13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-06, with 4,684 holding rows worth $927,773,000.
- Accession
- 0001533421-13-000019
- Filer
- CIK 1533421
- Filed
- 2013-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 6,676 entries on the cover page, a total value of $927,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $927,772,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PSB HLDGS INC | 69360W108 | COM | 1,088 | $7,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 1,012 | $7,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 420 | $7,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 288 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 96 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,189 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 500 | $7,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 560 | $7,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 492 | $7,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 682 | $7,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 949 | $7,000 | thousands by filing date | |
| INNOTRAC CORP | 45767M109 | COM | 1,400 | $7,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 1,043 | $7,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 3,203 | $7,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461407 | CONSMR SVC GEM | 300 | $7,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 1,100 | $7,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 939 | $7,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 728 | $7,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 792 | $7,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 1,016 | $7,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 200 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 77 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 112 | $6,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 564 | $6,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 122 | $6,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 143 | $6,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 181 | $6,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 322 | $6,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 393 | $6,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 491 | $6,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 65 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 437 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 400 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 90 | $6,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 905 | $6,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 675 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 95 | $6,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 79 | $6,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 385 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 561 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 402 | $6,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 188 | $6,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 414 | $6,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 500 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 407 | $6,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 324 | $6,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 408 | $6,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,573 | $6,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 897 | $6,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 755 | $6,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 499 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 223 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 898 | $6,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 250 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 973 | $6,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 436 | $6,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 105 | $6,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 385 | $6,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,374 | $6,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 982 | $6,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,814 | $6,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 500 | $6,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 100 | $6,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,003 | $6,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 247 | $6,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 215 | $6,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 448 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 300 | $6,000 | thousands by filing date | |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 683 | $6,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 1,776 | $6,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,320 | $6,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 339 | $6,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 169 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 698 | $6,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 1,000 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,906 | $6,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 602 | $6,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 855 | $6,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 456 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 500 | $6,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 171 | $6,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 190 | $6,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 345 | $6,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,471 | $6,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 438 | $6,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 790 | $6,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 250 | $6,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 819 | $6,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 660 | $6,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 100 | $6,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,100 | $6,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 156 | $6,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 200 | $6,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 500 | $6,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,167 | $6,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 413 | $6,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 488 | $6,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 248 | $6,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 4,400 | $6,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 1,191 | $6,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 284 | $6,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 349 | $6,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 106 | $6,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 192 | $6,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 684 | $6,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 650 | $6,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 562 | $6,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 1,277 | $6,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 998 | $6,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 1,475 | $6,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 765 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 165 | $6,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 579 | $6,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 435 | $6,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 215 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 511 | $6,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 200 | $6,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 628 | $6,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 1,169 | $6,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 394 | $6,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 2,101 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 127 | $6,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 600 | $6,000 | thousands by filing date | |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 1,767 | $6,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 1,182 | $6,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 417 | $6,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 375 | $6,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 906 | $6,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 1,708 | $6,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 794 | $6,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 315 | $6,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 255 | $6,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 298 | $6,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 649 | $6,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 562 | $6,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 420 | $6,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 192 | $5,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 185 | $5,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 216 | $5,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 400 | $5,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 184 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 100 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 110 | $5,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 772 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 398 | $5,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 405 | $5,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 150 | $5,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 300 | $5,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 213 | $5,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 366 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 500 | $5,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 300 | $5,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 203 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 415 | $5,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 234 | $5,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 437 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 263 | $5,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,088 | $5,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 411 | $5,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 581 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,142 | $5,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 113 | $5,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 435 | $5,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 298 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 198 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 378 | $5,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 199 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 500 | $5,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 300 | $5,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 433 | $5,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 695 | $5,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 121 | $5,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 860 | $5,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 241 | $5,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 203 | $5,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 686 | $5,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 276 | $5,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 1,153 | $5,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 301 | $5,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 1,067 | $5,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 261 | $5,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 4,000 | $5,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 550 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 90 | $5,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 50 | $5,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 590 | $5,000 | thousands by filing date | |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 442 | $5,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 786 | $5,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 800 | $5,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 232 | $5,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 968 | $5,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 535 | $5,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 269 | $5,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 85 | $5,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 244 | $5,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 1,324 | $5,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 398 | $5,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 177 | $5,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 228 | $5,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 2,388 | $5,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 503 | $5,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 409 | $5,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 429 | $5,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 300 | $5,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 300 | $5,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 400 | $5,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 600 | $5,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 616 | $5,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 300 | $5,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 200 | $5,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,846 | $5,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,044 | $5,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 562 | $5,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 212 | $5,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 1,844 | $5,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 567 | $5,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 865 | $5,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 529 | $5,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 208 | $5,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 2,283 | $5,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 834 | $5,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 608 | $5,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 1,172 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 200 | $5,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 304 | $5,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 1,775 | $5,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 3,918 | $5,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 2,242 | $5,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 400 | $5,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 485 | $5,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 347 | $5,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 2,704 | $5,000 | thousands by filing date | |
