13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-06, with 4,684 holding rows worth $927,773,000.
- Accession
- 0001533421-13-000019
- Filer
- CIK 1533421
- Filed
- 2013-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 6,676 entries on the cover page, a total value of $927,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $927,772,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RADIO ONE INC | 75040P108 | CL A | 569 | $1,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 337 | $1,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 302 | $1,000 | thousands by filing date | |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 85 | $1,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G102 | SHS | 100 | $1,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R127 | UNIT 99/99/9999 | 160 | $1,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 200 | $1,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 10 | $1,000 | thousands by filing date | |
| Paulson Capital Corp | 703797100 | COM | 800 | $1,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 386 | $1,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 546 | $1,000 | thousands by filing date | |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 528 | $1,000 | thousands by filing date | |
| BIRKS & MAYORS INC | 090881103 | CL A VTG | 473 | $1,000 | thousands by filing date | |
| ALTO PALERMO S A | 02151P107 | SPONSORED ADR | 72 | $1,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J126 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| PRIME ACQUISITION CORP | G72436127 | WRT | 1,100 | $1,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 572 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UGI CORP NEW COM | 902681105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 316 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHIO VY BANC CORP | 677719106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTS CORP | 126501105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD KINECT CORPORATION | 981475106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAUBMAN CTRS INC | 876664103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVASIVE INC | 670704105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC NETWORKS INC | 00164V103 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 376 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUGEN LTD | M25722105 | ORD | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSP INC | 126389105 | CMN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 546 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERIS RESIDENTIAL INC | 554489104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND BANCORP INC | 511637100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLE PLC ORD SHS | 256603101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Transition Therapeutics, Inc. | 893716209 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G & K SVCS INC | 361268105 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 48,842 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELTI PLC ST HELIER | G93285107 | SHS | 656 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JINPAN INTL LTD | G5138L100 | ORD | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FX ENERGY INC | 302695101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBRA ELECTRONICS CORP | 191042100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ENTERPRISES | 381010107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGETICS USA INC | 87160G107 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 823 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTSHRT RUS 2000 G | 74347X195 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOKSMART LTD | 543442503 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMCO FINANCIAL CORP | 132618109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289198 | MSCI EMG MATS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXCOM TELECOMUNICACIONES SA | 57773A508 | ADR REP PR CTF | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALDWIN & LYONS INC | 057755100 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Athens Bancshares Corporation | 047042106 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD POINT FINL CORP | 680194107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERIAL SCIENCES CORP | 576674105 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET PATENTS CORP | 46063G101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARZ | 85571Q201 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL MATLS CORP | 211615307 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSB FINL CORP | 501925101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 414 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORDIA BANCORP INC | 218513109 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNASIL CORP AMER | 268102100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y123 | SHS | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238119 | W EXP 99/99/999 | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 304 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SHENGDA PACKAGING GROU | 16950V107 | COM | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUMBS BAKE SHOP INC | 228803201 | UNIT 05/19/2015W | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL OPPORTUNITY INVTS COR | 76131N200 | UNIT 10/23/2014 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED CO | 785135120 | *W EXP 05/03/201 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT IMAGING LTD | M37605108 | ORD SHS | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIME ACQUISITION CORP | G72436119 | UNIT 99/99/9999 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EON COMMUNICATIONS CORP | 268763208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC | 70320A103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA CERVECERIAS-RTS | 204429112 | Com | 402 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-13-000019 | this filing | 2013-11-06 | acceptance time not in the bulk data set |