112,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 169,261 | $18,086,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 145,200 | $18,070,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 443,934 | $18,068,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 486,283 | $18,036,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 266,273 | $18,027,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 599,804 | $18,018,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 381,210 | $18,000,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 132,000 | $17,974,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 4,882,023 | $17,966,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,358,589 | $17,946,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 555,659 | $17,931,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 190,513 | $17,923,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,356,972 | $17,858,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 178,415 | $17,850,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 615,699 | $17,780,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 62,841 | $17,744,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 558,100 | $17,709,000 | thousands by filing date | call |
| WEX INC | 96208T104 | COM | 126,014 | $17,650,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 222,812 | $17,621,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 506,830 | $17,606,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 12,765,000 | $17,593,000 | thousands by filing date | principal |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 412,834 | $17,492,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,289,899 | $17,465,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 387,119 | $17,460,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 740,274 | $17,418,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,124,616 | $17,340,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,300,378 | $17,308,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 257,327 | $17,287,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 212,540 | $17,271,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 357,264 | $17,253,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 534,527 | $17,244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 443,935 | $17,207,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 577,613 | $17,200,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 323,888 | $17,154,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 335,091 | $17,151,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 13,600,000 | $17,135,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 179,500 | $17,110,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 559,388 | $17,101,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 150,574 | $17,091,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 365,651 | $17,044,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 512,759 | $17,018,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 202,355 | $16,915,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 293,073 | $16,881,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 383,009 | $16,845,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,046,689 | $16,829,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 174,177 | $16,765,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 646,012 | $16,732,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 330,000 | $16,728,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 531,863 | $16,721,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 741,766 | $16,720,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 506,786 | $16,718,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 729,912 | $16,708,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 774,017 | $16,695,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,028,964 | $16,679,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 179,178 | $16,674,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 172,783 | $16,645,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 656,225 | $16,636,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 990,918 | $16,628,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 275,922 | $16,584,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 358,661 | $16,581,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 280,100 | $16,579,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 775,110 | $16,541,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 312,100 | $16,516,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 434,909 | $16,492,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 342,825 | $16,456,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 256,600 | $16,446,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 247,008 | $16,424,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 95,000 | $16,328,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 266,664 | $16,289,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 151,807 | $16,245,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 69,500 | $16,207,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 753,363 | $16,159,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 92,922 | $16,124,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 161,195 | $16,096,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 1,352,892 | $16,085,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 134,141 | $16,071,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 111,488 | $16,057,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 12,791 | $16,022,000 | thousands by filing date | principal |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 785,941 | $16,010,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 305,782 | $15,990,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 312,347 | $15,945,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 158,480 | $15,931,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 553,800 | $15,916,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 655,345 | $15,912,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 500,830 | $15,887,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 582,826 | $15,876,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 265,589 | $15,854,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 593,700 | $15,781,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 261,421 | $15,768,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 365,000 | $15,710,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 168,600 | $15,705,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 76,800 | $15,681,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 740,378 | $15,674,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,182,508 | $15,605,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 77,900 | $15,589,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 484,235 | $15,569,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 353,724 | $15,557,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 960,592 | $15,552,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 820,533 | $15,506,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 52,900 | $15,492,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 2,025,000 | $15,491,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 585,380 | $15,483,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 130,713 | $15,429,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 250,181 | $15,423,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 117,600 | $15,420,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 406,600 | $15,418,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 178,794 | $15,390,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 876,555 | $15,375,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 57,400 | $15,364,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 966,074 | $15,322,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 246,719 | $15,316,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 411,458 | $15,311,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 506,480 | $15,246,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 588,405 | $15,187,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 841,380 | $15,154,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 719,338 | $15,128,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 68,601 | $15,014,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 103,670 | $15,002,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 280,500 | $15,001,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 484,086 | $14,998,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 879,411 | $14,986,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 367,500 | $14,972,000 | thousands by filing date | call |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 542,099 | $14,951,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 561,142 | $14,916,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,168,780 | $14,867,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 234,000 | $14,854,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 144,699 | $14,806,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 552,649 | $14,766,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 600,000 | $14,754,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 545,692 | $14,727,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 229,600 | $14,715,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 318,766 | $14,658,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 277,466 | $14,628,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 175,084 | $14,613,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 160,400 | $14,590,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 460,882 | $14,578,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 841,171 | $14,577,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 260,645 | $14,562,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 288,079 | $14,552,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 76,093 | $14,552,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 563,876 | $14,525,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 256,150 | $14,514,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 13,360,000 | $14,429,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 456,808 | $14,425,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 248,798 | $14,410,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 393,305 | $14,402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 585,485 | $14,362,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 975,668 | $14,333,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 198,937 | $14,328,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 146,800 | $14,317,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 356,530 | $14,311,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 256,144 | $14,306,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 333,923 | $14,245,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 529,924 | $14,240,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,492,425 | $14,233,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 277,440 | $14,219,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 268,500 | $14,217,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 278,252 | $14,213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 142,554 | $14,206,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 193,029 | $14,198,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 360,200 | $14,196,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 280,690 | $14,195,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 244,411 | $14,161,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 439,481 | $14,151,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 530,000 | $14,140,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 40,000 | $14,102,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 241,200 | $14,093,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 286,760 | $14,057,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 75,621 | $14,045,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 375,499 | $14,037,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 123,334 | $13,993,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 321,147 | $13,980,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 629,000 | $13,977,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,314,736 | $13,976,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 374,699 | $13,936,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 676,046 | $13,919,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,630,233 | $13,914,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 140,500 | $13,911,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 650,419 | $13,893,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 832,381 | $13,876,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 76,684 | $13,873,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 66,870 | $13,847,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,032,487 | $13,815,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 77,500 | $13,799,000 | thousands by filing date | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 586,786 | $13,772,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 542,657 | $13,766,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 358,937 | $13,758,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 280,163 | $13,753,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100,400 | $13,752,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 80,000 | $13,750,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 226,300 | $13,743,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 283,689 | $13,696,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 282,776 | $13,693,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 296,500 | $13,662,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 161,753 | $13,660,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 297,338 | $13,640,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,751,950 | $13,613,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 164,200 | $13,610,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 266,438 | $13,601,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 188,493 | $13,590,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 558,762 | $13,556,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 182,500 | $13,525,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 123,878 | $13,519,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 427,648 | $13,499,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 233,418 | $13,496,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 805,310 | $13,482,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 111,904 | $13,474,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 201,800 | $13,472,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,409,121 | $13,467,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 943,931 | $13,461,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 89,185 | $13,424,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 277,677 | $13,282,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 129,391 | $13,282,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 704,439 | $13,208,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 170,171 | $13,185,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 62,513 | $13,177,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 141,620 | $13,176,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 641,822 | $13,171,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 261,408 | $13,141,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500,604 | $13,141,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 307,191 | $13,139,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 268,112 | $13,137,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 113,700 | $13,080,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 260,296 | $13,049,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 764,793 | $13,047,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 131,691 | $13,044,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,720,500 | $13,024,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 514,132 | $12,997,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 133,691 | $12,981,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 498,061 | $12,949,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,154,850 | $12,945,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 612,229 | $12,931,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 218,200 | $12,915,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 421,862 | $12,909,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 190,012 | $12,899,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 500,000 | $12,880,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 176,537 | $12,880,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 9,547,000 | $12,852,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,002,884 | $12,837,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 302,549 | $12,830,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 315,042 | $12,796,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 419,041 | $12,698,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 569,014 | $12,666,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 305,809 | $12,624,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 817,600 | $12,608,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 93,463 | $12,570,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,461,840 | $12,507,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 251,555 | $12,459,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 131,510 | $12,451,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 236,883 | $12,448,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 818,977 | $12,448,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,370,753 | $12,446,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 533,794 | $12,411,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 686,000 | $12,410,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 185,500 | $12,384,000 | thousands by filing date | put |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 238,804 | $12,376,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 440,600 | $12,368,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 228,476 | $12,347,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 209,706 | $12,347,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10,069,000 | $12,301,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 12,614,000 | $12,238,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 320,000 | $12,224,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 305,167 | $12,219,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 109,389 | $12,200,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 158,595 | $12,198,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 497,481 | $12,123,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 481,856 | $12,119,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 211,772 | $12,080,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 251,696 | $12,063,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 7,000 | $12,057,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 7,000 | $12,057,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 413,002 | $12,051,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 325,700 | $12,041,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 346,800 | $12,020,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 144,000 | $12,015,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 176,533 | $12,014,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 343,106 | $11,995,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 122,157 | $11,895,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 63,100 | $11,885,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 741,188 | $11,881,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 296,146 | $11,870,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 250,600 | $11,866,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 230,587 | $11,866,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 316,157 | $11,857,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 283,260 | $11,833,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 134,471 | $11,826,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,225,984 | $11,818,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 102,363 | $11,767,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 463,785 | $11,762,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 118,387 | $11,756,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,455,019 | $11,742,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 53,806 | $11,715,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 530,563 | $11,699,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,202,347 | $11,699,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 100,000 | $11,696,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,225,000 | $11,662,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 331,696 | $11,638,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 118,924 | $11,609,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 275,984 | $11,588,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 494,389 | $11,579,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 510,333 | $11,579,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 253,900 | $11,557,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 232,894 | $11,544,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 188,875 | $11,527,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 239,808 | $11,525,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 155,692 | $11,508,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 116,787 | $11,447,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 720,472 | $11,440,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,400,200 | $11,412,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 382,181 | $11,378,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 12,345,000 | $11,362,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F676 | COM | 130,000 | $11,346,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 560,036 | $11,329,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 427,232 | $11,325,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 11,461,000 | $11,317,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 591,400 | $11,296,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 130,800 | $11,288,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 249,599 | $11,285,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 337,025 | $11,284,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 239,700 | $11,249,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,306,499 | $11,234,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 55,486 | $11,230,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 940,927 | $11,224,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 262,794 | $11,220,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 122,000 | $11,214,000 | thousands by filing date | call |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 562,675 | $11,214,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 617,820 | $11,208,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 721,414 | $11,203,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 377,629 | $11,201,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 225,266 | $11,201,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 282,300 | $11,193,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 101,800 | $11,162,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 689,493 | $11,079,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 155,519 | $11,048,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 89,875 | $11,042,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 466,507 | $11,020,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 115,377 | $10,975,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 97,324 | $10,955,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 88,022 | $10,955,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 100,000 | $10,948,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 317,763 | $10,924,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 425,400 | $10,920,000 | thousands by filing date | put |
| Cyber Security ETF | 26924G201 | Common | 323,707 | $10,909,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 544,987 | $10,900,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 361,542 | $10,896,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 320,876 | $10,882,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 62,660 | $10,882,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 472,728 | $10,856,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 786,210 | $10,849,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 136,568 | $10,848,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,951,100 | $10,751,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,033,575 | $10,749,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,509,732 | $10,740,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 149,143 | $10,710,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 192,301 | $10,675,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 442,000 | $10,666,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 942,354 | $10,641,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 372,831 | $10,640,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,304,763 | $10,633,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 196,907 | $10,622,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 60,922 | $10,603,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 82,430 | $10,595,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 210,000 | $10,592,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 264,500 | $10,588,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 286,329 | $10,588,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 63,000 | $10,583,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 418,350 | $10,568,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 178,538 | $10,552,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 432,362 | $10,529,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 411,859 | $10,519,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 268,397 | $10,502,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 77,514 | $10,465,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 80,205 | $10,457,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 247,039 | $10,438,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 126,048 | $10,438,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200,000 | $10,436,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200,000 | $10,436,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,138,997 | $10,410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 314,403 | $10,388,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 220,100 | $10,345,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 6,038,802 | $10,327,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 100,451 | $10,319,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 269,680 | $10,303,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 58,000 | $10,302,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 161,700 | $10,286,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 207,891 | $10,281,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 316,587 | $10,260,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,167,992 | $10,244,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 87,561 | $10,224,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 516,419 | $10,224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 254,398 | $10,214,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 143,285 | $10,198,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 117,700 | $10,183,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 113,177 | $10,183,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 190,759 | $10,177,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 43,068 | $10,168,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 104,620 | $10,161,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 187,836 | $10,153,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 125,000 | $10,128,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 157,918 | $10,125,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 96,517 | $10,120,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 185,084 | $10,106,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 200,000 | $10,104,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 359,569 | $10,100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,315,419 | $10,090,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 70,383 | $10,047,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 389,114 | $10,039,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 200,344 | $10,031,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 127,207 | $10,030,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 70,223 | $10,010,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 266,507 | $10,000,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 9,513,000 | $10,000,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 193,121 | $9,990,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 269,139 | $9,988,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 83,667 | $9,986,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 49,000 | $9,982,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 314,123 | $9,979,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 187,637 | $9,975,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 483,313 | $9,970,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 400,000 | $9,969,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 576,112 | $9,966,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 151,671 | $9,952,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 176,435 | $9,933,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 129,062 | $9,914,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 193,224 | $9,913,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 221,941 | $9,907,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 59,883 | $9,893,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 469,217 | $9,882,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 70,157 | $9,881,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 176,100 | $9,878,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 240,200 | $9,862,000 | thousands by filing date | put |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 481,936 | $9,856,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 502,910 | $9,851,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 128,451 | $9,824,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,194,119 | $9,804,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 271,400 | $9,793,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 256,107 | $9,784,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 157,613 | $9,781,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 172,016 | $9,781,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 271,490 | $9,779,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 507,679 | $9,773,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 127,280 | $9,771,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 55,006 | $9,765,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 170,003 | $9,743,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004295 | this filing | 2019-02-14 | acceptance time not in the bulk data set |