13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,945 holding rows worth $101,920,196,000.
- Accession
- 0001567619-18-000984
- Filer
- CIK 824468
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 16,581 entries on the cover page, a total value of $101,920,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,920,196,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 266,029 | $6,891,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 7,000,000 | $6,889,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 123,209 | $6,869,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 5,400,000 | $6,855,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 80,000 | $6,849,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 93,487 | $6,845,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 74,700 | $6,845,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 125,700 | $6,836,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 54,923 | $6,829,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 23,633 | $6,819,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 83,512 | $6,802,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 111,702 | $6,783,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 232,233 | $6,783,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 250,000 | $6,778,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 5,237,000 | $6,767,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 50,000 | $6,751,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 6,846,000 | $6,745,000 | thousands by filing date | principal |
| D R HORTON INC COM | 23331A109 | Stock | 164,300 | $6,736,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 341,913 | $6,719,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 76,877 | $6,713,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 78,809 | $6,709,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,181,083 | $6,709,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 109,165 | $6,702,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 503,545 | $6,687,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 331,150 | $6,686,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 105,692 | $6,677,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 101,801 | $6,669,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 40,000 | $6,669,000 | thousands by filing date | call |
| DDR CORP | 23317H854 | COM | 371,320 | $6,647,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 151,106 | $6,641,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 902,319 | $6,632,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,674,800 | $6,632,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 3,182,914 | $6,620,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30,000 | $6,617,000 | thousands by filing date | put |
| WARRIOR MET COAL INC | 93627C101 | COM | 239,888 | $6,614,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 46,165 | $6,613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 57,456 | $6,594,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 130,225 | $6,579,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 68,985 | $6,567,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 117,061 | $6,557,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 529,879 | $6,539,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 110,492 | $6,526,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 19,000 | $6,516,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 106,637 | $6,500,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 265,936 | $6,500,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 65,216 | $6,495,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 617,747 | $6,492,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 171,945 | $6,477,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 124,595 | $6,474,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 161,300 | $6,463,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 194,028 | $6,460,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 442,804 | $6,451,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 383,511 | $6,445,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T290 | XLNKS AMLP ETN36 | 382,052 | $6,433,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 49,823 | $6,418,000 | thousands by filing date | |
| RH | 74967X103 | COM | 45,890 | $6,410,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 122,328 | $6,394,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 211,500 | $6,392,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 73,895 | $6,392,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 60,733 | $6,372,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 700,400 | $6,360,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 93,084 | $6,359,000 | thousands by filing date | |
| IJH | 464287507 | COM | 32,622 | $6,354,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 68,464 | $6,350,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 568,657 | $6,342,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 68,712 | $6,338,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 62,284 | $6,329,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 64,764 | $6,324,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 465,350 | $6,319,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 108,234 | $6,313,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 82,811 | $6,308,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,335,440 | $6,297,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 71,858 | $6,291,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 5,932,000 | $6,272,000 | thousands by filing date | principal |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 224,549 | $6,265,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 85,000 | $6,225,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 66,000 | $6,217,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 72,104 | $6,201,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 293,010 | $6,197,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 479,323 | $6,183,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 424,100 | $6,179,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 239,500 | $6,177,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 77,442 | $6,176,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 107,161 | $6,169,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 309,400 | $6,165,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 361,422 | $6,152,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 231,404 | $6,151,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 145,759 | $6,150,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 264,466 | $6,149,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 162,733 | $6,136,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 23,818 | $6,129,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 142,800 | $6,126,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 62,621 | $6,121,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 267,537 | $6,118,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 68,802 | $6,109,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 319,222 | $6,095,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 145,141 | $6,094,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 62,105 | $6,082,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 122,948 | $6,076,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 249,120 | $6,067,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 57,524 | $6,067,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 150,094 | $6,050,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 33,931 | $6,049,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 187,877 | $6,040,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 61,768 | $6,036,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T258 | AXELATRDR 3X LNG | 20,000 | $6,029,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 89,341 | $6,026,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 186,974 | $6,020,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 39,471 | $6,018,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 534,042 | $6,008,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 667,488 | $6,008,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 148,000 | $6,000,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 114,873 | $5,962,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 67,807 | $5,950,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 23,360 | $5,912,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 57,115 | $5,897,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,950,000 | $5,887,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 68,611 | $5,880,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 49,715 | $5,880,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 333,685 | $5,876,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 90,000 | $5,867,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 