13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 3,759 holding rows worth $111,642,203,000.
- Accession
- 0001567619-18-005614
- Filer
- CIK 824468
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 15,237 entries on the cover page, a total value of $111,642,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,642,203,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEOPLES BANCORP INC | 709789101 | COM | 23,501 | $823,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 17,008 | $822,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 21,821 | $821,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 26,449 | $819,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 40,463 | $818,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 9,057 | $818,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 888,000 | $818,000 | thousands by filing date | principal |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 35,206 | $817,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 20,938 | $816,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,028 | $815,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 75,240 | $814,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 10,985 | $811,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 49,004 | $809,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 160,881 | $807,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 22,779 | $807,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 23,765 | $806,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 12,407 | $805,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 28,360 | $805,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $805,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 15,805 | $804,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 41,667 | $803,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 55,094 | $802,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 24,175 | $801,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100,100 | $800,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 41,515 | $799,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 37,107 | $797,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 10,000 | $795,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 19,777 | $793,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 26,037 | $792,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 53,010 | $790,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 47,264 | $789,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 15,386 | $787,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 48,735 | $787,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 106,044 | $787,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 26,947 | $785,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 46,064 | $784,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 92,325 | $783,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,126 | $783,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 73,857 | $783,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 55,025 | $776,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 59,798 | $775,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,478 | $774,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 38,274 | $772,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,000 | $771,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 37,791 | $771,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 20,868 | $771,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 9,783 | $768,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 16,829 | $767,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,000 | $766,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,000 | $766,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 13,849 | $766,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 65,882 | $765,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 800,000 | $765,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 25,059 | $765,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 36,108 | $763,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 51,345 | $762,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 53,531 | $758,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 18,837 | $757,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 69,560 | $757,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 20,348 | $752,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 11,950 | $750,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 44,016 | $749,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 44,672 | $748,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 26,270 | $747,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18,873 | $746,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 500,000 | $745,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 32,830 | $744,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 15,788 | $744,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 9,749 | $740,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,664 | $740,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 19,287 | $739,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,889 | $737,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 26,975 | $737,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 40,515 | $736,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 78,235 | $735,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 34,194 | $734,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 19,664 | $733,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,012 | $731,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 43,541 | $731,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 13,946 | $730,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 23,504 | $729,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 47,692 | $727,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 48,944 | $724,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 37,804 | $723,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 25,166 | $721,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 28,603 | $718,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 12,093 | $716,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 11,820 | $712,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,900 | $712,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 38,275 | $710,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 39,342 | $710,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,289 | $709,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 32,511 | $708,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 41,120 | $708,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 27,885 | $708,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 61,525 | $707,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 22,209 | $701,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 19,924 | $701,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 12,565 | $699,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 700,000 | $699,000 | thousands by filing date | principal |
| ORTHOFIX MED INC | 68752M108 | COM | 12,062 | $698,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 37,621 | $696,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 114,321 | $695,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 28,531 | $694,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 35,600 | $693,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 11,141 | $692,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 123,285 | $692,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 60,000 | $691,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,785 | $690,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 22,239 | $687,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,128 | $686,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 31,540 | $684,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 28,371 | $681,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 29,672 | $680,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 6,816 | $680,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 26,333 | $680,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 27,758 | $678,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 35,131 | $677,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 14,537 | $675,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 39,372 | $675,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 16,329 | $674,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 25,371 | $672,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 5,916 | $671,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 48,457 | $670,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 39,912 | $668,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 25,385 | $667,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,800 | $667,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 72,047 | $667,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 23,915 | $667,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,663 | $666,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 24,247 | $665,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 18,625 | $665,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 54,171 | $664,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 15,782 | $663,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 24,631 | $659,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 50,638 | $659,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 47,507 | $658,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 29,872 | $657,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 16,930 | $656,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 32,382 | $654,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 19,779 | $652,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,003 | $651,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 13,698 | $651,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 36,758 | $650,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 600,000 | $649,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 19,474 | $648,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,693 | $648,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 500,000 | $648,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 46,552 | $647,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 38,130 | $646,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 80,440 | $646,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 54,161 | $646,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 117,799 | $645,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 282,732 | $645,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 60,477 | $645,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,023 | $645,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 98,057 | $643,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 35,517 | $643,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 27,683 | $642,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,602 | $641,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 30,030 | $640,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 800,000 | $640,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,761 | $638,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 23,998 | $636,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 85,813 | $635,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 11,383 | $635,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 14,878 | $634,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 86,853 | $634,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 87,851 | $633,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 32,529 | $631,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 12,413 | $630,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 33,310 | $630,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 16,606 | $627,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,225 | $626,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 11,964 | $621,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,515 | $619,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 34,955 | $619,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 13,930 | $616,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 13,899 | $615,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 21,608 | $611,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 29,044 | $610,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 11,975 | $608,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 40,837 | $608,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 24,649 | $607,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 12,324 | $606,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 24,431 | $605,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,011 | $604,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 27,300 | $604,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 7,281 | $602,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 19,984 | $602,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 22,188 | $601,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 16,245 | $600,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 22,811 | $600,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 46,000 | $600,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 54,193 | $600,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 56,709 | $600,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 80,209 | $598,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 60,498 | $595,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,529 | $594,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 33,058 | $593,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 21,623 | $593,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 51,690 | $591,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 32,898 | $590,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 16,994 | $590,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 24,773 | $589,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 31,104 | $588,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,385 | $588,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 18,545 | $585,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 37,657 | $584,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 33,470 | $583,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 19,275 | $583,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 16,605 | $581,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 105,897 | $580,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 38,504 | $580,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 24,078 | $578,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 57,067 | $577,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,543 | $576,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 27,088 | $576,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 31,685 | $576,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 98,659 | $573,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,486 | $572,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 500,000 | $571,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 39,031 | $570,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 23,785 | $569,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 15,540 | $567,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 18,980 | $565,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 56,170 | $565,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 25,894 | $564,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 36,551 | $564,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 163,249 | $564,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 16,461 | $564,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 51,238 | $564,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 15,209 | $563,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 14,065 | $561,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 12,980 | $559,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 50,896 | $559,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 16,831 | $558,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 29,485 | $555,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,641 | $555,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 20,000 | $553,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 37,068 | $553,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,499 | $552,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 78,856 | $552,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,203 | $551,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 61,519 | $551,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 300,000 | $551,000 | thousands by filing date | principal |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 23,954 | $549,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 31,419 | $548,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 118,479 | $548,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 8,925 | $547,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 109,016 | $547,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 21,949 | $544,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,281 | $543,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 16,146 | $539,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 90,800 | $538,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,600 | $536,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 22,369 | $536,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 49,153 | $536,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 144 | $534,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 30,000 | $532,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 51,853 | $531,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,360 | $531,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 23,621 | $530,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 24,578 | $527,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 85,261 | $527,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14,416 | $525,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 21,198 | $523,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 26,609 | $523,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 48,922 | $523,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,595 | $522,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 15,509 | $522,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 16,000 | $520,000 | thousands by filing date | put |
| STEEL CONNECT INC | 858098106 | CMN | 244,063 | $520,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 87,913 | $519,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 52,358 | $519,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 17,608 | $519,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 19,409 | $519,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 24,497 | $516,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 25,159 | $515,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 12,003 | $515,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 22,755 | $514,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 7,437 | $513,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 159,645 | $513,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 32,905 | $510,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 11,450 | $508,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 15,568 | $507,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 79,121 | $507,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 6,245 | $507,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 137,541 | $506,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 13,907 | $505,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,160 | $505,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 19,015 | $503,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 9,359 | $503,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 12,002 | $503,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $503,000 | thousands by filing date | principal |
| CHASE CORP | 16150R104 | COM | 4,188 | $502,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 13,523 | $502,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 11,656 | $499,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,164 | $497,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 5,419 | $496,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,955 | $496,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 500,000 | $495,000 | thousands by filing date | principal |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 12,480 | $493,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 12,759 | $492,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 78,520 | $492,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 109,996 | $492,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 24,615 | $490,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 16,231 | $490,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 26,662 | $486,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 13,767 | $485,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 48,408 | $485,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 15,092 | $484,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,849 | $484,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 14,792 | $483,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,700 | $481,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 23,803 | $480,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 39,036 | $480,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 31,706 | $479,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 17,837 | $479,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 24,183 | $478,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 30,100 | $478,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 19,097 | $478,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 32,998 | $478,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 11,669 | $477,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 140,056 | $476,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 39,946 | $475,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 69,299 | $475,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 19,173 | $475,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 40,343 | $475,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 34,467 | $474,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 22,973 | $474,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 21,877 | $474,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 