13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-06, with 4,684 holding rows worth $927,773,000.
- Accession
- 0001533421-13-000019
- Filer
- CIK 1533421
- Filed
- 2013-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 6,676 entries on the cover page, a total value of $927,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $927,772,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MUELLER INDS INC COM | 624756102 | Stock | 235 | $13,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 725 | $13,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 898 | $13,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 100 | $13,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 361 | $13,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,904 | $13,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 350 | $13,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 177 | $13,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 370 | $13,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 400 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 876 | $13,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1,024 | $13,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 183 | $13,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 676 | $13,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 405 | $13,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 780 | $13,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 683 | $13,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 805 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,020 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 187 | $13,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 609 | $13,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 268 | $13,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 309 | $13,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 980 | $13,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 2,430 | $13,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 3,760 | $13,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 395 | $13,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 533 | $13,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 481 | $13,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 585 | $13,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,680 | $13,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 600 | $13,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,066 | $13,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 7,492 | $13,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 200 | $13,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 657 | $13,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 234 | $13,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 951 | $13,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 2,040 | $13,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 272 | $13,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 304 | $13,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 6,752 | $13,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,000 | $13,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 425 | $13,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 682 | $13,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 418 | $13,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 761 | $13,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,408 | $13,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 739 | $13,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 400 | $13,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 200 | $13,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 4,000 | $13,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 638 | $13,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 626 | $13,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 1,701 | $13,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 2,207 | $13,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 2,638 | $13,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 6,479 | $13,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 744 | $13,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 7,493 | $13,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 2,725 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 400 | $13,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 707 | $13,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,238 | $12,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 238 | $12,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 303 | $12,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,500 | $12,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 148 | $12,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 211 | $12,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 805 | $12,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,214 | $12,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 768 | $12,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 171 | $12,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 461 | $12,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 603 | $12,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,365 | $12,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,599 | $12,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 847 | $12,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 902 | $12,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,902 | $12,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 367 | $12,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 749 | $12,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 116 | $12,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 700 | $12,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 641 | $12,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 295 | $12,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 600 | $12,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 676 | $12,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 515 | $12,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 602 | $12,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,699 | $12,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,502 | $12,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 487 | $12,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 720 | $12,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 180 | $12,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,301 | $12,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 627 | $12,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 3,062 | $12,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,373 | $12,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 804 | $12,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,205 | $12,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 206 | $12,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 300 | $12,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,664 | $12,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 85 | $12,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 1,981 | $12,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 298 | $12,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 376 | $12,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 284 | $12,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,348 | $12,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 902 | $12,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,076 | $12,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 1,688 | $12,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 800 | $12,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,100 | $12,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 200 | $12,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 2,990 | $12,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 569 | $12,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 853 | $12,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 1,338 | $12,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 714 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 5,122 | $12,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 540 | $12,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 3,076 | $12,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 1,726 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 125 | $12,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 700 | $12,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 1,312 | $12,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 500 | $12,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 1,437 | $12,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R207 | UNIT | 1,181 | $12,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 128 | $11,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 208 | $11,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 166 | $11,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 206 | $11,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,000 | $11,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 916 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 496 | $11,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 730 | $11,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 196 | $11,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,393 | $11,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,039 | $11,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 242 | $11,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 500 | $11,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 200 | $11,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 236 | $11,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 192 | $11,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 872 | $11,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,747 | $11,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 861 | $11,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 943 | $11,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 900 | $11,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 252 | $11,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,431 | $11,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 500 | $11,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 718 | $11,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 632 | $11,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 297 | $11,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 684 | $11,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 381 | $11,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,604 | $11,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 282 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 300 | $11,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 3,937 | $11,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 616 | $11,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 846 | $11,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 2,800 | $11,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 761 | $11,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,979 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 271 | $11,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 960 | $11,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 600 | $11,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 688 | $11,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 800 | $11,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 3,408 | $11,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,540 | $11,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 1,300 | $11,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,695 | $11,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,800 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 243 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 200 | $11,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 500 | $11,000 | thousands by filing date | |
| MAYFLOWER BANCORP INC | 578321101 | COM | 600 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A798 | CMN | 300 | $11,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 793 | $11,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 385 | $11,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 4,405 | $11,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 4,994 | $11,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 1,717 | $11,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,313 | $11,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 203 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,500 | $10,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100 | $10,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 211 | $10,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 394 | $10,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 229 | $10,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 578 | $10,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 272 | $10,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 217 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 740 | $10,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 121 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 181 | $10,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 386 | $10,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,097 | $10,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 585 | $10,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 480 | $10,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 796 | $10,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,500 | $10,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 188 | $10,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 430 | $10,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,090 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 249 | $10,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 7,701 | $10,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 445 | $10,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 728 | $10,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 371 | $10,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,300 | $10,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 210 | $10,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 705 | $10,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 961 | $10,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 592 | $10,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 491 | $10,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,957 | $10,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 4,266 | $10,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 531 | $10,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,776 | $10,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 947 | $10,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 800 | $10,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 3,499 | $10,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 620 | $10,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 963 | $10,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 701 | $10,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 1,031 | $10,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 900 | $10,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 408 | $10,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 2,000 | $10,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 856 | $10,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,358 | $10,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 1,642 | $10,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 200 | $10,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,375 | $10,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 402 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 155 | $10,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 484 | $10,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 300 | $10,000 | thousands by filing date | |