23,900 | $5,864,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 488,246 | $5,859,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 248,776 | $5,844,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 132,566 | $5,840,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T241 | AXELATDR 3X INVR | 250,000 | $5,840,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 194,506 | $5,838,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 145,612 | $5,837,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 144,499 | $5,837,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 53,904 | $5,834,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 51,556 | $5,820,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 254,925 | $5,819,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 23,700 | $5,815,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 324,989 | $5,798,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 142,225 | $5,759,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 344,157 | $5,758,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 53,126 | $5,754,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 161,138 | $5,746,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 437,603 | $5,733,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 126,081 | $5,731,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 80,000 | $5,730,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 209,596 | $5,721,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 387,185 | $5,699,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 261,896 | $5,685,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 45,700 | $5,674,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 142,554 | $5,630,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 458,080 | $5,626,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 281,654 | $5,608,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 54,507 | $5,588,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 80,000 | $5,570,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 150,000 | $5,550,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,563,000 | $5,537,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 114,981 | $5,524,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 105,553 | $5,516,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 24,528 | $5,513,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 91,700 | $5,503,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 43,863 | $5,501,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 42,822 | $5,498,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 89,012 | $5,498,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 197,432 | $5,489,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 90,952 | $5,479,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 198,974 | $5,474,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,189,693 | $5,472,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 155,511 | $5,471,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 328,647 | $5,465,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 132,460 | $5,447,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,287,095 | $5,444,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 142,392 | $5,441,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 399,363 | $5,431,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 4,752,000 | $5,427,000 | thousands by filing date | principal |
| Mallinckrodt Plc | G5785G107 | SHS | 290,689 | $5,424,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 34,628 | $5,420,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 418,229 | $5,420,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 51,774 | $5,407,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 150,000 | $5,400,000 | thousands by filing date | put |
| BIO-TECHNE CORP | 09073M104 | COM | 36,471 | $5,396,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 497,151 | $5,374,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 52,432 | $5,373,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 449,596 | $5,371,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 32,800 | $5,366,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 69,300 | $5,365,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 195,946 | $5,364,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 63,974 | $5,358,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 82,804 | $5,358,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 186,803 | $5,358,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 107,900 | $5,345,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 300,366 | $5,340,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 184,851 | $5,338,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 377,974 | $5,333,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 392,008 | $5,331,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 291,366 | $5,308,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 114,056 | $5,303,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 102,784 | $5,300,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 131,989 | $5,300,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 293,702 | $5,287,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 99,855 | $5,282,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,177,999 | $5,271,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 87,400 | $5,270,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 256,123 | $5,269,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 41,482 | $5,257,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 120,204 | $5,256,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 33,640 | $5,254,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 463,901 | $5,251,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 800,356 | $5,250,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 402,076 | $5,239,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 27,153 | $5,238,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 456,524 | $5,227,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 223,953 | $5,196,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 73,860 | $5,196,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 440,169 | $5,194,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 482,283 | $5,171,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 100,000 | $5,171,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 112,500 | $5,169,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 199,382 | $5,162,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 46,000 | $5,155,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 70,955 | $5,145,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 193,915 | $5,141,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 200,000 | $5,138,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 139,452 | $5,117,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 475,000 | $5,092,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 286,352 | $5,080,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 167,000 | $5,052,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 111,733 | $5,051,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 5,000,000 | $5,051,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 75,000 | $5,027,000 | thousands by filing date | put |
| MOOG INC CL A | 615394202 | Stock | 64,385 | $5,019,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 366,000 | $5,018,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 62,100 | $5,014,000 | thousands by filing date | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 49,168 | $5,010,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 21,949 | $5,009,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,520,900 | $5,004,000 | thousands by filing date | call |
| MSA SAFETY INC COM | 553498106 | Stock | 51,878 | $4,998,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 49,677 | $4,997,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 80,282 | $4,995,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 291,618 | $4,987,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,405,217 | $4,979,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 88,703 | $4,978,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 75,400 | $4,978,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 68,221 | $4,976,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 362,700 | $4,973,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 44,086 | $4,964,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 317,800 | $4,964,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 5,000,000 | $4,963,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 85,671 | $4,961,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 395,366 | $4,957,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 243,737 | $4,943,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 58,588 | $4,939,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 59,089 | $4,936,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,900,000 | $4,926,000 | thousands by filing date | principal |
