13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 3,759 holding rows worth $111,642,203,000.
- Accession
- 0001567619-18-005614
- Filer
- CIK 824468
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,237 entries on the cover page, a total value of $111,642,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,642,203,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,123,459 | $6,842,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 45,000 | $6,827,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T290 | XLNKS AMLP ETN36 | 382,018 | $6,823,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 265,181 | $6,813,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 397,225 | $6,808,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 359,506 | $6,805,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 141,812 | $6,796,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 50,310 | $6,769,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 60,403 | $6,750,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 200,000 | $6,716,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,300,000 | $6,714,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 101,518 | $6,694,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 88,651 | $6,693,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 72,000 | $6,689,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 165,000 | $6,686,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 91,700 | $6,685,000 | thousands by filing date | call |
| Delek Logistics Partners LP | 24664T103 | Com | 196,625 | $6,685,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 7,102,000 | $6,682,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485106 | COM | 281,393 | $6,680,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,790,859 | $6,644,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 137,400 | $6,640,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 614,424 | $6,635,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 280,597 | $6,630,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 81,700 | $6,628,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 82,669 | $6,626,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,278,278 | $6,607,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,999,877 | $6,600,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,674,800 | $6,599,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 154,875 | $6,572,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 99,546 | $6,572,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 141,052 | $6,569,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 114,879 | $6,535,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 110,297 | $6,503,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 67,664 | $6,501,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 133,609 | $6,499,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 446,869 | $6,488,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 111,344 | $6,487,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 161,244 | $6,477,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 132,900 | $6,466,000 | thousands by filing date | call |
| CARTERS INC | 146229109 | COM | 65,469 | $6,454,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 157,649 | $6,448,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 269,276 | $6,442,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 141,423 | $6,442,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 53,203 | $6,414,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 50,000 | $6,403,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 46,240 | $6,368,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 96,855 | $6,365,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 4,800,000 | $6,359,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 231,000 | $6,343,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 4,004,000 | $6,340,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 202,237 | $6,319,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 508,877 | $6,279,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 301,450 | $6,279,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 60,049 | $6,271,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 129,200 | $6,270,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 103,015 | $6,262,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 41,401 | $6,249,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 125,012 | $6,239,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 222,689 | $6,219,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 52,385 | $6,212,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 129,958 | $6,194,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 250,000 | $6,193,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 135,460 | $6,190,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 86,798 | $6,184,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 178,985 | $6,171,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 245,800 | $6,147,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 246,700 | $6,138,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 446,800 | $6,135,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 165,973 | $6,125,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 60,783 | $6,112,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 49,154 | $6,106,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 97,775 | $6,085,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 131,940 | $6,084,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 321,409 | $6,074,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 6,000,000 | $6,046,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 162,721 | $6,042,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 56,721 | $6,039,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 89,010 | $6,028,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 238,320 | $6,006,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,765,000 | $6,003,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 56,574 | $5,994,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 5,460,000 | $5,994,000 | thousands by filing date | principal |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 308,093 | $5,993,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,606,185 | $5,991,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 131,533 | $5,977,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 172,705 | $5,976,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 342,500 | $5,970,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 142,040 | $5,886,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 46,867 | $5,883,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 63,300 | $5,881,000 | thousands by filing date | put |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 123,871 | $5,871,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,421,318 | $5,859,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 769,564 | $5,842,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,901,000 | $5,815,000 | thousands by filing date | principal |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,144,900 | $5,813,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 290,000 | $5,812,000 | thousands by filing date | put |
| SUPERVALU INC | 868536301 | COM NEW | 180,208 | $5,806,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,420,000 | $5,792,000 | thousands by filing date | principal |
| CHURCHILL DOWNS INC | 171484108 | COM | 20,721 | $5,755,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 48,668 | $5,735,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 518,851 | $5,717,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 222,232 | $5,710,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 264,823 | $5,698,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 45,956 | $5,697,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 90,719 | $5,696,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 748,335 | $5,693,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 218,774 | $5,676,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 203,087 | $5,666,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 106,745 | $5,662,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 319,076 | $5,651,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 225,886 | $5,649,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 169,904 | $5,637,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 131,561 | $5,620,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,072,600 | $5,617,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 201,584 | $5,604,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 56,466 | $5,603,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 81,771 | $5,595,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 75,857 | $5,592,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 58,900 | $5,591,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,212,864 | $5,591,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 99,043 | $5,587,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 130,935 | $5,587,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 32,800 | $5,583,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 63,305 | $5,578,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 128,220 | $5,570,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 922,166 | $5,561,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 978,770 | $5,559,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 313,559 | $5,555,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 131,630 | $5,546,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 194,826 | $5,545,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,220,034 | $5,527,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 250,205 | $5,524,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 197,583 | $5,524,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 39,500 | $5,522,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 407,635 | $5,503,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 65,911 | $5,477,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,228,000 | $5,477,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 1,958,733 | $5,465,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 55,538 | $5,462,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 200,000 | $5,446,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 109,863 | $5,428,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 532,000 | $5,426,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 160,269 | $5,418,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 118,231 | $5,412,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 58,320 | $5,401,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 444,225 | $5,388,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 124,215 | $5,386,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 35,805 | $5,384,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 192,900 | $5,380,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 322,970 | $5,377,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 69,776 | $5,372,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 536,213 | $5,368,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 206,443 | $5,366,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 249,416 | $5,363,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 414,017 | $5,362,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 107,977 | $5,358,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 231,072 | $5,350,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 278,148 | $5,349,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 47,704 | $5,347,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 97,536 | $5,336,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 206,517 | $5,310,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 61,187 | $5,279,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 238,000 | $5,279,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 245,162 | $5,274,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 159,700 | $5,273,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 161,383 | $5,262,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 281,463 | $5,255,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 470,972 | $5,251,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 4,750,000 | $5,239,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 800,000 | $5,224,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 598,955 | $5,217,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 227,529 | $5,207,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 135,000 | $5,198,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 258,719 | $5,185,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 200,000 | $5,182,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 380,778 | $5,179,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 883,707 | $5,179,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 280,980 | $5,178,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 286,311 | $5,162,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 73,250 | $5,153,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 73,842 | $5,122,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 45,746 | $5,112,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 86,772 | $5,090,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 276,191 | $5,090,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 81,986 | $5,085,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 144,412 | $5,073,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 213,841 | $5,068,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 114,400 | $5,060,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 95,000 | $5,058,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 119,491 | $5,047,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 133,835 | $5,046,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 215,000 | $5,029,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 132,945 | $5,013,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 72,262 | $5,006,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 51,300 | $5,003,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 180,800 | $5,001,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 49,324 | $4,982,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 480,493 | $4,977,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 705,685 | $4,968,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 157,421 | $4,917,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 267,086 | $4,912,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 65,474 | $4,912,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 407,863 | $4,891,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 251,150 | $4,888,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 316,309 | $4,887,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 199,617 | $4,881,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 66,495 | $4,859,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 23,700 | $4,852,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 105,000 | $4,850,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 167,498 | $4,849,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 378,585 | $4,846,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 94,217 | $4,841,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 177,495 | $4,821,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 167,000 | $4,815,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 47,204 | $4,809,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 236,191 | $4,807,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 423,229 | $4,803,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 68,500 | $4,798,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50,000 | $4,794,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 146,360 | $4,781,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $4,767,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 28,000 | $4,766,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,000 | $4,758,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 61,737 | $4,753,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 240,000 | $4,740,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 32,600 | $4,737,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 129,143 | $4,733,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,774 | $4,719,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 404,040 | $4,715,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 314,389 | $4,715,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $4,713,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 86,193 | $4,706,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 40,939 | $4,705,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 75,006 | $4,704,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 84,648 | $4,704,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,647,000 | $4,697,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 50,000 | $4,696,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 26,299 | $4,684,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 57,468 | $4,680,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 64,076 | $4,679,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 171,249 | $4,673,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 280,329 | $4,658,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 167,538 | $4,658,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 100,000 | $4,657,000 | thousands by filing date | call |
