13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,945 holding rows worth $101,920,196,000.
- Accession
- 0001567619-18-000984
- Filer
- CIK 824468
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 16,581 entries on the cover page, a total value of $101,920,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,920,196,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 105,683 | $1,909,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 2,013,000 | $1,909,000 | thousands by filing date | principal |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,201 | $1,907,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 40,062 | $1,906,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 23,349 | $1,906,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 42,739 | $1,903,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 35,000 | $1,903,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 70,593 | $1,903,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 45,000 | $1,899,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,500,000 | $1,898,000 | thousands by filing date | principal |
| WELBILT INC | 949090104 | COM | 85,049 | $1,897,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 51,258 | $1,895,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 161,345 | $1,890,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,875,000 | $1,890,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 85,390 | $1,890,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 99,129 | $1,887,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 43,398 | $1,885,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 103,041 | $1,884,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 40,488 | $1,884,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 16,328 | $1,883,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 129,200 | $1,882,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 42,970 | $1,881,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 81,758 | $1,876,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 52,932 | $1,876,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 15,660 | $1,872,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 110,829 | $1,869,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 33,609 | $1,860,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,000,000 | $1,860,000 | thousands by filing date | principal |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 83,910 | $1,859,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 16,916 | $1,858,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 170,992 | $1,856,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 30,000 | $1,856,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 13,026 | $1,854,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 48,300 | $1,851,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 32,669 | $1,850,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 40,601 | $1,849,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 32,293 | $1,849,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 189,834 | $1,847,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,980,000 | $1,842,000 | thousands by filing date | principal |
| STANTEC INC COM | 85472N109 | Stock | 71,715 | $1,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 32,726 | $1,841,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 206,745 | $1,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 63,903 | $1,827,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 88,043 | $1,826,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 40,925 | $1,824,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 77,666 | $1,824,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D324 | ETN TERM SHEET | 27,505 | $1,824,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,300,000 | $1,821,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 25,026 | $1,812,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 345,012 | $1,811,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 24,621 | $1,809,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 61,975 | $1,809,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 384,645 | $1,808,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 24,707 | $1,804,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 83,500 | $1,804,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 238,367 | $1,803,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 46,230 | $1,800,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 28,540 | $1,800,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 134,898 | $1,799,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 54,603 | $1,796,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 203,732 | $1,795,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 127,908 | $1,795,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 25,259 | $1,794,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 17,887 | $1,793,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 28,027 | $1,788,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 16,032 | $1,787,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,228 | $1,786,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 86,996 | $1,783,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 88,916 | $1,782,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 58,027 | $1,778,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $1,774,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 121,707 | $1,773,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 22,698 | $1,771,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 1,500,000 | $1,764,000 | thousands by filing date | principal |
| COBIZ FINANCIAL INC | 190897108 | COM | 81,719 | $1,756,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 65,397 | $1,755,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 73,150 | $1,752,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 37,314 | $1,749,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 33,378 | $1,740,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 38,580 | $1,739,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 34,615 | $1,724,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 206,900 | $1,721,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 74,651 | $1,718,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 122,800 | $1,718,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 33,849 | $1,717,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 92,114 | $1,713,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,498 | $1,709,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 39,893 | $1,707,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,300 | $1,705,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 47,618 | $1,705,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 71,587 | $1,705,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 52,866 | $1,705,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 341,127 | $1,705,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 93,914 | $1,703,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 53,548 | $1,697,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 28,690 | $1,697,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 20,891 | $1,695,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 81,309 | $1,695,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 95,939 | $1,690,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,134 | $1,690,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 21,509 | $1,688,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 34,189 | $1,686,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 14,500 | $1,683,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 172,691 | $1,681,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 52,931 | $1,679,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,040,000 | $1,679,000 | thousands by filing date | principal |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 70,717 | $1,676,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 64,851 | $1,675,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 25,271 | $1,673,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,000 | $1,669,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,000 | $1,669,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 186,795 | $1,669,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 35,399 | $1,666,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 60,000 | $1,665,000 | thousands by filing date | put |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 60,000 | $1,665,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 36,018 | $1,662,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 25,436 | $1,662,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 14,706 | $1,662,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 65,055 | $1,661,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,661,000 | $1,661,000 | thousands by filing date | principal |