| GENESEE & WYOMING INC | 371559105 | CL A | 60,352 | $4,909,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 114,647 | $4,902,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 117,123 | $4,892,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 60,307 | $4,877,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 558,016 | $4,872,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 68,662 | $4,872,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D340 | VELOCITY SHS MED | 502,571 | $4,860,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 80,981 | $4,847,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 31,120 | $4,845,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 60,243 | $4,827,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 4,075,000 | $4,822,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 65,003 | $4,818,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 79,545 | $4,817,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 156,042 | $4,796,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 64,168 | $4,796,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 29,400 | $4,771,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 83,956 | $4,765,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 108,217 | $4,758,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 64,840 | $4,753,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 52,897 | $4,753,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 200,000 | $4,750,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 224,562 | $4,733,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 142,885 | $4,720,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 131,203 | $4,700,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 148,087 | $4,685,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 44,566 | $4,678,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 99,012 | $4,669,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 96,637 | $4,668,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 46,713 | $4,663,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 59,572 | $4,658,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,868,013 | $4,646,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 55,731 | $4,627,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 61,083 | $4,624,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 222,025 | $4,624,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 52,996 | $4,613,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 120,268 | $4,602,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 101,992 | $4,601,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 146,066 | $4,601,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 28,000 | $4,581,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 319,959 | $4,579,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 25,680 | $4,578,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 314,452 | $4,562,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 167,369 | $4,555,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 24,930 | $4,554,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 789,641 | $4,548,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 65,629 | $4,533,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 72,396 | $4,531,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 111,600 | $4,530,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200,000 | $4,522,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 62,942 | $4,513,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 58,894 | $4,492,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 153,270 | $4,490,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 700,000 | $4,487,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 70,295 | $4,478,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 14,941 | $4,477,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 26,581 | $4,472,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,030,000 | $4,470,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 177,774 | $4,466,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,000 | $4,463,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 67,666 | $4,446,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 106,004 | $4,445,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,500,000 | $4,441,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 80,595 | $4,440,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 180,005 | $4,434,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 81,279 | $4,429,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,747,400 | $4,423,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 123,724 | $4,421,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 41,789 | $4,419,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 23,700 | $4,418,000 | thousands by filing date | put |
| IBERIABANK CORP | 450828108 | COM | 58,119 | $4,405,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 82,179 | $4,401,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 56,799 | $4,397,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 61,228 | $4,381,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 79,483 | $4,371,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 45,214 | $4,363,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 102,280 | $4,362,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 61,323 | $4,362,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 101,971 | $4,359,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 56,497 | $4,343,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 160,282 | $4,343,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 150,599 | $4,326,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 58,613 | $4,325,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 44,243 | $4,324,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 350,000 | $4,305,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 75,170 | $4,303,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 251,142 | $4,292,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 83,759 | $4,288,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 33,170 | $4,288,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 88,086 | $4,280,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 130,837 | $4,279,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,717 | $4,277,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 101,469 | $4,259,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 128,890 | $4,257,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 68,973 | $4,255,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 96,462 | $4,249,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 294,257 | $4,248,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 87,029 | $4,247,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,838,283 | $4,246,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 246,972 | $4,243,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 111,465 | $4,242,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 252,688 | $4,239,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 95,082 | $4,236,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 80,408 | $4,234,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 51,725 | $4,232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 108,060 | $4,225,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 337,419 | $4,221,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 97,644 | $4,218,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 66,965 | $4,216,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 101,312 | $4,211,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 55,194 | $4,209,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4,259,000 | $4,206,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 28,060 | $4,204,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 93,831 | $4,199,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 52,219 | $4,188,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 389,705 | $4,185,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 302,235 | $4,173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 74,984 | $4,171,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 903,915 | $4,158,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 80,338 | $4,155,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 195,567 | $4,150,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 152,188 | $4,145,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 323,186 | $4,134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 164,185 | $4,133,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 232,100 | $4,127,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 158,574 | $4,123,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 53,406 | $4,104,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 94,920 | $4,103,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 151,820 | $4,100,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 612,527 | $4,098,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 80,377 | $4,088,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 149,023 | $4,086,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 44,660 | $4,086,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,617,611 | $4,083,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 45,976 | $4,082,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 65,274 | $4,081,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 125,409 | $4,076,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 54,539 | $4,072,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 69,482 | $4,071,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 24,067 | $4,057,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100,000 | $4,054,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 10,015 | $4,051,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 13,061 | $4,051,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 80,529 | $4,047,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 252,404 | $4,047,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 113,918 | $4,042,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 145,962 | $4,037,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 155,887 | $4,030,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 111,831 | $4,016,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 28,700 | $4,009,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 167,722 | $4,006,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 80,900 | $4,004,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 4,000,000 | $4,003,000 | thousands by filing date | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 114,685 | $3,987,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,521,835 | $3,980,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 52,585 | $3,973,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 52,440 | $3,965,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 84,046 | $3,963,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 27,324 | $3,961,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 175,283 | $3,959,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 168,601 | $3,955,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 62,432 | $3,943,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 92,369 | $3,930,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,383,082 | $3,929,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 35,143 | $3,922,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 120,581 | $3,909,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 176,329 | $3,900,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 62,000 | $3,895,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 180,363 | $3,890,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 115,105 | $3,882,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,000 | $3,879,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 49,408 | $3,871,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 27,700 | $3,870,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 106,512 | $3,865,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 73,222 | $3,864,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 32,487 | $3,864,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 55,424 | $3,863,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 47,628 | $3,855,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 72,253 | $3,854,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 63,758 | $3,854,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 171,486 | $3,854,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 112,771 | $3,848,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 465,110 | $3,847,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 85,393 | $3,846,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 165,000 | $3,843,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,385,000 | $3,825,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 96,576 | $3,819,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 26,500 | $3,817,000 | thousands by filing date | put |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 123,771 | $3,815,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 129,431 | $3,813,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 79,320 | $3,810,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 185,572 | $3,808,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,500,000 | $3,805,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 22,000 | $3,803,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 51,760 | $3,799,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 97,245 | $3,783,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 107,166 | $3,777,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 86,831 | $3,775,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 157,541 | $3,767,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 45,861 | $3,767,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 129,482 | $3,759,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 438,595 | $3,758,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 63,779 | $3,757,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,800,000 | $3,753,000 | thousands by filing date | principal |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 6,396 | $3,749,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 460,226 | $3,732,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 91,329 | $3,731,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 3,128,000 | $3,731,000 | thousands by filing date | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 71,340 | $3,721,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 394,323 | $3,719,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 79,026 | $3,715,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 3,700,000 | $3,713,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 148,179 | $3,702,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 341,199 | $3,701,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 87,684 | $3,701,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 85,163 | $3,699,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 76,797 | $3,694,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,452 | $3,693,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 159,879 | $3,692,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 146,913 | $3,688,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 77,748 | $3,688,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10,341 | $3,684,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 60,117 | $3,679,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 48,506 | $3,669,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 95,853 | $3,669,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 155,883 | $3,663,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 58,722 | $3,653,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 142,065 | $3,650,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,732,000 | $3,644,000 | thousands by filing date | principal |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 82,769 | $3,637,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 47,534 | $3,623,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 31,596 | $3,620,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,900,000 | $3,608,000 | thousands by filing date | principal |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 424,428 | $3,608,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 85,471 | $3,607,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 179,144 | $3,599,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 93,892 | $3,596,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 34,171 | $3,590,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 22,938 | $3,588,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 91,702 | $3,587,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 74,986 | $3,580,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 37,867 | $3,579,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 110,019 | $3,578,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 76,582 | $3,573,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 105,409 | $3,573,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 460,000 | $3,565,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 208,104 | $3,554,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 91,522 | $3,553,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 30,643 | $3,552,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 320,800 | $3,551,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100,000 | $3,548,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 217,399 | $3,526,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000984 | this filing | 2018-08-14 | acceptance time not in the bulk data set |