13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 3,619 holding rows worth $1,203,846,000.
- Accession
- 0001533421-20-000001
- Filer
- CIK 1533421
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 4,392 entries on the cover page, a total value of $1,203,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,203,846,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 92 | $7,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 367 | $7,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 189 | $7,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 156 | $7,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 36 | $7,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 189 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 73 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 141 | $7,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 204 | $7,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 702 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 700 | $7,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 149 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $7,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 150 | $7,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 242 | $7,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 243 | $7,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 136 | $7,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 387 | $7,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 516 | $7,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 40 | $7,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,655 | $7,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 83 | $7,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 143 | $7,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 48 | $7,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 215 | $7,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 343 | $7,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,804 | $7,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 293 | $7,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 292 | $7,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 154 | $7,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,163 | $7,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 834 | $7,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 186 | $7,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 149 | $7,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 148 | $7,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 254 | $7,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,105 | $7,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 75 | $7,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,147 | $7,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,699 | $7,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 3,650 | $7,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,831 | $7,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 797 | $7,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 222 | $7,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 201 | $7,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 9,116 | $7,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 878 | $7,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 211 | $7,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,795 | $7,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,197 | $7,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 994 | $7,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 7,362 | $7,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 713 | $7,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,827 | $7,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,723 | $7,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 579 | $7,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 800 | $7,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,630 | $7,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 928 | $7,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 401 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,849 | $7,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 3,484 | $7,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 99 | $7,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,824 | $7,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,310 | $7,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 614 | $7,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 524 | $7,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 716 | $7,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 7,974 | $7,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 28 | $6,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 100 | $6,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 115 | $6,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 123 | $6,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 69 | $6,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 564 | $6,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 136 | $6,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 67 | $6,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 276 | $6,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 391 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 246 | $6,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 155 | $6,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 278 | $6,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 274 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 736 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 224 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 500 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 100 | $6,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 210 | $6,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 92 | $6,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 330 | $6,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 826 | $6,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 444 | $6,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 354 | $6,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 437 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 145 | $6,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 124 | $6,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 300 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 660 | $6,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 400 | $6,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 414 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 400 | $6,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 100 | $6,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 140 | $6,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 196 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 533 | $6,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 71 | $6,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 113 | $6,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,055 | $6,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 265 | $6,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 727 | $6,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 659 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 156 | $6,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 265 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 17,161 | $6,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,447 | $6,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 904 | $6,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 300 | $6,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,377 | $6,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 491 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 227 | $6,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 158 | $6,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 789 | $6,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 546 | $6,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 937 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 3,268 | $6,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 290 | $6,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,004 | $6,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 866 | $6,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 1,169 | $6,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,189 | $6,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 202 | $6,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 300 | $6,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 350 | $6,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,343 | $6,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 712 | $6,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 330 | $6,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 608 | $6,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 200 | $6,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 99 | $6,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,717 | $6,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,661 | $6,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 140 | $6,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,096 | $6,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 701 | $6,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,394 | $6,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 900 | $6,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,419 | $6,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 1,900 | $6,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 586 | $6,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 5,304 | $6,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 2,787 | $6,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 896 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 880 | $6,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,283 | $6,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 2,082 | $6,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,601 | $6,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 667 | $6,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 379 | $6,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 198 | $6,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 598 | $6,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 559 | $6,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 364 | $5,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 41 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 37 | $5,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 321 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 46 | $5,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 100 | $5,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 43 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 15 | $5,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 77 | $5,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 109 | $5,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 63 | $5,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 155 | $5,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 33 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 103 | $5,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 66 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 110 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 78 | $5,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 57 | $5,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 300 | $5,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 220 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 420 | $5,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 244 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 119 | $5,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 70 | $5,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 160 | $5,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,058 | $5,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,234 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 260 | $5,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 141 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 103 | $5,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 33 | $5,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 60 | $5,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 30 | $5,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 558 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 50 | $5,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,179 | $5,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 27 | $5,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 243 | $5,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 94 | $5,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 101 | $5,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 213 | $5,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,368 | $5,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 108 | $5,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 375 | $5,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 261 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 79 | $5,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,174 | $5,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 268 | $5,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 186 | $5,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 544 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 186 | $5,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 237 | $5,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 374 | $5,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 341 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 70 | $5,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 340 | $5,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,179 | $5,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 96 | $5,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,668 | $5,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 235 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 255 | $5,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 947 | $5,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 817 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,760 | $5,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,078 | $5,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 360 | $5,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 306 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 420 | $5,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 318 | $5,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 128 | $5,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 600 | $5,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 918 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 200 | $5,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 3,220 | $5,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 494 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 49 | $5,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 2 | $4,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 41 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 130 | $4,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 161 | $4,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 395 | $4,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 65 | $4,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 60 | $4,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 74 | $4,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 54 | $4,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 188 | $4,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 57 | $4,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 29 | $4,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 489 | $4,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 43 | $4,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 112 | $4,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 22 | $4,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 136 | $4,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 22 | $4,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 500 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 200 | $4,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 233 | $4,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 185 | $4,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,972 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 179 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,400 | $4,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 152 | $4,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 297 | $4,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 124 | $4,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 116 | $4,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 400 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 22 | $4,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 380 | $4,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 384 | $4,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 604 | $4,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 324 | $4,000 | thousands by filing date | |
