13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 3,759 holding rows worth $111,642,203,000.
- Accession
- 0001567619-18-005614
- Filer
- CIK 824468
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,237 entries on the cover page, a total value of $111,642,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,642,203,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOISE CASCADE CO DEL | 09739D100 | COM | 44,439 | $1,635,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 36,383 | $1,634,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 77,015 | $1,633,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 60,169 | $1,630,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 16,739 | $1,628,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 181,947 | $1,626,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 31,246 | $1,624,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 47,810 | $1,621,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 67,695 | $1,618,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 89,576 | $1,617,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 19,515 | $1,617,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 25,643 | $1,616,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 130,435 | $1,616,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 78,241 | $1,614,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 36,305 | $1,612,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 83,443 | $1,610,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,442 | $1,609,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 37,661 | $1,604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 15,437 | $1,601,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,000 | $1,599,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 77,967 | $1,599,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 21,418 | $1,599,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 34,200 | $1,598,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 28,788 | $1,597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 53,423 | $1,592,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 104,114 | $1,588,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 57,509 | $1,587,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 1,450,000 | $1,587,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 82,739 | $1,586,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 33,638 | $1,586,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 95,841 | $1,586,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 110,778 | $1,581,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 44,572 | $1,574,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 32,352 | $1,570,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 62,143 | $1,569,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 30,634 | $1,562,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 193,636 | $1,561,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 265,260 | $1,560,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 75,199 | $1,560,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 35,924 | $1,558,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 159,683 | $1,555,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 164,207 | $1,554,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 27,004 | $1,545,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 42,693 | $1,545,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 69,763 | $1,544,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 211,801 | $1,536,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 25,900 | $1,535,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 59,506 | $1,535,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 22,466 | $1,534,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 135,571 | $1,533,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 52,847 | $1,532,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 18,556 | $1,527,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 12,876 | $1,527,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 37,947 | $1,527,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 50,788 | $1,526,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 28,152 | $1,525,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 77,584 | $1,525,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 110,225 | $1,525,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 87,195 | $1,520,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,300,000 | $1,520,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 49,064 | $1,514,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 9,844 | $1,513,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 102,997 | $1,512,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 177,106 | $1,507,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 75,000 | $1,503,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 32,879 | $1,501,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 31,222 | $1,499,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 17,330 | $1,497,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 23,701 | $1,490,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 21,184 | $1,489,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 22,267 | $1,489,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 99,882 | $1,486,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 131,974 | $1,484,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 42,015 | $1,482,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 38,208 | $1,480,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,030,000 | $1,473,000 | thousands by filing date | principal |
| MEDICINES CO | 584688105 | COM | 49,208 | $1,472,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 230,112 | $1,471,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 50,000 | $1,469,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 106,975 | $1,468,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 21,500 | $1,468,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 22,163 | $1,468,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 30,235 | $1,468,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 55,103 | $1,464,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 24,962 | $1,461,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,300,000 | $1,460,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 25,122 | $1,459,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 989,449 | $1,458,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 20,285 | $1,455,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 23,707 | $1,450,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 242,309 | $1,449,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 36,890 | $1,444,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 33,993 | $1,443,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 87,434 | $1,441,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 21,731 | $1,439,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 30,635 | $1,439,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 25,474 | $1,436,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 51,456 | $1,436,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 62,279 | $1,436,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 15,500 | $1,433,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 15,500 | $1,433,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 33,399 | $1,433,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 23,024 | $1,432,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 148,810 | $1,427,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 30,436 | $1,426,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 149,927 | $1,426,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 73,640 | $1,425,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 82,054 | $1,422,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 29,928 | $1,416,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 37,709 | $1,416,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 45,200 | $1,413,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 24,101 | $1,411,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 28,775 | $1,410,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 50,528 | $1,409,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 18,300 | $1,404,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 47,577 | $1,401,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 30,158 | $1,396,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 16,590 | $1,393,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 41,842 | $1,393,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 36,671 | $1,390,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 36,705 | $1,379,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,613 | $1,379,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 20,227 | $1,376,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 69,595 | $1,375,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 25,928 | $1,375,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 38,503 | $1,374,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 23,281 | $1,372,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 45,000 | $1,372,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 5,000 | $1,370,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 5,000 | $1,370,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 144,432 | $1,367,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 60,209 | $1,366,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 31,948 | $1,366,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 800,000 | $1,363,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 28,440 | $1,362,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 52,075 | $1,357,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 52,402 | $1,357,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 54,172 | $1,354,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 218,377 | $1,354,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 825,000 | $1,354,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 53,654 | $1,351,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 43,430 | $1,349,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 62,867 | $1,349,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 24,724 | $1,349,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 75,752 | $1,345,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 23,999 | $1,344,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 103,554 | $1,344,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,330,000 | $1,343,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 12,000 | $1,342,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 12,000 | $1,342,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 714,105 | $1,342,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 14,728 | $1,341,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 59,571 | $1,340,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 31,838 | $1,340,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 69,158 | $1,339,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 33,326 | $1,336,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 36,275 | $1,333,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 333,806 | $1,332,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 49,314 | $1,327,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 60,177 | $1,327,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 38,512 | $1,325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 22,234 | $1,325,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 62,300 | $1,323,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 17,297 | $1,321,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 74,210 | $1,321,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,600 | $1,320,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,000 | $1,318,000 | thousands by filing date | put |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 250,003 | $1,313,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 65,200 | $1,312,000 | thousands by filing date | put |