| MOD PAC CORP | 607495108 | COM | 1,080 | $10,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 452 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 299 | $10,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,971 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 200 | $10,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 5,533 | $10,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 618 | $10,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 4,100 | $10,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,023 | $9,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 500 | $9,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 311 | $9,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 238 | $9,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 498 | $9,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,014 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 173 | $9,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 500 | $9,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 779 | $9,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 500 | $9,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 696 | $9,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 400 | $9,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,000 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 118 | $9,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 688 | $9,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 125 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 109 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 900 | $9,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 855 | $9,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 563 | $9,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,253 | $9,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,064 | $9,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 282 | $9,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 305 | $9,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 248 | $9,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 600 | $9,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 684 | $9,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 661 | $9,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 1,796 | $9,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 2,974 | $9,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 235 | $9,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,338 | $9,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,552 | $9,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 335 | $9,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 615 | $9,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,454 | $9,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,155 | $9,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 515 | $9,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 885 | $9,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 628 | $9,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 687 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 785 | $9,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 7,376 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 682 | $9,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 621 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 654 | $9,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 567 | $9,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 445 | $9,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 378 | $9,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 655 | $9,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 825 | $9,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,713 | $9,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,138 | $9,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 2,922 | $9,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 1,178 | $9,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 2,800 | $9,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 1,134 | $9,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 682 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,470 | $9,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 200 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 289 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 190 | $9,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 900 | $9,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 1,285 | $9,000 | thousands by filing date | |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 1,317 | $9,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 639 | $9,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 643 | $9,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 500 | $9,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,383 | $9,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 196 | $9,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 1,650 | $9,000 | thousands by filing date | |
| PRIME ACQUISITION CORP | G72436101 | SHS | 820 | $9,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 3,738 | $9,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 651 | $9,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 1,362 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 111 | $8,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 800 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 81 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 152 | $8,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 700 | $8,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 264 | $8,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 113 | $8,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 220 | $8,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 403 | $8,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,059 | $8,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 356 | $8,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 456 | $8,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 145 | $8,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 805 | $8,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 500 | $8,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 223 | $8,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 212 | $8,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 667 | $8,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 600 | $8,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 662 | $8,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 100 | $8,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 419 | $8,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 600 | $8,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 547 | $8,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 654 | $8,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,100 | $8,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 888 | $8,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,027 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,312 | $8,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 600 | $8,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,433 | $8,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 2,258 | $8,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 400 | $8,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,688 | $8,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 292 | $8,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $8,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 775 | $8,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 303 | $8,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 3,555 | $8,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 842 | $8,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 454 | $8,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 3,948 | $8,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 631 | $8,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 79 | $8,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,207 | $8,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 100 | $8,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 471 | $8,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 1,657 | $8,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 500 | $8,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 1,435 | $8,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 400 | $8,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 901 | $8,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 300 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 255 | $8,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 2,501 | $8,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 293 | $8,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 667 | $8,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 5,106 | $8,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 623 | $8,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 587 | $8,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 600 | $8,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 893 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 500 | $8,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 660 | $8,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 740 | $8,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,155 | $8,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 984 | $8,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,040 | $8,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 457 | $8,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 527 | $8,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,661 | $8,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1,400 | $8,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 100 | $8,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 4,000 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 200 | $8,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 215 | $8,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 420 | $8,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 800 | $8,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,510 | $8,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 530 | $8,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 400 | $8,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 2,889 | $8,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 5,941 | $8,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 900 | $8,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 446 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 200 | $8,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 700 | $8,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 600 | $7,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,436 | $7,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,099 | $7,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 583 | $7,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 140 | $7,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 124 | $7,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 300 | $7,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 112 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 800 | $7,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,317 | $7,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 528 | $7,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 127 | $7,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 500 | $7,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 497 | $7,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 432 | $7,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 676 | $7,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 100 | $7,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 500 | $7,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 347 | $7,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 471 | $7,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 465 | $7,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 716 | $7,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 578 | $7,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 273 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 500 | $7,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 100 | $7,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,390 | $7,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 398 | $7,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 298 | $7,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 449 | $7,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 512 | $7,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,394 | $7,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 1,033 | $7,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 379 | $7,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 450 | $7,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 223 | $7,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,416 | $7,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 232 | $7,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 315 | $7,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,162 | $7,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 728 | $7,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 900 | $7,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,093 | $7,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 473 | $7,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $7,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 641 | $7,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 135 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 811 | $7,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 219 | $7,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 333 | $7,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,058 | $7,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 313 | $7,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,576 | $7,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 400 | $7,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 3,518 | $7,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 500 | $7,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 666 | $7,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 1,300 | $7,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 500 | $7,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 908 | $7,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 700 | $7,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 3,794 | $7,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 500 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 421 | $7,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 600 | $7,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 3,601 | $7,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 400 | $7,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 700 | $7,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 687 | $7,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 763 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 300 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 313 | $7,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 247 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 959 | $7,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J100 | SH | 700 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 150 | $7,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 447 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-13-000019 | this filing | 2013-11-06 | acceptance time not in the bulk data set |