13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 3,619 holding rows worth $1,203,846,000.
- Accession
- 0001533421-20-000001
- Filer
- CIK 1533421
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 4,392 entries on the cover page, a total value of $1,203,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,203,846,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 917 | $18,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,286 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 260 | $18,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,599 | $18,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 8,818 | $18,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,688 | $18,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 2,837 | $18,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 13,132 | $18,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,083 | $18,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 6,499 | $18,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,218 | $18,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 5,683 | $18,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 1,727 | $18,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 53 | $17,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 597 | $17,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 300 | $17,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 380 | $17,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,016 | $17,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,300 | $17,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,000 | $17,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 662 | $17,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,302 | $17,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 400 | $17,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 948 | $17,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 641 | $17,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 918 | $17,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 195 | $17,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,306 | $17,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 1,136 | $17,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,055 | $17,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,076 | $17,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 712 | $17,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,237 | $17,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 887 | $17,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 3,247 | $17,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,395 | $17,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 484 | $17,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,788 | $17,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2,238 | $17,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 552 | $17,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 1,183 | $17,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 432 | $17,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 3,383 | $17,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,776 | $17,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 12,073 | $17,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,047 | $17,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 8,909 | $17,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 13,917 | $17,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 3,386 | $17,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 739 | $17,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,826 | $17,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,921 | $17,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 1,655 | $17,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 121 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 218 | $16,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 283 | $16,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 193 | $16,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 185 | $16,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 129 | $16,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 247 | $16,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 329 | $16,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 615 | $16,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 108 | $16,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 260 | $16,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 330 | $16,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 928 | $16,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 470 | $16,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 900 | $16,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 793 | $16,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,234 | $16,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 312 | $16,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 670 | $16,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,063 | $16,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 287 | $16,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 501 | $16,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 990 | $16,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 609 | $16,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,422 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 274 | $16,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,191 | $16,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,200 | $16,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 816 | $16,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 6,252 | $16,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 727 | $16,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 4,875 | $16,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,989 | $15,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 500 | $15,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 171 | $15,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 166 | $15,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 605 | $15,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 670 | $15,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 278 | $15,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 506 | $15,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 232 | $15,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,631 | $15,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 147 | $15,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 166 | $15,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,300 | $15,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 220 | $15,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 817 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 200 | $15,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 280 | $15,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 283 | $15,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 76 | $15,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 325 | $15,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 364 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 305 | $15,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 130 | $15,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 742 | $15,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 111 | $15,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 994 | $15,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 319 | $15,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,829 | $15,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 701 | $15,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,857 | $15,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,718 | $15,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 4,350 | $15,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 3,650 | $15,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,972 | $15,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,712 | $15,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 352 | $15,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 3,083 | $15,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,170 | $15,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 764 | $15,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,211 | $15,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,910 | $15,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 1,515 | $15,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 1,978 | $15,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 62 | $14,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 475 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 100 | $14,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 172 | $14,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 1,261 | $14,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 362 | $14,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 197 | $14,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 120 | $14,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 465 | $14,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 475 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 203 | $14,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 54 | $14,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 606 | $14,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 380 | $14,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,938 | $14,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 692 | $14,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,435 | $14,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 417 | $14,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 874 | $14,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,392 | $14,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 300 | $14,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,419 | $14,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 291 | $14,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 702 | $14,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 238 | $14,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 305 | $14,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 255 | $14,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 906 | $14,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 1,100 | $14,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 370 | $14,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 688 | $14,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 4,573 | $14,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 404 | $14,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 225 | $14,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,339 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 377 | $14,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,046 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 627 | $14,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,362 | $14,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 119 | $14,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 2,038 | $14,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 907 | $14,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,566 | $14,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 481 | $14,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 5,479 | $14,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 196 | $14,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 9,629 | $14,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 2,416 | $14,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 3,900 | $14,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 33,000 | $14,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 3,284 | $14,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7 | $13,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 438 | $13,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 239 | $13,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 79 | $13,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 176 | $13,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 85 | $13,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 211 | $13,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 252 | $13,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 462 | $13,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 300 | $13,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 77 | $13,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 435 | $13,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,328 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 100 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 295 | $13,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 714 | $13,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 474 | $13,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 29 | $13,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 302 | $13,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 505 | $13,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 268 | $13,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 534 | $13,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 223 | $13,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 6,120 | $13,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 815 | $13,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,192 | $13,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,722 | $13,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 199 | $13,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,318 | $13,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 432 | $13,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,312 | $13,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,704 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 400 | $13,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 392 | $13,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 547 | $13,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 1,057 | $13,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,300 | $13,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 2,335 | $13,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 280 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,511 | $13,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 7,502 | $13,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,145 | $13,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 221 | $13,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,044 | $13,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 6,093 | $13,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 3,743 | $13,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 1,493 | $13,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 314 | $12,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 533 | $12,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 52 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 900 | $12,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 830 | $12,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 563 | $12,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 351 | $12,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 710 | $12,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 39 | $12,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,133 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 251 | $12,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 986 | $12,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,167 | $12,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 643 | $12,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 9,498 | $12,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 400 | $12,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 326 | $12,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,395 | $12,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 737 | $12,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 201 | $12,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,357 | $12,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,003 | $12,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 789 | $12,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 201 | $12,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 678 | $12,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 106 | $12,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 530 | $12,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,205 | $12,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 5,283 | $12,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 8,289 | $12,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 14,354 | $12,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,437 | $12,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,356 | $12,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,704 | $12,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,607 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 800 | $12,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 485 | $12,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 4,793 | $12,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 90 | $11,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 439 | $11,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 246 | $11,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 300 | $11,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 310 | $11,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 100 | $11,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 112 | $11,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 526 | $11,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 375 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 26,700 | $11,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 86 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 341 | $11,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 374 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 232 | $11,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 578 | $11,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 700 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 400 | $11,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 4,789 | $11,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 140 | $11,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 424 | $11,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 339 | $11,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 400 | $11,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,573 | $11,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 340 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 217 | $11,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 682 | $11,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,336 | $11,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 800 | $11,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 792 | $11,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 142 | $11,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 227 | $11,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 687 | $11,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 692 | $11,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,044 | $11,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 431 | $11,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 939 | $11,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,535 | $11,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,145 | $11,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 481 | $11,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 5,841 | $11,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,829 | $11,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 2,238 | $11,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 3,554 | $11,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,996 | $11,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 537 | $11,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 809 | $11,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 5,883 | $11,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,051 | $11,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 1,175 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 5,219 | $11,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25 | $10,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 63 | $10,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 113 | $10,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 112 | $10,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 438 | $10,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 144 | $10,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 130 | $10,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 77 | $10,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 106 | $10,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 400 | $10,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 293 | $10,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 252 | $10,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,860 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 38 | $10,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 114 | $10,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 209 | $10,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 202 | $10,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 346 | $10,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 690 | $10,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,801 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 260 | $10,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 126 | $10,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 906 | $10,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 279 | $10,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 303 | $10,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,971 | $10,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 164 | $10,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,200 | $10,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,907 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 263 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 200 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 334 | $10,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,004 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 300 | $10,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,767 | $10,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 449 | $10,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 282 | $10,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 7,970 | $10,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 4,317 | $10,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,848 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 19,418 | $10,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 374 | $10,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 6,020 | $10,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 7,560 | $10,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,013 | $10,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 300 | $10,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 4,060 | $10,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 2,956 | $10,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,111 | $10,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 800 | $10,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 529 | $10,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 552 | $10,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,397 | $10,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 8,172 | $10,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 218 | $9,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 349 | $9,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 168 | $9,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 19 | $9,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 73 | $9,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 50 | $9,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 168 | $9,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 480 | $9,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,354 | $9,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 807 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 297 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $9,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 648 | $9,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 223 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 400 | $9,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 2,123 | $9,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 2 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 233 | $9,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 416 | $9,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 94 | $9,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 225 | $9,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 129 | $9,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 134 | $9,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,759 | $9,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 200 | $9,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 117 | $9,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,655 | $9,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,532 | $9,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 761 | $9,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 278 | $9,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 864 | $9,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,773 | $9,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 436 | $9,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 694 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 779 | $9,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 579 | $9,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 586 | $9,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 619 | $9,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 2,813 | $9,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 1,978 | $9,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 970 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 560 | $9,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 286 | $9,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 411 | $9,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 195 | $9,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 4,365 | $9,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 637 | $9,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 997 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 310 | $9,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,048 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 700 | $9,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 349 | $9,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 1,436 | $9,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 888 | $9,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 4,352 | $9,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 1,537 | $9,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH ETN LKD 30 | 22542D266 | Stock | 283 | $9,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 123 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 231 | $8,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 237 | $8,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 724 | $8,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 49 | $8,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 89 | $8,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 457 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 58 | $8,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 46 | $8,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 61 | $8,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 100 | $8,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,461 | $8,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 212 | $8,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 281 | $8,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,826 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 235 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 200 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 301 | $8,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 100 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,286 | $8,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 188 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 572 | $8,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 588 | $8,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 504 | $8,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 104 | $8,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 435 | $8,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 451 | $8,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,429 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200 | $8,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 270 | $8,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 3,992 | $8,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 214 | $8,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,233 | $8,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 7,832 | $8,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 459 | $8,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 371 | $8,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,806 | $8,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 200 | $8,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,588 | $8,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 459 | $8,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 200 | $8,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 676 | $8,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 332 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,681 | $8,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 980 | $8,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 175 | $8,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 600 | $8,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 242 | $8,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 2,399 | $8,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,533 | $8,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,210 | $8,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,455 | $8,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 391 | $8,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,244 | $8,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 660 | $8,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 3,744 | $8,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 5,843 | $8,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 15,681 | $8,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,771 | $8,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 300 | $8,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 2,212 | $8,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 640 | $8,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 2,303 | $8,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 4,796 | $8,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 251 | $8,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 263 | $8,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 744 | $8,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 800 | $8,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 77 | $7,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 500 | $7,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 105 | $7,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 91 | $7,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 232 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 107 | $7,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 85 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000001 | this filing | 2020-02-07 | acceptance time not in the bulk data set |