13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,945 holding rows worth $101,920,196,000.
- Accession
- 0001567619-18-000984
- Filer
- CIK 824468
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 16,581 entries on the cover page, a total value of $101,920,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,920,196,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 28,733 | $1,009,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 13,679 | $1,009,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 27,270 | $1,009,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 18,265 | $1,008,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,000,000 | $1,008,000 | thousands by filing date | principal |
| MULTI-COLOR | 625383104 | COM | 15,579 | $1,007,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 50,000 | $1,005,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 74,394 | $1,004,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 16,007 | $1,001,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 26,054 | $1,000,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 69,035 | $1,000,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 54,411 | $998,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 25,219 | $997,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,000,000 | $996,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 91,104 | $996,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 75,776 | $994,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 500,000 | $993,000 | thousands by filing date | principal |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 47,304 | $990,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 105,000 | $990,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 35,748 | $982,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 50,638 | $980,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 17,859 | $979,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 71,896 | $978,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 25,980 | $974,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 86,500 | $973,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 17,875 | $970,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 65,294 | $970,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 35,331 | $967,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 20,324 | $965,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 64,360 | $965,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 30,209 | $963,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 12,731 | $963,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 48,746 | $962,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,645 | $962,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 41,004 | $961,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 164,392 | $959,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 26,174 | $956,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 65,128 | $956,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 48,022 | $953,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 39,470 | $953,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 18,919 | $952,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 16,304 | $952,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 18,051 | $947,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 19,655 | $947,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 57,412 | $946,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 29,078 | $945,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 42,907 | $944,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 133,546 | $944,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 42,695 | $943,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 57,806 | $942,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 18,800 | $940,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 24,393 | $940,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 940,000 | $939,000 | thousands by filing date | principal |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 11,878 | $938,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 368,049 | $938,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 32,824 | $937,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,650 | $935,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,355 | $935,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 49,775 | $935,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 50,000 | $932,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 10,000 | $931,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 10,000 | $931,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 13,861 | $931,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 66,630 | $928,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 20,435 | $927,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,493 | $925,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 27,325 | $924,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 21,865 | $923,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 267,840 | $923,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 17,463 | $921,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 26,471 | $921,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,534 | $920,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 23,812 | $919,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 33,711 | $918,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 41,871 | $918,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 16,016 | $917,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 35,507 | $917,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 50,464 | $916,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 32,515 | $916,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 67,499 | $914,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 23,941 | $914,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,718 | $913,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 25,900 | $911,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 19,088 | $910,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,467 | $909,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 17,011 | $908,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 29,263 | $907,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 95,463 | $907,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 45,722 | $907,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 30,893 | $904,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $902,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 27,624 | $900,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 17,390 | $900,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,456 | $899,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 30,020 | $898,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 57,765 | $895,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 12,876 | $893,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 22,102 | $891,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 11,387 | $890,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 34,332 | $888,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 52,096 | $888,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,000 | $886,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 20,320 | $885,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 23,412 | $884,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 8,515 | $884,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 59,316 | $884,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 39,074 | $883,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 47,407 | $882,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 28,088 | $881,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 146,543 | $880,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 38,505 | $879,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,854 | $878,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 660,000 | $878,000 | thousands by filing date | principal |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 24,615 | $874,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 139,588 | $871,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 22,115 | $868,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 32,176 | $867,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 70,021 | $865,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 64,493 | $864,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 131,450 | $861,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 258,634 | $858,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,165 | $857,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 30,100 | $856,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 50,000 | $854,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 37,300 | $853,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 34,684 | $853,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 9,444 | $852,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 23,265 | $851,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 31,109 | $850,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 41,508 | $850,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 23,296 | $848,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 52,659 | $847,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,594 | $847,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 40,400 | $846,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 960,000 | $845,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,927 | $844,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 49,687 | $844,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 11,842 | $842,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 109,839 | $840,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 84,387 | $840,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,310,213 | $839,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 17,323 | $837,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 37,830 | $836,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 48,315 | $836,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 31,467 | $834,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 20,346 | $834,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,307 | $830,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 15,000 | $828,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 32,982 | $826,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 51,037 | $825,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,682 | $824,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 86,488 | $821,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,916 | $821,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 13,741 | $820,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 26,024 | $819,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 33,373 | $817,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 21,976 | $817,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 52,274 | $816,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,904 | $816,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 23,627 | $816,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 49,311 | $816,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 169,866 | $814,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,570 | $814,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 