13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,335 holding rows worth $671,788,000.
- Accession
- 0001533421-16-000009
- Filer
- CIK 1533421
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 5,153 entries on the cover page, a total value of $671,788,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $671,739,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 151 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 100 | $2,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,456 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 283 | $2,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 32 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 901 | $2,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 100 | $2,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 252 | $2,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 430 | $2,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 138 | $2,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 63 | $2,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 915 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 370 | $2,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 934 | $2,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 122 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 112 | $2,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 1,160 | $2,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 130 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 6,645 | $2,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 123 | $2,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 923 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 837 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 100 | $2,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 348 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 107 | $2,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 502 | $2,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 1,259 | $2,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 100 | $2,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 133 | $2,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 500 | $2,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 296 | $2,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 498 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 570 | $2,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,158 | $2,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 212 | $2,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 655 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 489 | $2,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 441 | $2,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 100 | $2,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 1,878 | $2,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 1,053 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 452 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 22 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 116 | $2,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641612 | AG MNTH SHR EX | 100 | $2,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 400 | $2,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 27 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 84 | $2,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 2,237 | $2,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 816 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 1,932 | $2,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 654 | $2,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 100 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,395 | $2,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 787 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 162 | $2,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 100 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 100 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 438 | $2,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 47 | $2,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 957 | $2,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 266 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 733 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 109 | $2,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 358 | $2,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 100 | $2,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 282 | $2,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 99 | $2,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 100 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 461 | $2,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 850 | $2,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 200 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 998 | $2,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 104 | $2,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 950 | $2,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 320 | $2,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 760 | $2,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 1,047 | $2,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 100 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 126 | $2,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 100 | $2,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 800 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 54 | $2,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 809 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 100 | $2,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 711 | $2,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 704 | $2,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 513 | $2,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 100 | $2,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 367 | $2,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 1,150 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 14 | $2,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 792 | $2,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 911 | $2,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 759 | $2,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,718 | $2,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 817 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 47 | $2,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 400 | $2,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 167 | $2,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 275 | $2,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 100 | $2,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 247 | $2,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 800 | $2,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 1,500 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 59 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 100 | $2,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 196 | $2,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 511 | $2,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 300 | $2,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y156 | SHS NEW 2016 | 1,239 | $2,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 193 | $2,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 1,026 | $2,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 310 | $2,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 199 | $2,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 802 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 37 | $2,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 211 | $2,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9 | $1,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10 | $1,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 648 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 35 | $1,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 10 | $1,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 17 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 304 | $1,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 71 | $1,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 39 | $1,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 346 | $1,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 48 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 46 | $1,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 61 | $1,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 26 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 21 | $1,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 48 | $1,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 39 | $1,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 25 | $1,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 85 | $1,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 20 | $1,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 41 | $1,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9 | $1,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 20 | $1,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 73 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 900 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 32 | $1,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 300 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 56 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 93 | $1,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 105 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 41 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 24 | $1,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 90 | $1,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 90 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 16 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 118 | $1,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 62 | $1,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 108 | $1,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 23 | $1,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 105 | $1,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 77 | $1,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 37 | $1,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 60 | $1,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 15 | $1,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 100 | $1,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 101 | $1,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 10 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 550 | $1,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 112 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 70 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 200 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 117 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 200 | $1,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 10 | $1,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 112 | $1,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 29 | $1,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 66 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 977 | $1,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 10 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 438 | $1,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 60 | $1,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 200 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 76 | $1,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 24 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 55 | $1,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 26 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 134 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 43 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 120 | $1,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 73 | $1,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 77 | $1,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 35 | $1,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 90 | $1,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 200 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 128 | $1,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 266 | $1,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 75 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 15 | $1,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 100 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 26 | $1,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 38 | $1,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 70 | $1,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 110 | $1,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 55 | $1,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 12 | $1,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 51 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 44 | $1,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 20 | $1,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 100 | $1,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 105 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 69 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 100 | $1,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 100 | $1,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 30 | $1,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 40 | $1,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 96 | $1,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 53 | $1,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 100 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 242 | $1,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 109 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 120 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 100 | $1,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 200 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 100 | $1,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 107 | $1,000 | thousands by filing date | |