| DDR CORP | 23317H854 | COM | 347,836 | $4,657,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 66,577 | $4,645,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 137,719 | $4,641,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 100,000 | $4,637,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 90,342 | $4,630,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 856,243 | $4,624,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 32,709 | $4,620,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 58,974 | $4,617,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 95,000 | $4,611,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,141,634 | $4,601,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 73,479 | $4,596,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 395,872 | $4,592,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 163,505 | $4,583,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 4,641,000 | $4,580,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 53,901 | $4,578,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 100,000 | $4,568,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 51,228 | $4,566,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 47,185 | $4,563,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 45,000 | $4,559,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 35,307 | $4,558,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $4,545,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 104,332 | $4,545,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 94,413 | $4,537,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 278,087 | $4,533,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 66,073 | $4,526,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 64,533 | $4,516,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 167,287 | $4,510,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 69,686 | $4,497,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 55,886 | $4,496,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 97,583 | $4,477,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 50,997 | $4,444,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 90,114 | $4,437,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 22,417 | $4,435,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 831,614 | $4,432,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 161,888 | $4,431,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 29,290 | $4,419,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,500,000 | $4,419,000 | thousands by filing date | principal |
| STAMPS COM INC | 852857200 | COM NEW | 19,518 | $4,414,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 142,791 | $4,401,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 206,894 | $4,398,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 99,080 | $4,383,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 143,831 | $4,377,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 43,129 | $4,376,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 147,975 | $4,373,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 372,224 | $4,352,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,482,000 | $4,340,000 | thousands by filing date | principal |
| VGT | 92204A702 | SHS | 21,408 | $4,336,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 53,607 | $4,335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 69,393 | $4,332,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 83,324 | $4,328,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 700,000 | $4,312,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,599 | $4,304,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 173,149 | $4,299,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 206,343 | $4,293,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 21,087 | $4,279,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 32,983 | $4,275,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 50,000 | $4,275,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 78,970 | $4,269,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 159,753 | $4,258,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 110,000 | $4,256,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 200,000 | $4,256,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 577,992 | $4,248,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 105,398 | $4,236,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 596,062 | $4,233,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 47,562 | $4,224,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 46,015 | $4,223,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 14,558 | $4,186,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 63,065 | $4,155,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 125,500 | $4,151,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 4,100,000 | $4,143,000 | thousands by filing date | principal |
| ECHOSTAR CORP | 278768106 | CL A | 89,291 | $4,141,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 34,346 | $4,141,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 41,308 | $4,140,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 4,688,795 | $4,139,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 73,808 | $4,137,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 79,265 | $4,134,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 239,021 | $4,126,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 80,000 | $4,125,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 290,307 | $4,116,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 38,629 | $4,112,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 435,000 | $4,106,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 122,565 | $4,100,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 346,909 | $4,100,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 123,814 | $4,093,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 166,695 | $4,087,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 35,000 | $4,086,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 19,886 | $4,076,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 103,459 | $4,068,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 89,126 | $4,064,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 148,019 | $4,057,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,444,124 | $4,057,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 126,507 | $4,050,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 170,006 | $4,048,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 48,484 | $4,039,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 84,268 | $4,036,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 65,630 | $4,034,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 43,000 | $4,032,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 66,469 | $4,028,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 82,861 | $4,027,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 51,408 | $4,013,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 429,192 | $4,013,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 915,944 | $4,003,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 117,015 | $3,997,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 48,475 | $3,996,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 481,191 | $3,995,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 300,000 | $3,993,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 110,424 | $3,988,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 98,600 | $3,983,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 76,016 | $3,976,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 46,599 | $3,971,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 123,509 | $3,961,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 139,100 | $3,959,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 80,772 | $3,955,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 12,542 | $3,954,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 292,687 | $3,945,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 43,300 | $3,938,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 42,268 | $3,934,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 82,750 | $3,934,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 47,625 | $3,918,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30,000 | $3,914,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 58,816 | $3,902,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 31,155 | $3,894,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 102,431 | $3,888,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 108,910 | $3,877,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 45,400 | $3,872,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 82,332 | $3,869,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 17,872 | $3,868,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 3,684,000 | $3,866,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 30,677 | $3,862,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 206,653 | $3,856,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 72,800 | $3,846,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 69,505 | $3,844,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 365,855 | $3,842,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,538,000 | $3,841,000 | thousands by filing date | principal |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 456,528 | $3,812,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 20,000 | $3,810,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 146,436 | $3,807,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 3,854,000 | $3,807,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 54,500 | $3,805,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 51,198 | $3,802,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 86,186 | $3,801,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 21,011 | $3,799,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 46,650 | $3,797,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 44,117 | $3,793,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 43,985 | $3,790,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 55,600 | $3,787,000 | thousands by filing date | call |