31,511 | $814,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 35,427 | $810,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 63,676 | $810,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 80,000 | $808,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,328 | $807,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 23,052 | $806,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 12,762 | $804,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 40,182 | $802,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 61,243 | $802,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 8,274 | $799,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 22,815 | $796,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 46,837 | $796,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 18,183 | $793,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 49,779 | $792,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 34,077 | $791,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,200 | $787,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 8,200 | $787,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 15,613 | $787,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 96,439 | $786,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 16,644 | $785,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,200 | $785,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 53,769 | $783,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 62,719 | $783,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 12,274 | $781,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 114,666 | $781,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 58,152 | $780,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 600,000 | $779,000 | thousands by filing date | principal |
| CISION LTD | G1992S109 | SHS | 52,003 | $778,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 90,364 | $776,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 27,657 | $775,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 32,802 | $775,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 76,652 | $773,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 18,727 | $772,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 22,900 | $767,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 16,658 | $767,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 46,840 | $766,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 88,261 | $766,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 41,178 | $760,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 36,774 | $760,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 36,853 | $760,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 48,228 | $755,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 48,369 | $754,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 43,301 | $752,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 35,600 | $750,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 26,264 | $749,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 30,518 | $749,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 20,878 | $749,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 38,419 | $749,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 36,839 | $748,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 75,535 | $747,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 52,259 | $745,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,288 | $745,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 17,118 | $744,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,142 | $744,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 11,292 | $742,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 56,374 | $741,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 30,101 | $741,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 30,419 | $740,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 22,597 | $739,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 27,243 | $737,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,181 | $736,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,280 | $735,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 17,124 | $735,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,727 | $734,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 19,281 | $734,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,924 | $733,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 45,598 | $732,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 19,132 | $731,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 19,777 | $731,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 146,988 | $730,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 47,844 | $729,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 52,904 | $729,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 35,399 | $728,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,302 | $727,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 19,683 | $723,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 6,238 | $721,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 98,640 | $720,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 39,234 | $718,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 79,746 | $713,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 57,071 | $712,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 50,197 | $712,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 34,369 | $711,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 22,319 | $710,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 52,067 | $708,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 15,570 | $705,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 88,274 | $704,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 22,091 | $704,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 13,273 | $703,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 29,464 | $703,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 64,372 | $702,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300,000 | $702,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 47,203 | $700,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,174 | $699,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 33,886 | $699,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,858 | $698,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 52,857 | $698,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 18,184 | $697,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 49,543 | $696,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 53,082 | $696,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 45,900 | $693,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 28,531 | $692,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 19,479 | $691,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 44,686 | $691,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 41,308 | $687,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 71,093 | $687,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 140,478 | $686,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 63,849 | $686,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 30,426 | $684,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,503 | $682,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 24,809 | $682,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 27,175 | $675,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 250,000 | $675,000 | thousands by filing date | principal |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 42,751 | $674,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 41,749 | $674,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 80,097 | $673,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,187 | $672,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 61,932 | $672,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 36,099 | $669,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,900 | $669,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 34,561 | $664,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 33,948 | $664,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 37,345 | $662,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 25,913 | $659,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 165,000 | $658,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 41,629 | $658,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 39,481 | $656,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 15,992 | $655,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 17,727 | $655,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 17,697 | $655,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 21,700 | $655,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 197,200 | $655,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 28,378 | $655,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,877 | $654,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 43,673 | $650,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 62,861 | $650,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 28,560 | $647,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 18,838 | $646,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 19,723 | $643,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 162 | $642,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 143,472 | $641,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 35,645 | $640,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 22,234 | $639,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 11,914 | $636,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 20,403 | $634,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 167,260 | $629,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 99,083 | $628,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 36,684 | $624,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 19,126 | $622,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 132,768 | $621,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,280 | $621,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 62,639 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,165 | $619,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 30,393 | $618,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 21,495 | $616,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 21,623 | $614,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,096 | $612,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 14,656 | $611,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 26,657 | $611,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 500,000 | $611,000 | thousands by filing date | principal |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 59,912 | $610,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 54,889 | $610,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 39,930 | $608,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 69,800 | $607,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 250,000 | $605,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 8,036 | $605,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 298,207 | $602,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 18,905 | $601,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 13,995 | $600,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 256,200 | $600,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 32,624 | $598,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 40,778 | $595,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 78,649 | $594,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 11,820 | $593,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 38,776 | $590,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 21,130 | $590,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 33,880 | $588,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 46,531 | $587,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 30,597 | $586,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 56,278 | $586,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,800 | $585,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 40,183 | $584,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 33,378 | $584,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 132,525 | $584,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 19,500 | $583,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 34,264 | $583,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 9,044 | $582,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 29,902 | $582,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 36,121 | $579,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,659 | $578,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 20,357 | $578,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 186,054 | $577,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 57,211 | $574,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 22,039 | $573,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 55,863 | $572,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 20,030 | $571,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 26,843 | $570,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 24,681 | $568,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 10,916 | $568,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 25,671 | $568,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 317,140 | $561,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 26,804 | $559,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 197,605 | $559,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 25,084 | $557,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 16,917 | $556,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 12,906 | $555,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 27,992 | $554,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 14,473 | $552,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 22,165 | $552,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 15,733 | $551,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 30,634 | $548,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 36,714 | $547,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,271 | $547,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 16,351 | $545,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 81,785 | $545,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 76,241 | $544,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 21,860 | $544,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 51,042 | $544,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 27,631 | $543,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 55,918 | $542,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 30,696 | $542,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 114,070 | $538,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 248,566 | $537,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 29,295 | $536,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 14,825 | $534,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 19,514 | $532,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,607 | $531,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 15,582 | $530,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 34,736 | $530,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,211 | $530,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 73,529 | $529,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 39,703 | $528,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,683 | $523,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 31,952 | $522,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 27,479 | $521,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 26,474 | $520,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 11,067 | $519,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 64,267 | $517,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 20,629 | $516,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 35,367 | $516,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 18,026 | $516,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,866 | $516,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 16,240 | $515,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 14,948 | $514,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 10,388 | $511,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 14,198 | $510,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 17,993 | $510,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 14,640 | $509,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 13,063 | $509,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 19,891 | $507,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 15,623 | $507,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 31,523 | $507,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 56,973 | $505,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 31,921 | $504,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 65,107 | $504,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 42,547 | $504,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 500,000 | $503,000 | thousands by filing date | principal |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 21,828 | $502,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 12,300 | $501,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 12,300 | $501,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,243 | $499,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 16,586 | $497,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 17,047 | $497,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 15,507 | $496,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,640 | $496,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 19,392 | $495,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 32,809 | $494,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 19,769 | $494,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 10,638 | $493,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 17,398 | $492,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 8,282 | $492,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 500,000 | $492,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 16,255 | $491,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 78,410 | $489,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 12,304 | $489,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 398,000 | $488,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 6,600 | $487,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 19,897 | $486,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 16,427 | $486,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 13,134 | $486,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 47,785 | $486,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 575,000 | $485,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 108,642 | $484,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 53,259 | $484,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 140,656 | $483,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,126 | $483,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 22,213 | $483,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 21,700 | $482,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K108 | COM | 79,389 | $482,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $479,000 | thousands by filing date | principal |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,164 | $470,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 25,287 | $470,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,313 | $469,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 269,003 | $468,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 17,922 | $467,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 24,308 | $466,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 25,120 | $465,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 19,104 | $464,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 500,000 | $464,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 500,000 | $464,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 38,753 | $463,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 23,593 | $462,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 22,285 | $460,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,589 | $460,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 31,991 | $458,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 31,795 | $458,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 40,658 | $458,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 45,926 | $458,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 91,578 | $458,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 300,000 | $456,000 | thousands by filing date | principal |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 13,315 | $456,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 500,000 | $454,000 | thousands by filing date | principal |
| CORVEL CORP COM | 221006109 | Stock | 8,401 | $453,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 12,362 | $452,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,654 | $452,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,087 | $451,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 124,730 | $451,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 9,404 | $449,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 16,985 | $448,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 48,918 | $448,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 463,000 | $448,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 4,000 | $448,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 14,709 | $446,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,857 | $445,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 53,063 | $445,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 7,600 | $444,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 41,086 | $444,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 108,160 | $443,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 69,260 | $443,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 14,592 | $441,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 42,362 | $441,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 21,646 | $439,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 24,695 | $439,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,222 | $438,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,033 | $437,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 14,298 | $437,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 17,805 | $436,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 26,889 | $436,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000984 | this filing | 2018-08-14 | acceptance time not in the bulk data set |