13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,335 holding rows worth $671,788,000.
- Accession
- 0001533421-16-000009
- Filer
- CIK 1533421
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 5,153 entries on the cover page, a total value of $671,788,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $671,739,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRAYER ED INC | 863236105 | COM | 206 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 150 | $10,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 121 | $10,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 5,750 | $10,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 4,282 | $10,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 881 | $10,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 4,607 | $10,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 979 | $10,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 803 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 645 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 358 | $10,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,812 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 600 | $10,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 700 | $10,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 604 | $10,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 600 | $10,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,092 | $10,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 747 | $10,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 1,018 | $10,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,315 | $10,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 974 | $10,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 2,058 | $10,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 678 | $10,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 689 | $10,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 832 | $10,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 1,333 | $10,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 1,360 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 406 | $10,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 659 | $9,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 152 | $9,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 177 | $9,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 100 | $9,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,280 | $9,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 315 | $9,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 410 | $9,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 872 | $9,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 200 | $9,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 204 | $9,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 100 | $9,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 129 | $9,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 813 | $9,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 700 | $9,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 677 | $9,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 500 | $9,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,029 | $9,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 200 | $9,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 943 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 279 | $9,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,400 | $9,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 900 | $9,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,785 | $9,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 154 | $9,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 500 | $9,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 200 | $9,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,248 | $9,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 501 | $9,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 461 | $9,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 710 | $9,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 646 | $9,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 432 | $9,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 200 | $9,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 341 | $9,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 520 | $9,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 663 | $9,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,000 | $9,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 500 | $9,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 542 | $9,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 196 | $9,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 300 | $9,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,000 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 721 | $9,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 496 | $9,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 225 | $9,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 585 | $9,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,079 | $9,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 473 | $9,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 334 | $9,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 794 | $9,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 262 | $9,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,554 | $9,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 690 | $9,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 232 | $9,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,246 | $9,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 785 | $9,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 566 | $9,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 8,208 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 141 | $9,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 660 | $9,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 991 | $9,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 500 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 183 | $9,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 567 | $9,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 354 | $9,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 800 | $9,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 800 | $9,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 625 | $9,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 334 | $9,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 446 | $9,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 704 | $9,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 323 | $9,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 400 | $9,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 244 | $9,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,100 | $9,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,016 | $9,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,173 | $9,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 378 | $9,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 600 | $9,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 3,839 | $9,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 269 | $9,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 759 | $9,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 3,123 | $9,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,093 | $9,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 245 | $9,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 5,517 | $9,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 997 | $9,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 147 | $9,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 300 | $9,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,000 | $9,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 742 | $9,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,107 | $9,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 415 | $9,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 974 | $9,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 901 | $9,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,100 | $9,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 681 | $9,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,815 | $9,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 820 | $9,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 409 | $9,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 338 | $9,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,150 | $9,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 446 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 73 | $9,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 3,296 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 368 | $9,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 573 | $9,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,464 | $9,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 492 | $9,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 600 | $9,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 571 | $9,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 2,406 | $9,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,453 | $9,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,659 | $9,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 500 | $9,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 700 | $9,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,221 | $9,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 900 | $9,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,373 | $9,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 570 | $9,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 254 | $9,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 1,100 | $9,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 952 | $9,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 210 | $9,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 3,957 | $9,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 920 | $9,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 907 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 398 | $9,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 1,865 | $9,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 728 | $9,000 | thousands by filing date | |
| STEEL EXCEL INC | 858122203 | COM | 983 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 88 | $8,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,000 | $8,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 210 | $8,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 264 | $8,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 86 | $8,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 112 | $8,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 280 | $8,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 273 | $8,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 67 | $8,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,014 | $8,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 200 | $8,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 132 | $8,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 590 | $8,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,154 | $8,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 126 | $8,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,400 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 437 | $8,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 535 | $8,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 300 | $8,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 366 | $8,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,400 | $8,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 220 | $8,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 155 | $8,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 393 | $8,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 400 | $8,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 232 | $8,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 500 | $8,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 345 | $8,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 600 | $8,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 123 | $8,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 121 | $8,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 422 | $8,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 400 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 720 | $8,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 481 | $8,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 300 | $8,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 283 | $8,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 555 | $8,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,386 | $8,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 555 | $8,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 317 | $8,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 171 | $8,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,176 | $8,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 561 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 509 | $8,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 467 | $8,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 524 | $8,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 581 | $8,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 520 | $8,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 286 | $8,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 308 | $8,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 158 | $8,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 174 | $8,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,897 | $8,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 353 | $8,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 138 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 700 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,220 | $8,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,520 | $8,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 873 | $8,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 557 | $8,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 614 | $8,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 880 | $8,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,343 | $8,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 877 | $8,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 285 | $8,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 443 | $8,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 399 | $8,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 537 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 417 | $8,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 222 | $8,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 3,041 | $8,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 500 | $8,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 536 | $8,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 200 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 134 | $8,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 604 | $8,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 792 | $8,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,749 | $8,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 567 | $8,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 544 | $8,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 307 | $8,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,151 | $8,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 746 | $8,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 889 | $8,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 1,086 | $8,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 600 | $8,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 386 | $8,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 526 | $8,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 776 | $8,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 455 | $8,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 892 | $8,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 525 | $8,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 399 | $8,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,473 | $8,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 5,777 | $8,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,687 | $8,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 742 | $8,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,034 | $8,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 415 | $8,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 200 | $8,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 253 | $8,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 745 | $8,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,500 | $8,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,271 | $8,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,462 | $8,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 313 | $8,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 447 | $8,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 5,634 | $8,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 791 | $8,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 232 | $8,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,784 | $8,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,000 | $8,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 650 | $8,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 327 | $8,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 11,476 | $8,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 5,477 | $8,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 200 | $8,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,756 | $8,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 604 | $8,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 2,868 | $8,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 554 | $8,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,837 | $8,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 894 | $8,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 613 | $8,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 609 | $8,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,067 | $8,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 363 | $8,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 629 | $8,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,000 | $8,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 1,926 | $8,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 750 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 452 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 500 | $8,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 567 | $8,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 803 | $8,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 596 | $8,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 702 | $8,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 216 | $8,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 500 | $8,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 462 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 200 | $8,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 1,213 | $8,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,213 | $8,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 500 | $8,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 917 | $8,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 300 | $8,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 500 | $8,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 842 | $8,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 399 | $8,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 615 | $8,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,934 | $8,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 16,128 | $8,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 1,392 | $8,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,344 | $8,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 1,339 | $8,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 849 | $8,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 832 | $8,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 442 | $8,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 7,276 | $8,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 1,019 | $8,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 421 | $8,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y205 | PFD STK SER A | 644 | $8,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 87 | $7,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 90 | $7,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 543 | $7,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 329 | $7,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $7,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 3,612 | $7,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 297 | $7,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 266 | $7,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 178 | $7,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 192 | $7,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 73 | $7,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,080 | $7,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 420 | $7,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 440 | $7,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 113 | $7,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 240 | $7,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 211 | $7,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 112 | $7,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 177 | $7,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 635 | $7,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 764 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 231 | $7,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,925 | $7,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 195 | $7,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 417 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 141 | $7,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 729 | $7,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 390 | $7,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,277 | $7,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 310 | $7,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 277 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 291 | $7,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $7,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 100 | $7,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 225 | $7,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 200 | $7,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,227 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 500 | $7,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 400 | $7,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 160 | $7,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 258 | $7,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 729 | $7,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 423 | $7,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,927 | $7,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 128 | $7,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,232 | $7,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 400 | $7,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 289 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 153 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 99 | $7,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,790 | $7,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 159 | $7,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 441 | $7,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 100 | $7,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,192 | $7,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 253 | $7,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 397 | $7,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 295 | $7,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 785 | $7,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 317 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 900 | $7,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 678 | $7,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 487 | $7,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 505 | $7,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,252 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 138 | $7,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 281 | $7,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 266 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 274 | $7,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 703 | $7,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,364 | $7,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,667 | $7,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 805 | $7,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 657 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 200 | $7,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 232 | $7,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 400 | $7,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 356 | $7,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 211 | $7,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 248 | $7,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 680 | $7,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,681 | $7,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 312 | $7,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 1,187 | $7,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,139 | $7,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 494 | $7,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 110 | $7,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 600 | $7,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 668 | $7,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,551 | $7,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,090 | $7,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 963 | $7,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,202 | $7,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 803 | $7,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 249 | $7,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,970 | $7,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,842 | $7,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 458 | $7,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 150 | $7,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 3,506 | $7,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 668 | $7,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,600 | $7,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 802 | $7,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,709 | $7,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 900 | $7,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 100 | $7,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 498 | $7,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 4,620 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 600 | $7,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 432 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 518 | $7,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 421 | $7,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 916 | $7,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 347 | $7,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,146 | $7,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 471 | $7,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 241 | $7,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,249 | $7,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 398 | $7,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,902 | $7,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,307 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 50 | $7,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 300 | $7,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,740 | $7,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 642 | $7,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 821 | $7,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 511 | $7,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 943 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 419 | $7,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 382 | $7,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 701 | $7,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 300 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 300 | $7,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 390 | $7,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,229 | $7,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 412 | $7,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,201 | $7,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 2,388 | $7,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 600 | $7,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 461 | $7,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 451 | $7,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 952 | $7,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 800 | $7,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 564 | $7,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 683 | $7,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 5,648 | $7,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,269 | $7,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 648 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 300 | $7,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 5,772 | $7,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 200 | $7,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 110 | $7,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 480 | $7,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 169 | $7,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 1,721 | $7,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 1,387 | $7,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 751 | $7,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 715 | $7,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 888 | $7,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 3,076 | $7,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 2,381 | $7,000 | thousands by filing date | |
| LABSTYLE INNOVATIONS CORP $5.0 | 50544T302 | COM | 1,706 | $7,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 1,246 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R288 | GEN DRUGS ETF | 291 | $7,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 62 | $6,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 107 | $6,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 57 | $6,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 102 | $6,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,135 | $6,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 200 | $6,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 591 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000009 | this filing | 2016-05-16 | acceptance time not in the bulk data set |