| NATUZZI S P A | 63905A101 | ADR | 2,759,900 | $3,781,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 40,006 | $3,770,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 200,000 | $3,766,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 25,000 | $3,758,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 251,557 | $3,756,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,343,451 | $3,749,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 56,858 | $3,745,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 190,375 | $3,728,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,500,000 | $3,706,000 | thousands by filing date | principal |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 44,707 | $3,695,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,800 | $3,687,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 257,364 | $3,682,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 61,401 | $3,682,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 57,985 | $3,682,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,291 | $3,670,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 71,532 | $3,667,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 21,243 | $3,658,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 109,758 | $3,655,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 333,843 | $3,642,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 165,398 | $3,639,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 32,236 | $3,637,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 134,128 | $3,632,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 22,438 | $3,629,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,800,000 | $3,625,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 56,900 | $3,615,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 112,654 | $3,605,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100,000 | $3,605,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 181,200 | $3,604,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 78,158 | $3,604,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 36,642 | $3,588,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 119,135 | $3,583,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 45,286 | $3,579,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 80,000 | $3,578,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 54,268 | $3,576,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 51,236 | $3,553,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 438,046 | $3,552,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 66,774 | $3,547,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 80,946 | $3,539,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 70,276 | $3,538,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 155,743 | $3,525,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 53,375 | $3,522,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 65,948 | $3,521,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 49,873 | $3,509,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 44,320 | $3,500,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 52,380 | $3,498,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 38,583 | $3,493,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 36,000 | $3,491,000 | thousands by filing date | put |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,600,000 | $3,491,000 | thousands by filing date | principal |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 64,506 | $3,485,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,794,475 | $3,480,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 123,855 | $3,473,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 247,779 | $3,471,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 87,794 | $3,464,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 171,643 | $3,459,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 770,000 | $3,458,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 81,979 | $3,455,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 57,418 | $3,454,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 272,200 | $3,446,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 35,000 | $3,443,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 87,394 | $3,436,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 42,100 | $3,433,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 33,720 | $3,427,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 85,729 | $3,421,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 133,242 | $3,421,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 22,500 | $3,413,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 68,746 | $3,396,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 3,377,000 | $3,390,000 | thousands by filing date | principal |
| JBT MAREL CORPORATION | 477839104 | COM | 28,406 | $3,388,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 141,605 | $3,385,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 25,000 | $3,380,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 18,336 | $3,376,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 74,942 | $3,372,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 134,634 | $3,368,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 72,086 | $3,360,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 73,502 | $3,359,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 62,554 | $3,353,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,000 | $3,352,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 43,112 | $3,344,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 45,654 | $3,341,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 246,096 | $3,331,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 86,731 | $3,331,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 163,891 | $3,320,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,726 | $3,317,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,100,000 | $3,317,000 | thousands by filing date | principal |
| AARONS INC | 002535300 | COM PAR $0.50 | 60,747 | $3,309,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 46,600 | $3,304,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,473,566 | $3,300,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 84,457 | $3,297,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 355,000 | $3,284,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 221,724 | $3,276,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 39,820 | $3,265,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 67,699 | $3,262,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 137,850 | $3,258,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 7,188 | $3,251,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,800,000 | $3,248,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 50,782 | $3,247,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 156,578 | $3,237,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 147,000 | $3,235,000 | thousands by filing date | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 76,139 | $3,229,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,547,000 | $3,224,000 | thousands by filing date | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 76,325 | $3,216,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,728 | $3,216,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 27,500 | $3,211,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,500,000 | $3,201,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 106,980 | $3,200,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 77,263 | $3,196,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 285,223 | $3,180,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 88,240 | $3,177,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 28,041 | $3,171,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 124,133 | $3,159,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-005614 | this filing | 2018-11-13 | acceptance time not in the bulk data set |