| WADDELL & REED FINL INC | 930059100 | CL A | 92,306 | $1,658,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 88,385 | $1,657,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 35,323 | $1,655,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 50,853 | $1,654,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 57,773 | $1,652,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 193,636 | $1,652,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 38,737 | $1,651,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 19,449 | $1,651,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,580,000 | $1,650,000 | thousands by filing date | principal |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 54,634 | $1,647,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 24,948 | $1,647,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 45,738 | $1,643,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 47,706 | $1,642,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 55,583 | $1,641,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 31,165 | $1,635,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 28,896 | $1,634,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 15,700 | $1,634,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 28,500 | $1,633,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 70,019 | $1,633,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 35,811 | $1,631,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,230,000 | $1,630,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 161,274 | $1,629,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 135,715 | $1,628,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,597 | $1,628,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 43,847 | $1,627,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 159,700 | $1,626,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 32,472 | $1,623,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 65,423 | $1,620,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 28,370 | $1,613,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 123,272 | $1,613,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 58,083 | $1,612,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 50,000 | $1,608,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 41,511 | $1,603,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 209,431 | $1,602,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 153,021 | $1,600,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 74,742 | $1,599,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 86,429 | $1,597,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 43,103 | $1,596,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 62,505 | $1,592,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 34,013 | $1,588,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 63,811 | $1,585,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 61,084 | $1,583,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 105,418 | $1,582,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 112,242 | $1,579,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 102,964 | $1,575,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 81,083 | $1,571,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 49,817 | $1,569,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 38,637 | $1,563,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 37,038 | $1,556,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 51,491 | $1,556,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 16,454 | $1,555,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 18,245 | $1,555,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 281,084 | $1,554,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 195,204 | $1,553,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 30,292 | $1,547,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 93,237 | $1,547,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 117,345 | $1,545,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 30,362 | $1,545,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 101,195 | $1,545,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 39,316 | $1,544,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 65,219 | $1,543,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 97,062 | $1,543,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 175,149 | $1,541,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 87,944 | $1,540,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 104,216 | $1,537,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 79,995 | $1,536,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 13,300 | $1,534,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 13,300 | $1,534,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 33,383 | $1,530,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 125,927 | $1,529,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 23,653 | $1,528,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 110,742 | $1,528,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 82,295 | $1,527,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 50,906 | $1,522,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,300,000 | $1,521,000 | thousands by filing date | principal |
| AEGION CORP | 00770F104 | COMMON STOCK | 59,016 | $1,520,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 44,154 | $1,516,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 31,464 | $1,515,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 20,894 | $1,510,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 35,780 | $1,509,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 125,563 | $1,506,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 104,899 | $1,502,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 71,232 | $1,500,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 41,763 | $1,494,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 64,039 | $1,492,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 58,221 | $1,490,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 35,683 | $1,489,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 309,068 | $1,488,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 46,538 | $1,484,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 263,884 | $1,478,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 75,050 | $1,478,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 27,342 | $1,475,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 38,273 | $1,475,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,203 | $1,470,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 255,467 | $1,469,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 89,034 | $1,468,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,100 | $1,467,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 70,445 | $1,467,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 43,887 | $1,466,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 102,799 | $1,464,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 42,481 | $1,461,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 27,245 | $1,460,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 28,972 | $1,459,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 136,300 | $1,458,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 39,496 | $1,457,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 25,212 | $1,455,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 33,462 | $1,451,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 12,308 | $1,450,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 49,704 | $1,449,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 64,612 | $1,449,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,460,000 | $1,448,000 | thousands by filing date | principal |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 38,431 | $1,445,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 27,741 | $1,440,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 129,802 | $1,440,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 32,000 | $1,437,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,067 | $1,437,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 35,580 | $1,434,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 49,427 | $1,434,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 25,722 | $1,431,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 31,216 | $1,430,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 46,610 | $1,429,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 63,200 | $1,429,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,540,000 | $1,427,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 31,848 | $1,423,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 23,677 | $1,423,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 31,120 | $1,422,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 