| HYDE PK ACQUISITION CORP II | 448640102 | COMMON | 455 | $5,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 204 | $5,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 400 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 100 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 100 | $5,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 1,604 | $5,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 977 | $5,000 | thousands by filing date | |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 400 | $5,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 751 | $5,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 2,649 | $5,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 630 | $5,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 600 | $5,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 96 | $5,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 2,909 | $5,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 432 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 191 | $5,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 3,570 | $5,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 1,441 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 200 | $5,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 200 | $5,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,460 | $5,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 100 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 256 | $4,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 90 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 3,927 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 600 | $4,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 222 | $4,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 100 | $4,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 213 | $4,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 74 | $4,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 400 | $4,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 343 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 279 | $4,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 217 | $4,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 436 | $4,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 263 | $4,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 289 | $4,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 300 | $4,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 150 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 443 | $4,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 276 | $4,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 250 | $4,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 478 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 300 | $4,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 262 | $4,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 280 | $4,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 362 | $4,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 297 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 300 | $4,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 119 | $4,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 171 | $4,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,037 | $4,000 | thousands by filing date | |
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| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 156 | $4,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 211 | $4,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 355 | $4,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 300 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 100 | $4,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 150 | $4,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 360 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 100 | $4,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 1,177 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 334 | $4,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 237 | $4,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 141 | $4,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 175 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 300 | $4,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 400 | $4,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 308 | $4,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 694 | $4,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 206 | $4,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 153 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 800 | $4,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 240 | $4,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 63 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 29 | $4,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 100 | $4,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 498 | $4,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 713 | $4,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 514 | $4,000 | thousands by filing date | |
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| CHINA FD INC | 169373107 | COM | 200 | $4,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,243 | $4,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 1,935 | $4,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 213 | $4,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 694 | $4,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 618 | $4,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,445 | $4,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 731 | $4,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 100 | $4,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 877 | $4,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 499 | $4,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 3,396 | $4,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 258 | $4,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 132 | $4,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 87 | $4,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 306 | $4,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 1,366 | $4,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,730 | $4,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,189 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 400 | $4,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 233 | $4,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 509 | $4,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 736 | $4,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 294 | $4,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,287 | $4,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 300 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 40 | $4,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 2,861 | $4,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 336 | $4,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 500 | $4,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 1,476 | $4,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 250 | $4,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 887 | $4,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 816 | $4,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 501 | $4,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 1,164 | $4,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,723 | $4,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,069 | $4,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 500 | $4,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 200 | $4,000 | thousands by filing date | |
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| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 144 | $4,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 323 | $4,000 | thousands by filing date | |
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| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 482 | $4,000 | thousands by filing date | |
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| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 2,280 | $4,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 5,338 | $4,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 199 | $4,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 207 | $4,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 1,062 | $4,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 200 | $4,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 612 | $4,000 | thousands by filing date | |
| POWERSHARES KBW INT FINANCL | 73936Q785 | COM | 173 | $4,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 446 | $4,000 | thousands by filing date | |
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| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 100 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464289503 | S&P TARGET 25 | 100 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 67 | $4,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 814 | $4,000 | thousands by filing date | |
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| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 302 | $4,000 | thousands by filing date | |
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| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 177 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 42 | $4,000 | thousands by filing date | |
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| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 305 | $4,000 | thousands by filing date | |
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| REMARK MEDIA INC | 75954W107 | COM | 1,101 | $4,000 | thousands by filing date | |
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| FQF TR | 351680707 | QUANT NEUT ANT | 200 | $4,000 | thousands by filing date | |
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| STEWARDSHIP FINL CORP | 860326107 | COM | 791 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 670 | $4,000 | thousands by filing date | |
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| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464287168 | COM | 39 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 47 | $3,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,562 | $3,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 67 | $3,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 86 | $3,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 100 | $3,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 100 | $3,000 | thousands by filing date | |
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| TASEKO MINES LTD COM | 876511106 | Stock | 1,163 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 339 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $3,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 367 | $3,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 325 | $3,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 278 | $3,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 292 | $3,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 69 | $3,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 367 | $3,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 179 | $3,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 496 | $3,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 193 | $3,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 100 | $3,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 73 | $3,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 253 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 190 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 202 | $3,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 371 | $3,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 400 | $3,000 | thousands by filing date | |
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| ASTRONOVA INC | 04638F108 | COM | 300 | $3,000 | thousands by filing date | |
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| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 156 | $3,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 430 | $3,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 350 | $3,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 440 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 492 | $3,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 200 | $3,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 163 | $3,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 193 | $3,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 700 | $3,000 | thousands by filing date | |
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| SUNOPTA INC | 8676EP108 | COM | 343 | $3,000 | thousands by filing date | |
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| Abrdn Emerging Markets | 00301W105 | COM | 258 | $3,000 | thousands by filing date | |
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| VIRCO MFG CO | 927651109 | COM | 1,510 | $3,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 400 | $3,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,231 | $3,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 192 | $3,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 249 | $3,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 672 | $3,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 195 | $3,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 200 | $3,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 894 | $3,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 939 | $3,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 286 | $3,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 119 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,653 | $3,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 400 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 944 | $3,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 200 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 663 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 97 | $3,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 208 | $3,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 270 | $3,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 200 | $3,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 131 | $3,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 456 | $3,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 1,645 | $3,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 322 | $3,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,146 | $3,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 591 | $3,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 200 | $3,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 900 | $3,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 650 | $3,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 416 | $3,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 374 | $3,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 377 | $3,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 305 | $3,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 286 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-13-000019 | this filing | 2013-11-06 | acceptance time not in the bulk data set |