13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 4,335 holding rows worth $671,788,000.
- Accession
- 0001533421-16-000009
- Filer
- CIK 1533421
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 5,153 entries on the cover page, a total value of $671,788,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $671,739,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,317 | $6,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,047 | $6,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 927 | $6,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 408 | $6,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 69 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 110 | $6,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 130 | $6,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 110 | $6,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 100 | $6,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 703 | $6,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 609 | $6,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 701 | $6,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 100 | $6,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 554 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 172 | $6,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 874 | $6,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 300 | $6,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 100 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 102 | $6,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,263 | $6,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 104 | $6,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 216 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,000 | $6,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 200 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 417 | $6,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 269 | $6,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 350 | $6,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 355 | $6,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 343 | $6,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 518 | $6,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 171 | $6,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 133 | $6,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 531 | $6,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 342 | $6,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 207 | $6,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 305 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 436 | $6,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 501 | $6,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 2,855 | $6,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 327 | $6,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 588 | $6,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 352 | $6,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 455 | $6,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 152 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 528 | $6,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 302 | $6,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 506 | $6,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 548 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 114 | $6,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,223 | $6,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 101 | $6,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 230 | $6,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 661 | $6,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 365 | $6,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 448 | $6,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1,251 | $6,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 701 | $6,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 740 | $6,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 716 | $6,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 15,846 | $6,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 913 | $6,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 174 | $6,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 144 | $6,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 301 | $6,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 307 | $6,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 403 | $6,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 398 | $6,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 684 | $6,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,067 | $6,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 210 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,986 | $6,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 100 | $6,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 870 | $6,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 538 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 323 | $6,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 175 | $6,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 340 | $6,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 957 | $6,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,107 | $6,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 589 | $6,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 134 | $6,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 310 | $6,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 90 | $6,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 880 | $6,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 122 | $6,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 472 | $6,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 230 | $6,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 200 | $6,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 748 | $6,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 518 | $6,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 602 | $6,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 971 | $6,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 834 | $6,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 200 | $6,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 3,080 | $6,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 483 | $6,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,412 | $6,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,516 | $6,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 300 | $6,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 2,592 | $6,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 477 | $6,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 355 | $6,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 403 | $6,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,660 | $6,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 398 | $6,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 669 | $6,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,891 | $6,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 298 | $6,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 200 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 157 | $6,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,486 | $6,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 415 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 90 | $6,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 806 | $6,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 550 | $6,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 995 | $6,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 402 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 101 | $6,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 653 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 400 | $6,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 294 | $6,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 816 | $6,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 773 | $6,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 475 | $6,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,697 | $6,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 608 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,850 | $6,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,653 | $6,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 493 | $6,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 441 | $6,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 437 | $6,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 700 | $6,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 554 | $6,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 576 | $6,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 263 | $6,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 200 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 579 | $6,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 341 | $6,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 661 | $6,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 712 | $6,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 600 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 490 | $6,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 84 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 100 | $5,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 320 | $5,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 250 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 700 | $5,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 63 | $5,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 400 | $5,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 56 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 126 | $5,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 900 | $5,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 120 | $5,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 94 | $5,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 96 | $5,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 100 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 6,630 | $5,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 189 | $5,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 100 | $5,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,244 | $5,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 43 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 856 | $5,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 65 | $5,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 115 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 745 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 300 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 7,800 | $5,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 300 | $5,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,057 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 241 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 94 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 72 | $5,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 177 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,374 | $5,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 200 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 554 | $5,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 465 | $5,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 307 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 138 | $5,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 260 | $5,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 666 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 196 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 914 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 464 | $5,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 128 | $5,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 135 | $5,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 567 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 4,489 | $5,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 200 | $5,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 388 | $5,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 385 | $5,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 248 | $5,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 200 | $5,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 188 | $5,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 419 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 47 | $5,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 100 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 354 | $5,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 765 | $5,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 58 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 977 | $5,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 850 | $5,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 435 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 500 | $5,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 520 | $5,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 440 | $5,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 355 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,672 | $5,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 470 | $5,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 926 | $5,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 755 | $5,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 99 | $5,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 384 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 208 | $5,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 700 | $5,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,094 | $5,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 504 | $5,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 100 | $5,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 300 | $5,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 28 | $5,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 380 | $5,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 601 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 134 | $5,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 700 | $5,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 155 | $5,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,455 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 57 | $5,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 1,121 | $5,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 688 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 178 | $5,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 849 | $5,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 732 | $5,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 477 | $5,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 261 | $5,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,905 | $5,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 200 | $5,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 416 | $5,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 300 | $5,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 132 | $5,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 305 | $5,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 312 | $5,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 101 | $5,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 189 | $5,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 200 | $5,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 9,074 | $5,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 40 | $5,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 