13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-06, with 4,684 holding rows worth $927,773,000.
- Accession
- 0001533421-13-000019
- Filer
- CIK 1533421
- Filed
- 2013-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 6,676 entries on the cover page, a total value of $927,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $927,772,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 304 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,878 | $3,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 501 | $3,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 157 | $3,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 196 | $3,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 1,333 | $3,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 258 | $3,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 497 | $3,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 273 | $3,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 299 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,569 | $3,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 218 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,028 | $3,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 922 | $3,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 189 | $3,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 1,083 | $3,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 342 | $3,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 1,080 | $3,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,794 | $3,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 1,562 | $3,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 100 | $3,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 698 | $3,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 250 | $3,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 357 | $3,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 83 | $3,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,464 | $3,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 587 | $3,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 187 | $3,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 236 | $3,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 252 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 400 | $3,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 500 | $3,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 100 | $3,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 657 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 100 | $3,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 687 | $3,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 2,160 | $3,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 400 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 3,100 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461209 | BSC MATLS GEM | 280 | $3,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 759 | $3,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 200 | $3,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 200 | $3,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 700 | $3,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 361 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 250 | $3,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 200 | $3,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 293 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 234 | $3,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 640 | $3,000 | thousands by filing date | |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 867 | $3,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 844 | $3,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 2,124 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 98 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 79 | $3,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 1,491 | $3,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 200 | $3,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 312 | $3,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 100 | $3,000 | thousands by filing date | |
| EUNITS 2 YR U S MKT PARTN TR | 298411109 | UNIT | 299 | $3,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 454 | $3,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 802 | $3,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 100 | $3,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 160 | $3,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 409 | $3,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 905 | $3,000 | thousands by filing date | |
| EUNITS 2 YR US EQTY MKT PTNT | 29841R102 | UNIT | 300 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 100 | $3,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 200 | $3,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 572 | $3,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 911 | $3,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 50 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 285 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 37 | $2,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 16 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 56 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,348 | $2,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 68 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100 | $2,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 188 | $2,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 100 | $2,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 230 | $2,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 200 | $2,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 220 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,300 | $2,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 423 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 250 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 100 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 100 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 162 | $2,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 438 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 37 | $2,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 200 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 214 | $2,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 28 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 322 | $2,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 38 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 146 | $2,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 158 | $2,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 129 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 459 | $2,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 332 | $2,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 253 | $2,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 165 | $2,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 100 | $2,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 157 | $2,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 200 | $2,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 98 | $2,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 716 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 114 | $2,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 98 | $2,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 22 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 99 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 38 | $2,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 300 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 70 | $2,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 326 | $2,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 97 | $2,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 400 | $2,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 400 | $2,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 570 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,452 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 200 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 300 | $2,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 281 | $2,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 18 | $2,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 201 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 47 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 100 | $2,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 246 | $2,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 99 | $2,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 106 | $2,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 400 | $2,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 680 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 35 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 2,559 | $2,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 155 | $2,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 233 | $2,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 49 | $2,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 821 | $2,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 305 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 100 | $2,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 76 | $2,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P203 | COM NEW | 1,418 | $2,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 3,500 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 848 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 59 | $2,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 900 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 164 | $2,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,761 | $2,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 174 | $2,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 103 | $2,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 78 | $2,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 400 | $2,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 695 | $2,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 100 | $2,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 655 | $2,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 900 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 99 | $2,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 85 | $2,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 1,322 | $2,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 400 | $2,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 80 | $2,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 825 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 50 | $2,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 302 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,600 | $2,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 200 | $2,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 73 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 227 | $2,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 1,495 | $2,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 200 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 278 | $2,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 1,283 | $2,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 485 | $2,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 200 | $2,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 300 | $2,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 844 | $2,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 400 | $2,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 100 | $2,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 125 | $2,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 807 | $2,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 434 | $2,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 395 | $2,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 122 | $2,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 155 | $2,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 726 | $2,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 500 | $2,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 343 | $2,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 397 | $2,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 172 | $2,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 300 | $2,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 150 | $2,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 755 | $2,000 | thousands by filing date | |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 873 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 100 | $2,000 | thousands by filing date | |
| EGShares Health Care Gems ETF | 268461605 | COM | 100 | $2,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 524 | $2,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 144 | $2,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 230 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 6,115 | $2,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 200 | $2,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 191 | $2,000 | thousands by filing date | |
| FOOD TECHNOLOGY SERVICE INC | 344798202 | COM NEW | 460 | $2,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 160 | $2,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 1,000 | $2,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 639 | $2,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 365 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 682 | $2,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 658 | $2,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 781 | $2,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 578 | $2,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 117 | $2,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 500 | $2,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 304 | $2,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 200 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 30 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 100 | $2,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 814 | $2,000 | thousands by filing date | |
| COGO GROUP INC | G22538105 | ORD SHS | 665 | $2,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 100 | $2,000 | thousands by filing date | |
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| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 100 | $1,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 305 | $1,000 | thousands by filing date | |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 496 | $1,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 100 | $1,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 20 | $1,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 251 | $1,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 120 | $1,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 855 | $1,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 100 | $1,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G128 | UNIT 99/99/9999 | 60 | $1,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 342 | $1,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 316 | $1,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 818 | $1,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 350 | $1,000 | thousands by filing date | |
| TUFCO TECHNOLOGIES INC | 899040109 | COM | 181 | $1,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 138 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 480 | $1,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 502 | $1,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 376 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 160 | $1,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 212 | $1,000 | thousands by filing date | |
| FIRST FINL SVC CORP | 32022D108 | COM | 238 | $1,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 206 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 298 | $1,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 300 | $1,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 440 | $1,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 90 | $1,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 101 | $1,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 275 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-13-000019 | this filing | 2013-11-06 | acceptance time not in the bulk data set |