13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 3,619 holding rows worth $1,203,846,000.
- Accession
- 0001533421-20-000001
- Filer
- CIK 1533421
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 4,392 entries on the cover page, a total value of $1,203,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,203,846,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINOVA INC | 58468P206 | COM NEW | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALITHYA GROUP INC | 01643b106 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 236 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC | 257701300 | CL B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDFIN CORP | 75737F108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bancorp 34 Inc | 05970V106 | Com | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECT ENT INC | 46071F103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H708 | COM NEW | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MMA Capital Management LLC | 55315D105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVANS BANCORP INC | 29911Q208 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNCB BANCORP INC | 302578109 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTC CORP | 832682207 | COM NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTARES PHARMA INC | 036642106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REEDS INC COM | 758338107 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL SEC GROUP INC | 637546102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 894 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIANT BANCORP INC | 75956B101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPBOX INC - CLASS A | G4027R104 | COM | 951 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY SOLAR HLDGS LTD | 83084J202 | SPONSORD ADS NEW | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000001 | this filing | 2020-02-07 | acceptance time not in the bulk data set |