13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,945 holding rows worth $101,920,196,000.
- Accession
- 0001567619-18-000984
- Filer
- CIK 824468
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 16,581 entries on the cover page, a total value of $101,920,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,920,196,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TERRAFORM PWR INC | 88104R209 | COM CL A | 37,093 | $434,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 130,244 | $433,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 18,664 | $433,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 41,369 | $432,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 27,548 | $432,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 148,253 | $428,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 8,506 | $428,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 22,583 | $427,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 37,262 | $425,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 10,767 | $425,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 14,641 | $423,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 10,295 | $423,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 19,507 | $421,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 106,258 | $421,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 29,567 | $421,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,992 | $420,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 18,321 | $420,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 30,358 | $418,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,578 | $417,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,094 | $417,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 40,181 | $417,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 12,161 | $416,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 22,088 | $413,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 73,550 | $410,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 28,272 | $407,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 56,912 | $405,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 8,393 | $403,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 12,640 | $402,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 53,652 | $402,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 23,486 | $402,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 44,002 | $402,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 8,769 | $401,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 13,029 | $400,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 22,294 | $399,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 12,078 | $399,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 18,402 | $399,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 23,887 | $398,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 300,000 | $398,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 216,034 | $397,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 39,941 | $397,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 20,661 | $396,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,750 | $395,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,060 | $394,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 94,094 | $391,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 72,956 | $384,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 23,550 | $384,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 142,458 | $382,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 18,436 | $382,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,850 | $381,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 22,642 | $381,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 9,343 | $380,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 7,370 | $379,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,735 | $378,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,522 | $377,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 33,196 | $376,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 9,160 | $373,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 21,725 | $371,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 47,444 | $369,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,700 | $367,000 | thousands by filing date | put |
| PEOPLES UTAH BANCORP | 712706209 | COM | 10,281 | $367,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 83,517 | $366,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 22,794 | $365,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 7,999 | $363,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 16,839 | $363,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 90,101 | $359,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 62,417 | $358,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 53,623 | $358,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,403 | $357,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 13,445 | $357,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $357,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $354,000 | thousands by filing date | principal |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 9,437 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,980 | $353,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 37,793 | $352,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 35,731 | $348,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,534 | $347,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,704 | $346,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 19,733 | $345,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 17,490 | $343,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,761 | $343,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 37,037 | $341,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 60,239 | $340,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 21,337 | $339,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 144,600 | $338,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 111,723 | $338,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 26,510 | $337,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,988 | $337,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 14,223 | $337,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 42,028 | $334,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 39,143 | $333,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 8,530 | $333,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,628 | $330,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 17,887 | $330,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 12,028 | $330,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,773 | $330,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,283 | $328,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 17,419 | $326,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 49,884 | $326,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 19,542 | $325,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,126 | $322,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 250,000 | $322,000 | thousands by filing date | principal |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 100,000 | $321,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 22,938 | $321,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,474 | $320,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 14,535 | $320,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 11,198 | $320,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 10,282 | $319,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 31,116 | $319,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 32,000 | $317,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,585 | $316,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 46,308 | $316,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,500 | $314,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 42,725 | $314,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 400,000 | $314,000 | thousands by filing date | principal |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 23,648 | $313,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 300,000 | $313,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,484 | $312,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 19,114 | $312,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,302 | $310,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 54,759 | $310,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 25,395 | $309,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 250,000 | $307,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 3,768 | $304,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8,152 | $302,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $301,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 29,801 | $300,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 148,042 | $299,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,427 | $299,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,373 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,073 | $298,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 12,169 | $298,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 159,501 | $297,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 606,131 | $297,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 22,822 | $297,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 38,057 | $296,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 40,933 | $295,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 25,804 | $294,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 28,811 | $294,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 73,595 | $288,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 12,107 | $287,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,108 | $286,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 250,000 | $285,000 | thousands by filing date | principal |
| GNC HLDGS INC | 36191G107 | COM CL A | 80,709 | $284,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 7,245 | $284,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,538 | $282,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 21,500 | $281,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 21,500 | $281,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 32,133 | $280,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 15,000 | $279,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 12,640 | $278,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,874 | $278,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 78,027 | $277,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 35,166 | $276,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 36,260 | $276,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,796 | $275,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 300,000 | $275,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 13,341 | $275,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,493 | $274,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 11,437 | $273,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,836 | $273,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 42,816 | $273,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 21,601 | $271,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 13,400 | $271,000 | thousands by filing date | put |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 17,607 | $271,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 95,813 | $269,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 79,139 | $269,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 67,568 | $269,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 9,561 | $268,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,174 | $267,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,386 | $266,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,320 | $265,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,137 | $265,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,474 | $264,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $264,000 | thousands by filing date | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 10,198 | $259,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 31,145 | $259,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,804 | $258,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 18,290 | $257,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 8,156 | $257,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,160 | $256,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,208 | $255,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 18,789 | $255,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 250,000 | $255,000 | thousands by filing date | principal |
| CORIUM INTL INC | 21887L107 | COM | 31,818 | $255,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,419 | $254,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 10,138 | $254,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 13,344 | $252,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,588 | $250,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,774 | $250,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,075 | $249,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8,223 | $249,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 22,174 | $249,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,868 | $247,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 20,221 | $247,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,561 | $246,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,434 | $245,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $244,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 17,347 | $244,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 9,990 | $244,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,988 | $243,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 15,000 | $243,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 13,273 | $241,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 14,555 | $241,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,118,442 | $241,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 16,133 | $240,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 10,000 | $239,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,704 | $239,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 12,664 | $239,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,957 | $238,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 30,991 | $238,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 200,000 | $237,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 15,000 | $236,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 21,905 | $234,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,142 | $233,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,861 | $232,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 17,850 | $231,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,614 | $230,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 5,863 | $230,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 30,325 | $230,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 12,762 | $230,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 47,050 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,548 | $228,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 7,803 | $228,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 8,582 | $228,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 12,657 | $226,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 49,186 | $226,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 33,567 | $226,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,543 | $226,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,843 | $224,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,462 | $224,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 12,702 | $223,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,677 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,152 | $219,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 10,177 | $218,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 19,881 | $218,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 25,110 | $218,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,251 | $217,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 15,287 | $217,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 48,217 | $217,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,333 | $217,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 55,213 | $217,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 31,019 | $217,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 28,343 | $216,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 6,174 | $216,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,007 | $214,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 11,203 | $214,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 46,449 | $214,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50,444 | $214,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 7,619 | $213,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,005 | $211,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,546 | $210,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 9,024 | $209,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 25,263 | $209,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 40,000 | $209,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 6,352 | $208,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 20,000 | $205,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 13,680 | $204,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,022 | $204,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 49,809 | $204,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 6,589 | $203,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 7,013 | $203,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,972 | $201,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 129,995 | $201,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,887 | $201,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 17,000 | $200,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 10,646 | $199,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 12,125 | $197,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,623 | $196,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 34,625 | $196,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 24,008 | $194,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,693 | $193,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,778 | $193,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $192,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 12,218 | $192,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 12,428 | $192,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 22,500 | $190,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,354 | $190,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,688 | $188,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 14,279 | $187,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 63,469 | $181,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 11,934 | $181,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 12,105 | $179,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 40,163 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $174,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 106,823 | $174,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 10,744 | $170,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 71,748 | $170,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 24,934 | $168,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,688 | $165,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 26,710 | $161,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 20,788 | $161,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 21,334 | $158,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 27,528 | $157,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 54,449 | $154,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,880 | $154,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 21,003 | $153,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 30,938 | $152,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 21,629 | $152,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 21,333 | $150,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17,949 | $149,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 10,292 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $146,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 19,768 | $143,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 18,260 | $141,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 20,002 | $139,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 59,646 | $136,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 23,250 | $136,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 65,003 | $130,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,827 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,000 | $129,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 22,878 | $128,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 23,424 | $126,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,235 | $125,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 22,483 | $124,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 12,618 | $123,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 17,445 | $123,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 15,317 | $122,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,805 | $122,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 12,365 | $120,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 21,333 | $118,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 24,982 | $117,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 15,142 | $114,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 16,099 | $112,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 48,073 | $112,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,722 | $111,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 26,042 | $111,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 15,952 | $110,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 22,233 | $110,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 27,861 | $108,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,351 | $106,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 10,032 | $106,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,396 | $102,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 10,014 | $102,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,512 | $101,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 34,219 | $100,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 37,356 | $98,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,821 | $98,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,012 | $97,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 20,873 | $97,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 21,783 | $97,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 37,436 | $96,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 12,421 | $94,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 11,867 | $91,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,627 | $90,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 28,612 | $90,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 20,002 | $90,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 20,453 | $90,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,647 | $89,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,453 | $89,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 19,464 | $88,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 14,676 | $87,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,436 | $84,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 20,756 | $84,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 34,116 | $84,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 18,699 | $83,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 15,568 | $82,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,367 | $81,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 41,561 | $79,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 14,568 | $79,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,048 | $78,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 207,196 | $77,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 21,355 | $75,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 13,880 | $75,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 15,459 | $74,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,591 | $74,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 17,859 | $73,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,436 | $73,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,582 | $73,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 65,000 | $73,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 15,346 | $70,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 13,687 | $69,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 22,259 | $69,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,887 | $66,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 49,952 | $66,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,385 | $66,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 40,236 | $65,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 29,968 | $65,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 28,399 | $65,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 13,668 | $65,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 40,692 | $64,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,070 | $63,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 15,993 | $62,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 29,984 | $62,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,527 | $62,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 20,000 | $62,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 20,000 | $62,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403201 | COM NEW | 11,700 | $61,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 23,695 | $61,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 52,116 | $60,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 20,544 | $59,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 30,063 | $59,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 10,000 | $59,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,752 | $57,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,869 | $57,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 12,901 | $56,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 13,710 | $54,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,077 | $54,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 15,813 | $54,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,382 | $53,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,338 | $53,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 21,967 | $53,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,003 | $52,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 52,671 | $51,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 23,108 | $51,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,840 | $48,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,010 | $48,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 30,377 | $48,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 15,700 | $48,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,688 | $47,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,910 | $47,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,008 | $47,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 11,621 | $46,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,578 | $44,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 10,757 | $42,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,400 | $42,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,982 | $41,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,323 | $41,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 32,167 | $41,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,883 | $40,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 10,209 | $40,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 14,934 | $37,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 27,157 | $37,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 11,149 | $35,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 15,451 | $35,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,791 | $31,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 23,754 | $31,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 11,525 | $28,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 23,552 | $28,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,907 | $26,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 14,054 | $26,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 64,173 | $26,000 | thousands by filing date | call |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 10,157 | $23,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 50,000 | $19,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 11,837 | $14,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 13,000 | $12,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 22,000 | $12,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 50,003 | $11,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 20,001 | $11,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,888 | $9,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 10,090 | $9,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 13,000 | $9,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 13,516 | $8,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 21,001 | $8,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 38,399 | $7,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 14,017 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-18-000984 | this filing | 2018-08-14 | acceptance time not in the bulk data set |