23,139 | $473,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 450,000 | $473,000 | thousands by filing date | principal |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,274 | $472,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 14,351 | $472,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,757 | $471,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 500,000 | $471,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 20,417 | $470,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 20,626 | $470,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 21,798 | $469,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 20,858 | $469,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 23,697 | $468,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 42,265 | $468,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 30,200 | $466,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 15,950 | $466,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 34,013 | $461,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 10,868 | $459,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 14,214 | $459,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 82,573 | $459,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 17,384 | $458,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 500,000 | $458,000 | thousands by filing date | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 23,252 | $457,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 19,243 | $457,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 4,000 | $455,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 40,943 | $453,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 10,978 | $453,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 21,165 | $452,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 6,357 | $452,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 31,205 | $449,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,430 | $448,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,500 | $447,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 29,763 | $447,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 14,438 | $447,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 18,501 | $446,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 24,926 | $443,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 18,600 | $443,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 18,623 | $441,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 14,154 | $440,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 55,356 | $438,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 95,688 | $437,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 82,650 | $436,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 7,096 | $435,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 31,000 | $434,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 18,092 | $434,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 34,471 | $432,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 11,013 | $431,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 15,013 | $431,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 17,318 | $431,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 17,639 | $431,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 23,054 | $431,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 11,407 | $430,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 36,210 | $429,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 14,938 | $429,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 26,901 | $428,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,999 | $426,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,335 | $426,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 12,337 | $424,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 5,633 | $423,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 12,817 | $422,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,256 | $419,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 23,550 | $419,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 29,021 | $418,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 11,841 | $415,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 52,109 | $413,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 32,208 | $412,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $411,000 | thousands by filing date | principal |
| UNIFI INC | 904677200 | COM NEW | 14,497 | $410,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $408,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 24,978 | $407,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,636 | $406,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 50,767 | $406,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 42,743 | $403,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 86,284 | $402,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 11,152 | $400,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,729 | $400,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 18,926 | $399,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 31,129 | $399,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 22,620 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,240 | $397,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 16,878 | $397,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 32,800 | $397,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 30,291 | $396,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 25,028 | $394,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 10,869 | $393,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 127,029 | $393,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 47,115 | $393,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 35,259 | $391,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 35,100 | $390,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 21,874 | $390,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 35,000 | $389,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 300,000 | $389,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 9,969 | $388,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 35,704 | $388,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,942 | $388,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 226,100 | $386,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,791 | $386,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 11,226 | $385,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,359 | $385,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 31,984 | $384,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 6,358 | $383,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 250,000 | $383,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 52,000 | $381,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 12,245 | $381,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 27,626 | $381,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 143,951 | $379,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 250,000 | $377,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 250,000 | $376,000 | thousands by filing date | principal |
| GEOPARK LTD USD SHS | G38327105 | Stock | 18,265 | $373,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,928 | $372,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,014 | $371,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 75,422 | $369,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 31,908 | $368,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 29,216 | $366,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 17,430 | $364,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 40,681 | $364,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,168 | $363,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 37,721 | $363,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 9,124 | $362,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 9,396 | $362,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 132,525 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,617 | $361,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 31,000 | $361,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 12,047 | $359,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 23,836 | $357,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 47,949 | $357,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 11,677 | $354,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 47,915 | $352,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 200,500 | $351,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 23,434 | $349,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 205,005 | $348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 10,781 | $346,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,066 | $343,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 327,000 | $343,000 | thousands by filing date | principal |
| NEWS CORP NEW | 65249B208 | CL B | 25,132 | $342,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,525 | $342,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 70,567 | $341,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,812 | $341,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 75,663 | $341,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 23,457 | $340,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 52,307 | $339,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 20,179 | $338,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 16,795 | $337,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 380,000 | $337,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 10,141 | $336,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 28,454 | $335,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 28,000 | $334,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 12,908 | $334,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 16,593 | $334,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 21,147 | $332,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 15,976 | $331,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 12,160 | $331,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,461 | $329,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 8,073 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,728 | $328,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 16,914 | $327,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 18,104 | $326,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,219 | $325,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,748 | $323,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 23,121 | $321,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 20,533 | $320,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,308 | $318,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 58,612 | $318,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 18,142 | $318,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 25,605 | $318,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $317,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 6,860 | $315,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 34,907 | $315,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 11,242 | $314,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,050 | $313,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-005614 | this filing | 2018-11-13 | acceptance time not in the bulk data set |