| KMG CHEMICALS INC | 482564101 | COM | 17,361 | $1,312,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 113,845 | $1,311,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 38,005 | $1,310,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,706 | $1,309,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 49,313 | $1,308,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 56,284 | $1,308,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 22,086 | $1,307,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,311,000 | $1,302,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 42,520 | $1,301,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 28,973 | $1,298,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,544,000 | $1,292,000 | thousands by filing date | principal |
| STATE BANK FINL CORP COM | 856190103 | COM | 42,747 | $1,291,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 14,814 | $1,290,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 20,212 | $1,290,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 103,551 | $1,288,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 55,276 | $1,286,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,040,000 | $1,280,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 46,047 | $1,275,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 19,591 | $1,273,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 83,364 | $1,273,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 65,018 | $1,273,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 54,318 | $1,269,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 759,984 | $1,261,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 27,981 | $1,256,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 77,728 | $1,256,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 903,547 | $1,256,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 45,699 | $1,255,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 26,455 | $1,254,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,825 | $1,253,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 15,859 | $1,253,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 45,392 | $1,252,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 50,872 | $1,249,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 66,519 | $1,249,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 52,302 | $1,248,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 39,414 | $1,247,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 74,073 | $1,244,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,263,000 | $1,244,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 65,838 | $1,242,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 74,644 | $1,241,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 27,298 | $1,241,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 210,159 | $1,240,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 17,166 | $1,237,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 33,700 | $1,233,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 24,583 | $1,233,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 66,927 | $1,231,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 60,818 | $1,231,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,740 | $1,230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 32,100 | $1,228,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 61,595 | $1,225,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 40,424 | $1,225,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 472,750 | $1,225,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 14,760 | $1,219,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 33,855 | $1,214,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 44,466 | $1,211,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 22,804 | $1,207,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 45,000 | $1,207,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 71,719 | $1,207,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,000 | $1,206,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 22,096 | $1,203,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 30,380 | $1,203,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 146,645 | $1,198,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 239,112 | $1,196,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 44,666 | $1,195,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 65,723 | $1,195,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 17,183 | $1,195,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 12,814 | $1,189,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 19,575 | $1,185,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 71,372 | $1,184,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 8,417 | $1,183,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 53,227 | $1,182,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 31,483 | $1,181,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 25,725 | $1,179,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 17,773 | $1,179,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 72,933 | $1,178,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 45,163 | $1,176,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 76,985 | $1,174,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 69,177 | $1,170,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 21,770 | $1,168,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 43,817 | $1,168,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 32,991 | $1,168,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 26,745 | $1,162,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 30,214 | $1,160,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 23,989 | $1,159,000 | thousands by filing date | |
| MGC | 921910873 | COM | 11,510 | $1,157,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 33,638 | $1,155,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 47,940 | $1,155,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 42,699 | $1,155,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 44,473 | $1,154,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 38,651 | $1,153,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 25,000 | $1,150,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 28,384 | $1,150,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 45,500 | $1,150,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 23,569 | $1,144,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 70,499 | $1,144,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 40,339 | $1,142,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 43,415 | $1,142,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,176 | $1,137,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 352,599 | $1,132,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 13,500 | $1,131,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 62,655 | $1,131,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 39,300 | $1,129,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 29,191 | $1,128,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $1,128,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,100,000 | $1,127,000 | thousands by filing date | principal |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 23,825 | $1,126,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 92,321 | $1,126,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 49,757 | $1,125,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10,414 | $1,123,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 38,552 | $1,120,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 36,667 | $1,119,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 131,390 | $1,118,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 24,782 | $1,116,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 19,752 | $1,116,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 35,954 | $1,116,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 154,678 | $1,114,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 18,467 | $1,111,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 60,969 | $1,111,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 37,342 | $1,109,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 13,694 | $1,108,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 34,339 | $1,108,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,700 | $1,107,000 | thousands by filing date | call |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 961,000 | $1,107,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 713,000 | $1,105,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 114,494 | $1,104,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 25,412 | $1,103,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 23,417 | $1,099,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 33,583 | $1,097,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 16,977 | $1,095,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 31,010 | $1,092,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 12,590 | $1,091,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 27,875 | $1,091,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 125,346 | $1,087,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 101,608 | $1,087,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 19,844 | $1,087,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 36,495 | $1,086,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 40,000 | $1,085,000 | thousands by filing date | call |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,120,000 | $1,084,000 | thousands by filing date | principal |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 16,883 | $1,083,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 17,188 | $1,082,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 250,000 | $1,082,000 | thousands by filing date | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 15,703 | $1,080,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 50,200 | $1,080,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 44,944 | $1,079,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 73,169 | $1,079,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 1,000 | $1,079,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 27,419 | $1,078,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 26,759 | $1,075,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 27,617 | $1,074,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 49,361 | $1,074,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 220,031 | $1,073,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 32,825 | $1,073,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 23,417 | $1,072,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 30,455 | $1,071,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 57,779 | $1,069,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 14,808 | $1,068,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 68,093 | $1,068,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 20,168 | $1,067,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 116,895 | $1,065,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 21,901 | $1,060,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 8,817 | $1,058,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 35,726 | $1,055,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $1,055,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 30,286 | $1,054,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 48,031 | $1,053,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 53,626 | $1,051,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 28,580 | $1,051,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 23,944 | $1,051,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 50,109 | $1,050,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 43,037 | $1,050,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 66,271 | $1,049,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 32,333 | $1,048,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 90,771 | $1,046,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 49,127 | $1,044,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 60,836 | $1,043,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,098,000 | $1,043,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 34,748 | $1,042,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 65,376 | $1,041,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 102,445 | $1,041,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 22,039 | $1,039,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,000 | $1,038,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 3,900 | $1,038,000 | thousands by filing date | call |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 26,404 | $1,038,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 30,484 | $1,038,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 69,292 | $1,035,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 28,271 | $1,028,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 22,697 | $1,028,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 13,523 | $1,027,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 28,813 | $1,027,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 20,311 | $1,026,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 27,011 | $1,026,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 15,217 | $1,024,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 51,957 | $1,024,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 22,311 | $1,023,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 33,831 | $1,022,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 293,837 | $1,016,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 16,626 | $1,014,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 24,027 | $1,011,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 61,190 | $1,010,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 73,938 | $1,010,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 60,011 | $1,009,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 20,767 | $1,009,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 26,556 | $1,004,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 19,189 | $1,004,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 31,129 | $1,001,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 29,472 | $1,000,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 27,775 | $1,000,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 18,471 | $999,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 55,003 | $998,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 42,560 | $998,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 48,009 | $998,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 21,506 | $996,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 136,039 | $994,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 65,349 | $991,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 31,323 | $990,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 12,120 | $989,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 14,242 | $987,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 56,094 | $983,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 283,813 | $983,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 9,286 | $980,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 87,854 | $980,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 19,131 | $979,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 16,617 | $978,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 17,885 | $977,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 600,077 | $977,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 18,160 | $975,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 33,990 | $974,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 21,115 | $972,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 78,451 | $972,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 41,400 | $969,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,000,000 | $969,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 20,712 | $968,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 39,203 | $967,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 89,747 | $967,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 45,000 | $966,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 30,021 | $964,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 8,828 | $963,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 75,482 | $962,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 51,546 | $962,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 26,386 | $957,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 644,802 | $955,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 48,962 | $953,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 38,026 | $947,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 940,000 | $947,000 | thousands by filing date | principal |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 47,121 | $946,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 22,866 | $946,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 83,528 | $944,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 10,830 | $942,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 31,821 | $941,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 34,895 | $936,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 26,257 | $936,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 16,255 | $933,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 94,516 | $933,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 22,927 | $933,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 25,698 | $932,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 21,000 | $929,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 37,994 | $927,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 48,678 | $927,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 129,908 | $926,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 34,930 | $924,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 10,237 | $917,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 12,426 | $917,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 53,266 | $917,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 19,263 | $914,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 250,000 | $911,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 55,319 | $910,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 31,548 | $909,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 238,042 | $909,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 33,732 | $906,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 61,315 | $903,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 43,610 | $902,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 389,761 | $901,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 52,942 | $901,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 26,942 | $896,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 21,975 | $893,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 700,000 | $890,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 30,848 | $889,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 85,991 | $889,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 57,890 | $888,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 14,294 | $886,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 25,900 | $886,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 50,110 | $885,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 690,833 | $884,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 54,757 | $883,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 85,271 | $882,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 41,102 | $882,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 42,267 | $881,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 43,546 | $877,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 19,953 | $876,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 17,317 | $876,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 37,878 | $875,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 30,549 | $873,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 19,074 | $871,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 100,000 | $870,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 21,853 | $865,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 14,409 | $864,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 22,275 | $861,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 36,200 | $859,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 29,151 | $858,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 31,543 | $858,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 57,742 | $858,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 660,000 | $858,000 | thousands by filing date | principal |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 23,657 | $857,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 9,591 | $857,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 45,893 | $856,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,000 | $855,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 22,702 | $855,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 33,200 | $853,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 98,362 | $853,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 22,557 | $852,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 16,172 | $851,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 42,448 | $849,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 26,839 | $848,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,782 | $848,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 27,275 | $847,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 24,169 | $847,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 18,722 | $845,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 41,367 | $845,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 19,273 | $844,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 43,411 | $843,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 42,385 | $842,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 41,528 | $840,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 24,741 | $840,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 43,813 | $839,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 11,478 | $837,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 32,411 | $837,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 24,663 | $836,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,575 | $832,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 73,460 | $829,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 24,935 | $827,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 16,397 | $826,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 25,000 | $823,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-005614 | this filing | 2018-11-13 | acceptance time not in the bulk data set |