13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 3,619 holding rows worth $1,203,846,000.
- Accession
- 0001533421-20-000001
- Filer
- CIK 1533421
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 4,392 entries on the cover page, a total value of $1,203,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,203,846,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHARAH SOLUTIONS INC | 15957P105 | COM | 1,353 | $3,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 533 | $3,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 319 | $3,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1,827 | $3,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 2,258 | $3,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 2,515 | $3,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 147 | $3,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 205 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 400 | $3,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 112 | $2,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 31 | $2,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12 | $2,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 21 | $2,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 14 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 99 | $2,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 44 | $2,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 31 | $2,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 22 | $2,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 100 | $2,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 40 | $2,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 60 | $2,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 18 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 400 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 71 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,800 | $2,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 481 | $2,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 108 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 42 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 655 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 40 | $2,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 22 | $2,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 40 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 99 | $2,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 25 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,491 | $2,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 34 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 40 | $2,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 48 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 24 | $2,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 88 | $2,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 60 | $2,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 52 | $2,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 100 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 89 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 89 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 76 | $2,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 100 | $2,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 132 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 300 | $2,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 269 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 137 | $2,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 43 | $2,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 53 | $2,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 393 | $2,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 15 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 100 | $2,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 20 | $2,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 75 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 179 | $2,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 39 | $2,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 100 | $2,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 342 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 305 | $2,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 131 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 71 | $2,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 100 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 3,423 | $2,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 56 | $2,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 153 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 100 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 200 | $2,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 70 | $2,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 53 | $2,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 19 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 258 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 290 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 331 | $2,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 654 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 13 | $2,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 306 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 100 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 225 | $2,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 52 | $2,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 300 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 323 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 42 | $2,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 48 | $2,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,032 | $2,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 151 | $2,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 196 | $2,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 91 | $2,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 301 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 163 | $2,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 184 | $2,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 27 | $2,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 142 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 905 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 184 | $2,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 70 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 222 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 268 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 536 | $2,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 100 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 3,028 | $2,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 245 | $2,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 275 | $2,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 292 | $2,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 482 | $2,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 68 | $2,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 105 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 105 | $2,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 452 | $2,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 228 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 66 | $2,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 391 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 143 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 856 | $2,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 279 | $2,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 182 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 2,700 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,283 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,255 | $2,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 46 | $2,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 45 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 707 | $2,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 66 | $2,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 248 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 282 | $2,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 200 | $2,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 99 | $2,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 500 | $2,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 198 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 116 | $2,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 100 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 733 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 103 | $2,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 694 | $2,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 294 | $2,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 373 | $2,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 672 | $2,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 56 | $2,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 909 | $2,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 86 | $2,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 665 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 538 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 74 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 240 | $2,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 482 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 613 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 206 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 24 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 72 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 894 | $2,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 54 | $2,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 20 | $2,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 80 | $2,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 519 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 1,470 | $2,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,116 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 400 | $2,000 | thousands by filing date | |
| ECMOHO LTD | 27888P104 | COM | 295 | $2,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 442 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 367 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 100 | $2,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 83 | $2,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 299 | $2,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 76 | $2,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 116 | $2,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 130 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 90 | $2,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 350 | $2,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 124 | $2,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 348 | $2,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 150 | $2,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 687 | $2,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 145 | $2,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 747 | $2,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 100 | $2,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 199 | $2,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 199 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17 | $1,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 23 | $1,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 39 | $1,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 80 | $1,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 30 | $1,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 100 | $1,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1 | $1,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6 | $1,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 100 | $1,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 26 | $1,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 37 | $1,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 30 | $1,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10 | $1,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 31 | $1,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 7 | $1,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 15 | $1,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 18 | $1,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 100 | $1,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 55 | $1,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 100 | $1,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 220 | $1,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 100 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 612 | $1,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 60 | $1,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 10 | $1,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 49 | $1,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 34 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 100 | $1,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 48 | $1,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 15 | $1,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 101 | $1,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 18 | $1,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 11 | $1,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 300 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 100 | $1,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 19 | $1,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 100 | $1,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 30 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 13 | $1,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 173 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 28 | $1,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 168 | $1,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 20 | $1,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 17 | $1,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 49 | $1,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 87 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 24 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 56 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 415 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $1,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 79 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 60 | $1,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 61 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 21 | $1,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 30 | $1,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 97 | $1,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20 | $1,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 88 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 125 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 125 | $1,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 148 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 211 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 210 | $1,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 85 | $1,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 357 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 392 | $1,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 80 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 38 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 23 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 31 | $1,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 221 | $1,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 462 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 19 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 13 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 61 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 9 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 90 | $1,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 12 | $1,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 68 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,137 | $1,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 21 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 19 | $1,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 42 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 438 | $1,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 38 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 185 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 24 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 25 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 372 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 352 | $1,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 62 | $1,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 79 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 366 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 36 | $1,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 39 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 108 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 236 | $1,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 300 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 43 | $1,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 413 | $1,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 40 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 19 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 208 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 13 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 50 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,570 | $1,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 67 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 20 | $1,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 878 | $1,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 93 | $1,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,211 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 253 | $1,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 144 | $1,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 100 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 200 | $1,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 80 | $1,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 196 | $1,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 22 | $1,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 100 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 528 | $1,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 500 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 208 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,846 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 100 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 100 | $1,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 20 | $1,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 1,121 | $1,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 55 | $1,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 19 | $1,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 14 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 198 | $1,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 320 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 663 | $1,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 206 | $1,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 81 | $1,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 200 | $1,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 53 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 410 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 659 | $1,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 150 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 971 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 87 | $1,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 155 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 179 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 200 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 74 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 35 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 196 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 900 | $1,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 55 | $1,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 200 | $1,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 192 | $1,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 311 | $1,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 242 | $1,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 688 | $1,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 157 | $1,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 100 | $1,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 54 | $1,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 75 | $1,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 1,634 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 138 | $1,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 31 | $1,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 195 | $1,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 132 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 105 | $1,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 99 | $1,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 254 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 402 | $1,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 301 | $1,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 1,209 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 221 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 181 | $1,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 100 | $1,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,328 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 22 | $1,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 839 | $1,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 300 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 104 | $1,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 467 | $1,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 140 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 96 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 78 | $1,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 320 | $1,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 374 | $1,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 100 | $1,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 97 | $1,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 37 | $1,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 24 | $1,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 120 | $1,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 100 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 32 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 96 | $1,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 100 | $1,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 100 | $1,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 114 | $1,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 138 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 929 | $1,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 92 | $1,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 100 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 69 | $1,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 126 | $1,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 47 | $1,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 100 | $1,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 241 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274E125 | NT LKD 46 | 300 | $1,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 100 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Automatic Data Processing,Inc. | 053015103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F834 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE9 INC | 338307101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPER CORP COM | 488401100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORNINGSTAR INC COM | 617700109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XP INC CL A | G98239109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLAUKOS CORP COM | 377322102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENBRIER COS INC | 393657101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOGEN CORP | 640491106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMBACH HLDGS INC | 53263P105 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACUSHNET HLDGS CORP | 005098108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEFS WHSE INC | 163086101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBSTER FINL CORP | 947890109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPE BANCORP INC | 43940T109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERICYCLE INC | 858912108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULTON FINL CORP PA | 360271100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OP BANCORP | 67109R109 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIPPER REALTY INC | 18885T306 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cyber Security ETF | 26924G201 | Common | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aussie $ ETF | 46090N103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000001 | this filing | 2020-02-07 | acceptance time not in the bulk data set |