43,908 | $1,420,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 84,013 | $1,419,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 18,086 | $1,418,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 28,984 | $1,418,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 42,120 | $1,417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 27,043 | $1,415,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 49,848 | $1,415,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 42,871 | $1,414,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 36,255 | $1,414,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 24,027 | $1,413,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 26,700 | $1,412,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 41,783 | $1,409,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 20,532 | $1,407,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 25,908 | $1,403,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 11,800 | $1,401,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 78,362 | $1,398,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 53,505 | $1,397,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 41,500 | $1,394,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 90,585 | $1,390,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 45,611 | $1,390,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 52,807 | $1,389,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 67,938 | $1,389,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 29,901 | $1,384,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 62,066 | $1,380,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 37,592 | $1,380,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 91,695 | $1,380,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 33,907 | $1,378,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 43,704 | $1,378,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 15,220 | $1,377,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 39,147 | $1,377,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 30,996 | $1,374,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 90,525 | $1,371,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 85,154 | $1,370,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 56,613 | $1,369,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 62,617 | $1,365,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,001,000 | $1,365,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 82,343 | $1,362,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 22,716 | $1,358,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 136,461 | $1,354,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 35,494 | $1,353,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 135,763 | $1,351,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 32,921 | $1,346,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 64,508 | $1,344,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 83,005 | $1,337,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 162,076 | $1,336,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 43,293 | $1,333,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 41,441 | $1,328,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $1,326,000 | thousands by filing date | principal |
| VIPER | 92763M105 | COMMON STOCK | 41,313 | $1,319,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 60,444 | $1,316,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 111,118 | $1,315,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 49,819 | $1,311,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 49,501 | $1,306,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 32,494 | $1,306,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 24,829 | $1,304,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 37,338 | $1,303,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 109,793 | $1,303,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 50,297 | $1,302,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 416,846 | $1,301,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 34,749 | $1,301,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 10,167 | $1,299,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 26,941 | $1,297,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 44,010 | $1,297,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 13,126 | $1,296,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 31,889 | $1,295,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 28,300 | $1,293,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 34,505 | $1,292,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 9,745 | $1,291,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 42,094 | $1,288,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 744,259 | $1,287,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,300 | $1,285,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,300,000 | $1,285,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 713,000 | $1,284,000 | thousands by filing date | principal |
| EAGLE BANCORPORATION INC | 268948106 | COM | 20,931 | $1,283,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 39,938 | $1,277,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 29,568 | $1,275,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50,000 | $1,273,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,872 | $1,272,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,228 | $1,272,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,597 | $1,271,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 61,677 | $1,270,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 21,860 | $1,269,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 15,000 | $1,269,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 13,625 | $1,267,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 19,117 | $1,266,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 75,804 | $1,266,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,040,000 | $1,264,000 | thousands by filing date | principal |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 57,486 | $1,262,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 22,136 | $1,262,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 14,766 | $1,261,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 32,795 | $1,260,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,530 | $1,259,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,626 | $1,257,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,900 | $1,256,000 | thousands by filing date | put |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 27,432 | $1,255,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 36,361 | $1,254,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 68,417 | $1,249,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 30,743 | $1,248,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 37,925 | $1,246,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 644,802 | $1,245,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 25,206 | $1,243,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 32,514 | $1,240,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 76,550 | $1,237,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 100,139 | $1,236,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 60,365 | $1,232,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 25,000 | $1,229,000 | thousands by filing date | put |
| MILACRON HLDGS CORP | 59870L106 | COM | 64,753 | $1,227,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 12,766 | $1,225,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 140,912 | $1,225,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 62,812 | $1,225,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 187,289 | $1,223,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 33,920 | $1,222,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 41,518 | $1,221,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 42,017 | $1,219,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 174,203 | $1,219,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 25,312 | $1,215,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 21,534 | $1,214,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 14,621 | $1,213,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 905,952 | $1,213,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 74,868 | $1,213,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 38,651 | $1,212,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 44,425 | $1,212,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,301 | $1,209,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 27,803 | $1,208,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 57,935 | $1,207,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 132,482 | $1,204,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 144,274 | $1,203,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 18,880 | $1,202,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 75,360 | $1,201,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 63,001 | $1,199,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 24,592 | $1,198,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 360,144 | $1,196,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5,000 | $1,190,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 5,000 | $1,190,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 12,224 | $1,190,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $1,190,000 | thousands by filing date | principal |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 50,000 | $1,190,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 22,204 | $1,188,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 20,509 | $1,185,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 20,962 | $1,184,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 33,605 | $1,182,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 60,281 | $1,181,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,263,000 | $1,180,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B103 | COM | 65,200 | $1,176,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,100 | $1,176,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 35,250 | $1,172,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 129,657 | $1,171,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 108,442 | $1,170,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 28,600 | $1,163,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 73,811 | $1,163,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 62,553 | $1,163,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 14,836 | $1,163,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,000 | $1,161,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 29,733 | $1,161,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 100,000 | $1,160,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 16,600 | $1,160,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 43,160 | $1,160,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 31,804 | $1,157,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 862,338 | $1,156,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 72,668 | $1,156,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 84,715 | $1,155,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 39,927 | $1,153,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 127,415 | $1,151,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,000 | $1,146,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 51,000 | $1,146,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 152,593 | $1,144,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 17,922 | $1,144,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 29,583 | $1,143,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 12,469 | $1,142,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 42,441 | $1,142,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 52,270 | $1,142,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 93,393 | $1,142,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 38,058 | $1,141,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 52,302 | $1,139,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,380 | $1,138,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 39,524 | $1,138,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 20,000 | $1,136,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,244 | $1,135,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 12,380 | $1,134,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 110,188 | $1,134,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 327,079 | $1,134,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 43,088 | $1,131,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 8,300 | $1,126,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 19,801 | $1,125,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 30,668 | $1,123,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 40,297 | $1,122,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 37,543 | $1,119,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 49,184 | $1,115,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 30,646 | $1,115,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 21,829 | $1,113,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 50,268 | $1,113,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 24,904 | $1,113,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 45,355 | $1,112,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 28,806 | $1,112,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 58,023 | $1,111,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 58,469 | $1,110,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 59,500 | $1,109,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 35,100 | $1,108,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 31,807 | $1,108,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 62,869 | $1,101,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 70,159 | $1,100,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 114,063 | $1,098,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 47,518 | $1,098,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 46,789 | $1,097,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 51,933 | $1,096,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 23,973 | $1,096,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 10,663 | $1,091,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 14,203 | $1,091,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,500 | $1,088,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 31,525 | $1,087,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 49,047 | $1,087,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,000,000 | $1,086,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 69,732 | $1,085,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,700 | $1,084,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 28,637 | $1,083,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 56,543 | $1,080,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 30,505 | $1,080,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 38,209 | $1,079,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 201,765 | $1,077,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 47,917 | $1,077,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 31,241 | $1,072,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 37,778 | $1,071,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 20,231 | $1,070,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 50,000 | $1,070,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 88,577 | $1,068,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 48,136 | $1,067,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 68,577 | $1,065,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 25,000 | $1,064,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 5,200 | $1,060,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,850 | $1,060,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 51,027 | $1,057,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 16,000 | $1,055,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 29,693 | $1,052,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 75,057 | $1,048,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 24,741 | $1,045,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 25,899 | $1,045,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 84,048 | $1,040,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 63,094 | $1,039,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 77,106 | $1,037,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 45,000 | $1,036,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 24,519 | $1,036,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 21,414 | $1,034,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 30,167 | $1,031,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 17,384 | $1,030,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 961,000 | $1,028,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 76,400 | $1,027,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 30,439 | $1,026,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 600,077 | $1,026,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 59,467 | $1,024,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 70,000 | $1,023,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,600 | $1,018,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,182 | $1,018,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 30,248 | $1,018,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 67,906 | $1,015,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000984 | this filing | 2018-08-14 | acceptance time not in the bulk data set |