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| INTERXION HOLDING N.V | N47279109 | SHS | 31 | $1,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 70 | $1,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 100 | $1,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 182 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 24 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 298 | $1,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 142 | $1,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 96 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 570 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 46 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 100 | $1,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 100 | $1,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 74 | $1,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 127 | $1,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 30 | $1,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 105 | $1,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 58 | $1,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 76 | $1,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 462 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 39 | $1,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 183 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 19 | $1,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 146 | $1,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 234 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 161 | $1,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 86 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 768 | $1,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 31 | $1,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 38 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 781 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 200 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 20 | $1,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 216 | $1,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 42 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 375 | $1,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 102 | $1,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 400 | $1,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 64 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 100 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 558 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 392 | $1,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 142 | $1,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 27 | $1,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 68 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 44 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 120 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 650 | $1,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 94 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 144 | $1,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 79 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 100 | $1,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 34 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 400 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 500 | $1,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 64 | $1,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 106 | $1,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 100 | $1,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 118 | $1,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 62 | $1,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 45 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 349 | $1,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 277 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 153 | $1,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 254 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,126 | $1,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 381 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 138 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 83 | $1,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 254 | $1,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 466 | $1,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,705 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5 | $1,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 367 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 456 | $1,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 577 | $1,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 100 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 328 | $1,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 608 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 62 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 90 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 123 | $1,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 20 | $1,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 109 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 159 | $1,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 326 | $1,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 105 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 150 | $1,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 256 | $1,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 265 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 111 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 45 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 200 | $1,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 51 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 50 | $1,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 11 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 80 | $1,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 33 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 26 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $1,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 905 | $1,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 87 | $1,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 74 | $1,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 53 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 65 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 204 | $1,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 100 | $1,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 75 | $1,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,085 | $1,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 87 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 880 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,637 | $1,000 | thousands by filing date | |
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| PIER 1 IMPORTS INC | 720279108 | COM | 100 | $1,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 100 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 95 | $1,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 98 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 300 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 84 | $1,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 859 | $1,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 257 | $1,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 19 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 984 | $1,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 3,333 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 372 | $1,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 353 | $1,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 176 | $1,000 | thousands by filing date | |
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| RAND CAP CORP | 752185108 | COM | 302 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 89 | $1,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 100 | $1,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 24 | $1,000 | thousands by filing date | |
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| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 734 | $1,000 | thousands by filing date | |
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| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 302 | $1,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 117 | $1,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 516 | $1,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,545 | $1,000 | thousands by filing date | |
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| CHARLES + COLVARD LTD | 159765106 | COM | 1,210 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 253 | $1,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 192 | $1,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 190 | $1,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 254 | $1,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 500 | $1,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 642 | $1,000 | thousands by filing date | |
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| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,626 | $1,000 | thousands by filing date | |
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| WEST MARINE INC | 954235107 | COM | 83 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 220 | $1,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 314 | $1,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 800 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 135 | $1,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 60 | $1,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 168 | $1,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 75 | $1,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 81 | $1,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 33 | $1,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 201 | $1,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 200 | $1,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 325 | $1,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 788 | $1,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 822 | $1,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 526 | $1,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 168 | $1,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 119 | $1,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 145 | $1,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 42 | $1,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 1,197 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 73 | $1,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 200 | $1,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 31 | $1,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 63 | $1,000 | thousands by filing date | |
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| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 125 | $1,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 69 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 304 | $1,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 99 | $1,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 100 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 220 | $1,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 33 | $1,000 | thousands by filing date | |
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| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 112 | $1,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 559 | $1,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 737 | $1,000 | thousands by filing date | |
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| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 159 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 22 | $1,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 413 | $1,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 233 | $1,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 40 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 709 | $1,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 216 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 259 | $1,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 360 | $1,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 80 | $1,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 200 | $1,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 600 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 190 | $1,000 | thousands by filing date | |
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| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 52 | $1,000 | thousands by filing date | |
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| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 600 | $1,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 928 | $1,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 101 | $1,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 933 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 971 | $1,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 800 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 120 | $1,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 100 | $1,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 304 | $1,000 | thousands by filing date | |
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| VASCULAR BIOGENICS LTD | M96883109 | COM | 242 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 468 | $1,000 | thousands by filing date | |
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| ACASTI PHARMA INC | 00430K402 | CL A NEW | 632 | $1,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 296 | $1,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 79 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 157 | $1,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 110 | $1,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 295 | $1,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 43 | $1,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 220 | $1,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 316 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 433 | $1,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 119 | $1,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 45 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 199 | $1,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 30 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 543 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 882 | $1,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 61 | $1,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 100 | $1,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 100 | $1,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 200 | $1,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 285 | $1,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 267 | $1,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 129 | $1,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 177 | $1,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 90 | $1,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 372 | $1,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 410 | $1,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 623 | $1,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 534 | $1,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 100 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 76 | $1,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 100 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 400 | $1,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 828 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000009 | this filing | 2016-05-16 | acceptance time not in the bulk data set |