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| ADAM NAT RES FD INC | 00548F105 | COM | 229 | $4,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 996 | $4,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 118 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 100 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 200 | $4,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 239 | $4,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 564 | $4,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 200 | $4,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 70 | $4,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 679 | $4,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 124 | $4,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 117 | $4,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 84 | $4,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 115 | $4,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 614 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,798 | $4,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 159 | $4,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 208 | $4,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 159 | $4,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 72 | $4,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 134 | $4,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,524 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 101 | $4,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 524 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 142 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 859 | $4,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 241 | $4,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 190 | $4,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 460 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 87 | $4,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 353 | $4,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 637 | $4,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 400 | $4,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 655 | $4,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 189 | $4,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 201 | $4,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 774 | $4,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 22 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 859 | $4,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,476 | $4,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 206 | $4,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 294 | $4,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,107 | $4,000 | thousands by filing date | |
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| BANKFINANCIAL CORP | 06643P104 | COM | 273 | $4,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 256 | $4,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,308 | $4,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 409 | $4,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 200 | $4,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 991 | $4,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 2,554 | $4,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 26 | $4,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 422 | $4,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,201 | $4,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 662 | $4,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 115 | $4,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 185 | $4,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 163 | $4,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 269 | $4,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 156 | $4,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 903 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 100 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 500 | $4,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 2,601 | $4,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 406 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 186 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,556 | $4,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 950 | $4,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 183 | $4,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 1,065 | $4,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 3,014 | $4,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 484 | $4,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 336 | $4,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 199 | $4,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 1,060 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 200 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 64 | $4,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 620 | $4,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 403 | $4,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 200 | $4,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J201 | UNIT 12/18/2024 | 156 | $4,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 379 | $4,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 610 | $3,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 64 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $3,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 100 | $3,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 32 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 100 | $3,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 25 | $3,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 21 | $3,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,104 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100 | $3,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 76 | $3,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 21 | $3,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 200 | $3,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 80 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 517 | $3,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 128 | $3,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 30 | $3,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 35 | $3,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 436 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 234 | $3,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 28 | $3,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 102 | $3,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 76 | $3,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 110 | $3,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 100 | $3,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 135 | $3,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 100 | $3,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 162 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 460 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 225 | $3,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 100 | $3,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 150 | $3,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 110 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 100 | $3,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 95 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 60 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 52 | $3,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 114 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 100 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 154 | $3,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 140 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 180 | $3,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 40 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 42 | $3,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 206 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 100 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 92 | $3,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 80 | $3,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 263 | $3,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 340 | $3,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 184 | $3,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 200 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 205 | $3,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100 | $3,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 41 | $3,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 232 | $3,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 29 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 401 | $3,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 189 | $3,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 401 | $3,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 191 | $3,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 201 | $3,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 79 | $3,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 62 | $3,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 153 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 38 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 59 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 200 | $3,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 240 | $3,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 83 | $3,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 764 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 500 | $3,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 456 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 100 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 138 | $3,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 94 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 424 | $3,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 139 | $3,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 876 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,183 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 96 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 100 | $3,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 200 | $3,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 473 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 686 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 121 | $3,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,396 | $3,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 105 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 317 | $3,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 275 | $3,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 200 | $3,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 983 | $3,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 592 | $3,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 305 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 190 | $3,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 83 | $3,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 1,713 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 86 | $3,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 313 | $3,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,083 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 388 | $3,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 346 | $3,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 633 | $3,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 84 | $3,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 118 | $3,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 15 | $3,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 438 | $3,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 54 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 82 | $3,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 3,206 | $3,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 600 | $3,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 1,574 | $3,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,521 | $3,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 200 | $3,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 880 | $3,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 189 | $3,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 537 | $3,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,204 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 100 | $3,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 89 | $3,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 187 | $3,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 775 | $3,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 1,662 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 743 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000001 | this filing | 2020-02-07 | acceptance time not in the bulk data set |