13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 3,759 holding rows worth $111,642,203,000.
- Accession
- 0001567619-18-005614
- Filer
- CIK 824468
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,237 entries on the cover page, a total value of $111,642,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,642,203,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 9,057 | $312,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,028 | $311,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 400,000 | $311,000 | thousands by filing date | principal |
| SENDGRID INC | 816883102 | COM | 8,436 | $310,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,402 | $309,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 119,970 | $309,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,007 | $309,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,324 | $309,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 104,729 | $309,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 10,468 | $309,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 20,904 | $308,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 300,000 | $308,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 31,605 | $307,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 9,525 | $307,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 38,714 | $305,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 19,632 | $304,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 3,000 | $304,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 19,660 | $303,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 16,291 | $303,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 16,224 | $302,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,644 | $300,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 70,000 | $300,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 47,060 | $299,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,650 | $299,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 15,296 | $298,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,885 | $298,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 11,270 | $297,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 38,795 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,117 | $296,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,282 | $296,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 100,000 | $295,000 | thousands by filing date | put |
| NATIONAL COMM CORP | 63546L102 | COM | 7,124 | $295,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,396 | $294,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 250,000 | $294,000 | thousands by filing date | principal |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 27,164 | $294,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 18,817 | $293,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 250,000 | $293,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,445 | $292,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 10,108 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,663 | $290,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 26,467 | $290,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,907 | $289,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,906 | $289,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 100,003 | $288,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,610 | $288,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 15,032 | $286,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 21,085 | $286,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,017 | $285,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 46,668 | $283,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 41,270 | $283,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,338 | $283,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 10,000 | $282,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 24,400 | $281,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 74,513 | $280,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 16,552 | $278,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 63,125 | $278,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 15,000 | $278,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 80,000 | $277,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 28,150 | $277,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 134,970 | $276,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 326,000 | $275,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 30,387 | $274,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 8,706 | $274,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 18,517 | $274,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 10,000 | $273,000 | thousands by filing date | call |
| KEANE GROUP INC | 48669A108 | COM | 21,942 | $272,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,300 | $271,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 8,897 | $271,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 46,802 | $271,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 30,539 | $270,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 32,140 | $270,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 58,564 | $264,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,479 | $264,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,775 | $263,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,475 | $262,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 28,831 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 2,842 | $261,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,885 | $260,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 29,767 | $260,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,117 | $259,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 18,336 | $257,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 13,325 | $257,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 12,792 | $256,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 8,155 | $255,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9,504 | $255,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,008 | $255,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $254,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $252,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 63,592 | $251,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 34,800 | $251,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 40,000 | $248,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 5,930 | $247,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 6,037 | $246,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 27,819 | $245,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 16,095 | $245,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 13,058 | $245,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 9,885 | $244,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 256,000 | $244,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 13,353 | $243,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 4,107 | $243,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 43,241 | $242,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 13,569 | $241,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 19,288 | $241,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 27,837 | $241,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 8,220 | $240,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 32,548 | $240,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 200,000 | $240,000 | thousands by filing date | principal |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,142 | $239,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,438 | $239,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 74,079 | $237,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 17,000 | $237,000 | thousands by filing date | principal |
| CONNS INC | 208242107 | COM | 6,645 | $235,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,495 | $234,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 55,854 | $233,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 19,902 | $233,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,986 | $231,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 10,533 | $229,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 38,831 | $229,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,584 | $226,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 5,998 | $226,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 28,061 | $225,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 14,407 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,598 | $223,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 24,192 | $223,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 23,139 | $223,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,746 | $222,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 53,823 | $222,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 17,868 | $222,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 9,384 | $221,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 12,665 | $221,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 27,065 | $220,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,373 | $219,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 34,320 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 3,033 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,815 | $216,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 10,499 | $214,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,181 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,120 | $214,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 8,504 | $213,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,698 | $213,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,035 | $211,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 48,930 | $210,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 14,040 | $209,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,600 | $208,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,973 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 6,971 | $207,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,923 | $205,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 8,716 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 9,703 | $204,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 122,100 | $203,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,224 | $202,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 12,230 | $202,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3,406 | $201,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 15,599 | $199,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,163 | $198,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 16,731 | $198,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 25,247 | $197,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 12,649 | $197,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 25,263 | $196,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 22,593 | $194,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 33,952 | $194,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 380,626 | $193,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 107,630 | $190,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 38,664 | $189,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,076 | $185,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 15,255 | $185,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 11,954 | $185,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 19,077 | $181,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 14,482 | $180,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,496 | $178,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 84,654 | $177,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,735 | $177,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 17,738 | $175,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 18,552 | $175,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,299 | $173,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 25,592 | $172,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 51,743 | $172,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 18,166 | $171,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 65,003 | $168,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 10,083 | $168,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 41,874 | $167,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 23,411 | $167,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 86,081 | $165,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,309 | $165,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 31,535 | $164,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 21,003 | $163,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 22,875 | $163,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,377 | $162,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 21,915 | $159,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,500 | $158,000 | thousands by filing date | call |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 10,362 | $156,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 57,871 | $156,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 17,433 | $156,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 17,931 | $155,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 22,493 | $153,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 30,192 | $144,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 18,257 | $138,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 10,307 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,000 | $133,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 14,171 | $133,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 57,787 | $131,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 14,533 | $130,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 14,541 | $130,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 22,222 | $128,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 19,027 | $127,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,618 | $127,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 30,139 | $126,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,092 | $126,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 14,200 | $125,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,837 | $124,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 43,385 | $124,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 23,183 | $124,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,018 | $123,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 76,145 | $122,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 26,786 | $111,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,722 | $109,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 10,908 | $108,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,833 | $106,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 36,507 | $100,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,417 | $98,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 32,569 | $92,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,523 | $84,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 18,799 | $84,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 14,434 | $82,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 37,814 | $81,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,525 | $79,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 23,735 | $76,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,453 | $75,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 17,790 | $75,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 15,056 | $73,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 18,229 | $73,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,758 | $72,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 33,671 | $68,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 12,549 | $67,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 10,049 | $66,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 10,747 | $64,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 23,533 | $63,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 31,247 | $60,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 13,824 | $58,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,754 | $54,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 20,000 | $54,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 20,000 | $54,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 23,695 | $50,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,087 | $47,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 16,589 | $46,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 13,220 | $45,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10,028 | $42,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,400 | $36,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,077 | $35,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 30,810 | $33,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,385 | $26,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G113 | *W EXP 02/09/202 | 85,187 | $23,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,455 | $17,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,090 | $11,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 18,500 | $11,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,696 | $11,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 18,792 | $11,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $9,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $6,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-005614 | this filing | 2018-11-13 | acceptance time not in the bulk data set |