297 | $5,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 613 | $5,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 283 | $5,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 795 | $5,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 301 | $5,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,180 | $5,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 554 | $5,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 725 | $5,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 186 | $5,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 159 | $5,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 192 | $5,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 139 | $5,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 7,940 | $5,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 298 | $5,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,373 | $5,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 100 | $5,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 603 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,656 | $5,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 140 | $5,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,094 | $5,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 82 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 4,599 | $5,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,560 | $5,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 553 | $5,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 300 | $5,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 390 | $5,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 2,616 | $5,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 467 | $5,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,700 | $5,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $5,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 62 | $5,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 379 | $5,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 4,402 | $5,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 704 | $5,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 880 | $5,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 606 | $5,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 11,088 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 146 | $5,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 413 | $5,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 456 | $5,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 765 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 353 | $5,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 699 | $5,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 246 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 496 | $5,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 287 | $5,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 362 | $5,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 476 | $5,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 231 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 200 | $5,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 3,137 | $5,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,011 | $5,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,813 | $5,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 816 | $5,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 250 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 221 | $5,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 792 | $5,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 121 | $5,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 904 | $5,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 525 | $5,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 750 | $5,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 114 | $5,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 2,586 | $5,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 860 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 188 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 193 | $5,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,100 | $5,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 991 | $5,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 884 | $5,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 985 | $5,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 776 | $5,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 300 | $5,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 570 | $5,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 297 | $5,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 400 | $5,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 1,434 | $5,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 341 | $5,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 360 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268G607 | ETRACS MP2X DJ | 101 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 100 | $5,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 2,186 | $5,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 535 | $5,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 823 | $5,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 492 | $5,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 517 | $5,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 4,502 | $5,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 542 | $5,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R803 | RESTAURANT ETF | 186 | $5,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 3,814 | $5,000 | thousands by filing date | |
| CARDICA INC | 14141R309 | COM NEW | 1,379 | $5,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 75 | $4,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 100 | $4,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 329 | $4,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 522 | $4,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 300 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 140 | $4,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 138 | $4,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 100 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 844 | $4,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 89 | $4,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 100 | $4,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 186 | $4,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 129 | $4,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 149 | $4,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 66 | $4,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 200 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 283 | $4,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 268 | $4,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 153 | $4,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,038 | $4,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 71 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 210 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 167 | $4,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 100 | $4,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 183 | $4,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 548 | $4,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 65 | $4,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 352 | $4,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 437 | $4,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 234 | $4,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 68 | $4,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $4,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 303 | $4,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 190 | $4,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 148 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 245 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 337 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 80 | $4,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 320 | $4,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 78 | $4,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 505 | $4,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 930 | $4,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 65 | $4,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $4,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,059 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 352 | $4,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 152 | $4,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 200 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 139 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 200 | $4,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 72 | $4,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,005 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 218 | $4,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 200 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 250 | $4,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 234 | $4,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 322 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 4,154 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,325 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 185 | $4,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 553 | $4,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 252 | $4,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 510 | $4,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 193 | $4,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 224 | $4,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 200 | $4,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,027 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 200 | $4,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 239 | $4,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 201 | $4,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 280 | $4,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 969 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 200 | $4,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,076 | $4,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $4,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 152 | $4,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 251 | $4,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 386 | $4,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 128 | $4,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 553 | $4,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,034 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 110 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 148 | $4,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 754 | $4,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 2,013 | $4,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,592 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 266 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 280 | $4,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 870 | $4,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 149 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 883 | $4,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 887 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 467 | $4,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 946 | $4,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 180 | $4,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 140 | $4,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 149 | $4,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 100 | $4,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 576 | $4,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 285 | $4,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,400 | $4,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 466 | $4,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 252 | $4,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 100 | $4,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 117 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 700 | $4,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 487 | $4,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 296 | $4,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 700 | $4,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 900 | $4,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 771 | $4,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 605 | $4,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 365 | $4,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,800 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 220 | $4,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1,122 | $4,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 220 | $4,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 100 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 300 | $4,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,271 | $4,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 2,449 | $4,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 304 | $4,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 384 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,065 | $4,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 100 | $4,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 205 | $4,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 99 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 158 | $4,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 660 | $4,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,142 | $4,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 448 | $4,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 100 | $4,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 100 | $4,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,031 | $4,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 81 | $4,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 140 | $4,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 589 | $4,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,374 | $4,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 267 | $4,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 731 | $4,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 759 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,715 | $4,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 22,891 | $4,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 296 | $4,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 1,091 | $4,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,139 | $4,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 458 | $4,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 699 | $4,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 297 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 200 | $4,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,951 | $4,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 300 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 2,504 | $4,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 324 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 741 | $4,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 1,135 | $4,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 519 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 55 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 68 | $4,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 5,067 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000009 | this filing | 2016-05-16 | acceptance time not in the bulk data set |