13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,335 holding rows worth $671,788,000.
- Accession
- 0001533421-16-000009
- Filer
- CIK 1533421
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 5,153 entries on the cover page, a total value of $671,788,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $671,739,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 123 | $4,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 384 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641760 | CMCI AGRI ETN | 200 | $4,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 408 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 100 | $4,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,283 | $4,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 937 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 997 | $4,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 130 | $4,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 750 | $4,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 724 | $4,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 748 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 200 | $4,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 505 | $4,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 290 | $4,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 925 | $4,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,930 | $4,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 834 | $4,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 1,102 | $4,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 1,446 | $4,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 730 | $4,000 | thousands by filing date | |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 1,428 | $4,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,381 | $4,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 985 | $4,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 431 | $4,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 441 | $4,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 2,310 | $4,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 370 | $4,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 453 | $4,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 600 | $4,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 2,407 | $4,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 1,579 | $4,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 401 | $4,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 403 | $4,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668502 | COM PAR | 2,497 | $4,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 66 | $3,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 108 | $3,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 145 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 300 | $3,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 100 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 33 | $3,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 67 | $3,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 372 | $3,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 284 | $3,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 108 | $3,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 31 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 83 | $3,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 20 | $3,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 40 | $3,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 28 | $3,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 189 | $3,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 200 | $3,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 527 | $3,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 84 | $3,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 173 | $3,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 228 | $3,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 310 | $3,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 240 | $3,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 100 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 100 | $3,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 139 | $3,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 77 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100 | $3,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 317 | $3,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 100 | $3,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 204 | $3,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 385 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 500 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 34 | $3,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 80 | $3,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 273 | $3,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 100 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 100 | $3,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 656 | $3,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,252 | $3,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 119 | $3,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $3,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 628 | $3,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 276 | $3,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 100 | $3,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 236 | $3,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 239 | $3,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 200 | $3,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 156 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 241 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 181 | $3,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 145 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,285 | $3,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 58 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 118 | $3,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 54 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 177 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 196 | $3,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 83 | $3,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 181 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 219 | $3,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 674 | $3,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 230 | $3,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 194 | $3,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 266 | $3,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 237 | $3,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 488 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 72 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 57 | $3,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 140 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 172 | $3,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 100 | $3,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 280 | $3,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 232 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 520 | $3,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 148 | $3,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 169 | $3,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 68 | $3,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 628 | $3,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 112 | $3,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 94 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 193 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 150 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 144 | $3,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 200 | $3,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 636 | $3,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 343 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 109 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 106 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 85 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 498 | $3,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 626 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 160 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 400 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 270 | $3,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 100 | $3,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 347 | $3,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 216 | $3,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 777 | $3,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 854 | $3,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 693 | $3,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 300 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 181 | $3,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 222 | $3,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 569 | $3,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 555 | $3,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 400 | $3,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 491 | $3,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 296 | $3,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 133 | $3,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 100 | $3,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 798 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 356 | $3,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 199 | $3,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 807 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 245 | $3,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 255 | $3,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 86 | $3,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,462 | $3,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,651 | $3,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 566 | $3,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 236 | $3,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 586 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,329 | $3,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 212 | $3,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,198 | $3,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 211 | $3,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 126 | $3,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 519 | $3,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 548 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 103 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 300 | $3,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 200 | $3,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 178 | $3,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 200 | $3,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 168 | $3,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 158 | $3,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 100 | $3,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 39 | $3,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 357 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,300 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 651 | $3,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 104 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 999 | $3,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,959 | $3,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 494 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 414 | $3,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 6,902 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 110 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 90 | $3,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 731 | $3,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 322 | $3,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 291 | $3,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 233 | $3,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 200 | $3,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $3,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 57 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 170 | $3,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 1,967 | $3,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 313 | $3,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 175 | $3,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 437 | $3,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 3,032 | $3,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 186 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $3,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 1,448 | $3,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 2,689 | $3,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 371 | $3,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 100 | $3,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 628 | $3,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 100 | $3,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 200 | $3,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 1,151 | $3,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 464 | $3,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 200 | $3,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 100 | $3,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 107 | $3,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 119 | $3,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 558 | $3,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 307 | $3,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 194 | $3,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 223 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 302 | $3,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 365 | $3,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 2,731 | $3,000 | thousands by filing date | |
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| CHINA CORD BLOOD CORP | G21107100 | COM | 420 | $3,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 206 | $3,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 900 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 100 | $3,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 184 | $3,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 148 | $3,000 | thousands by filing date | |
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| TALEN ENERGY CORP | 87422J105 | COM | 310 | $3,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 586 | $3,000 | thousands by filing date | |
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| DRAGONWAVE INC | 26144M400 | COM NEW | 400 | $3,000 | thousands by filing date | |
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| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 1,114 | $3,000 | thousands by filing date | |
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| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 909 | $3,000 | thousands by filing date | |
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| SYNLOGIC | 60470J103 | Stock | 585 | $3,000 | thousands by filing date | |
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| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 1,288 | $3,000 | thousands by filing date | |
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| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 359 | $3,000 | thousands by filing date | |
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| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
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| SIZMEK INC | 83013P105 | COM | 863 | $3,000 | thousands by filing date | |
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| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 100 | $3,000 | thousands by filing date | |
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| Advanced Micro Devices,Inc. | 007903107 | COM | 596 | $2,000 | thousands by filing date | |
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| BLOCK H & R INC COM | 093671105 | Stock | 73 | $2,000 | thousands by filing date | |
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| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 971 | $2,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 490 | $2,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 100 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 88 | $2,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 62 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 192 | $2,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 1,944 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 65 | $2,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 2,903 | $2,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 800 | $2,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 3,702 | $2,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 103 | $2,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 276 | $2,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 339 | $2,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 296 | $2,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 200 | $2,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 980 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 69 | $2,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 367 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 73 | $2,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 770 | $2,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 554 | $2,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 116 | $2,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 115 | $2,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 125 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,044 | $2,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 55 | $2,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 400 | $2,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 142 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 505 | $2,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 106 | $2,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 200 | $2,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 178 | $2,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 228 | $2,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 247 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,552 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000009 | this filing | 2016-05-16 | acceptance time not in the bulk data set |