13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,593 holding rows worth $15,884,569,000.
- Accession
- 0001493152-20-002502
- Filer
- CIK 1029730
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 18,603 entries on the cover page, a total value of $15,884,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,884,569,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 34,987 | $1,582,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 23,050 | $1,573,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 172,637 | $1,573,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 21,025 | $1,570,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 57,239 | $1,565,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 14,225 | $1,565,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 72,188 | $1,564,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 47,753 | $1,563,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,818 | $1,562,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 43,121 | $1,553,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 105,856 | $1,548,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 104,056 | $1,548,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 102,437 | $1,545,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,115 | $1,542,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 36,974 | $1,541,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 19,447 | $1,540,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 74,845 | $1,533,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 29,745 | $1,529,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 20,676 | $1,529,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 72,614 | $1,528,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6,558 | $1,521,000 | thousands by filing date | |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 83,438 | $1,521,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 24,942 | $1,519,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 128,283 | $1,516,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 33,083 | $1,509,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 27,510 | $1,509,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 58,365 | $1,497,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 25,796 | $1,493,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 11,773 | $1,488,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 52,344 | $1,482,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 17,214 | $1,481,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 48,045 | $1,480,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 9,367 | $1,478,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 18,749 | $1,478,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 31,542 | $1,477,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 46,649 | $1,472,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 32,659 | $1,471,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 118,764 | $1,469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 35,080 | $1,462,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 57,856 | $1,462,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11,706 | $1,459,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 59,236 | $1,456,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 28,646 | $1,452,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 68,500 | $1,449,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 23,571 | $1,446,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 21,495 | $1,444,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 89,281 | $1,440,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 26,318 | $1,440,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 38,188 | $1,439,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 24,157 | $1,434,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 11,526 | $1,432,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 96,000 | $1,429,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 88,397 | $1,428,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 71,775 | $1,428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 42,883 | $1,423,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 57,051 | $1,419,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 56,390 | $1,417,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 76,286 | $1,416,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 179,007 | $1,415,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 80,041 | $1,414,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 17,033 | $1,411,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,131 | $1,407,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 504,525 | $1,407,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 26,256 | $1,400,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 121,458 | $1,398,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 56,861 | $1,389,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 26,177 | $1,387,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 14,692 | $1,381,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 20,517 | $1,378,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 29,495 | $1,378,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 14,353 | $1,376,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 13,383 | $1,371,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 23,268 | $1,367,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 40,958 | $1,366,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 15,922 | $1,363,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 93,403 | $1,362,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 62,340 | $1,362,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 49,197 | $1,362,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,856 | $1,357,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 53,158 | $1,357,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 75,422 | $1,356,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 107,438 | $1,352,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 54,715 | $1,348,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 52,406 | $1,345,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 40,568 | $1,344,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 23,861 | $1,330,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12,797 | $1,326,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 45,856 | $1,319,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 36,832 | $1,315,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,712 | $1,314,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 42,166 | $1,313,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 19,142 | $1,312,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,600 | $1,310,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 72,546 | $1,309,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 218,721 | $1,309,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 65,635 | $1,307,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 164,522 | $1,306,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,538 | $1,303,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 23,182 | $1,303,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 22,751 | $1,303,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 8,537 | $1,301,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 40,723 | $1,298,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 25,788 | $1,297,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 117,591 | $1,297,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 20,596 | $1,292,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 49,871 | $1,291,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 33,951 | $1,291,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 73,518 | $1,288,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 44,757 | $1,286,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 25,431 | $1,285,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 152,326 | $1,283,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 59,751 | $1,280,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 39,421 | $1,278,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 19,653 | $1,277,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 59,725 | $1,277,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 83,363 | $1,277,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 48,081 | $1,277,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 19,917 | $1,275,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 79,878 | $1,274,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 95,433 | $1,272,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 187,605 | $1,272,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 36,865 | $1,270,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 85,342 | $1,269,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 14,258 | $1,267,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,538 | $1,266,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 29,179 | $1,263,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 21,073 | $1,260,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 40,289 | $1,258,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 69,323 | $1,257,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 9,866 | $1,252,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 13,501 | $1,249,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 8,641 | $1,247,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 70,658 | $1,246,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 18,598 | $1,242,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 8,807 | $1,242,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,769 | $1,242,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 87,014 | $1,236,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 7,759 | $1,234,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 24,614 | $1,232,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 46,039 | $1,232,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 48,685 | $1,231,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 32,496 | $1,227,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 7,112 | $1,222,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 80,036 | $1,219,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 16,070 | $1,217,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 16,661 | $1,214,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 17,896 | $1,212,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 89,325 | $1,212,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 62,818 | $1,208,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 21,767 | $1,208,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 62,894 | $1,207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 85,637 | $1,207,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 78,551 | $1,205,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 18,992 | $1,204,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 20,000 | $1,204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 15,591 | $1,200,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 29,351 | $1,195,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 66,728 | $1,195,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 131,688 | $1,193,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 18,672 | $1,191,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 59,810 | $1,187,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 58,397 | $1,184,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 82,485 | $1,184,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 80,268 | $1,182,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 24,544 | $1,179,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 67,408 | $1,177,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 19,579 | $1,176,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 18,743 | $1,176,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 31,624 | $1,176,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 27,302 | $1,175,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 44,635 | $1,172,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 79,232 | $1,171,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 235,396 | $1,169,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 274,567 | $1,168,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 27,387 | $1,167,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 70,714 | $1,167,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 77,127 | $1,165,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 151,574 | $1,162,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 29,542 | $1,162,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,181 | $1,161,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 40,982 | $1,155,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 15,107 | $1,155,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 44,725 | $1,155,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 22,972 | $1,153,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 32,695 | $1,150,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 37,632 | $1,150,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 22,671 | $1,150,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 45,007 | $1,150,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 24,117 | $1,149,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 27,116 | $1,147,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 24,066 | $1,147,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 140,343 | $1,144,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 77,028 | $1,144,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 134,192 | $1,142,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 19,240 | $1,142,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 95,149 | $1,141,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 22,778 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 26,184 | $1,139,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 37,457 | $1,139,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 22,321 | $1,138,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 81,045 | $1,137,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 54,310 | $1,135,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,436 | $1,134,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 99,313 | $1,132,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 9,385 | $1,131,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 80,956 | $1,131,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 38,992 | $1,130,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 82,918 | $1,128,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 141,265 | $1,128,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 14,300 | $1,123,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 154,217 | $1,120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 55,098 | $1,114,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 73,660 | $1,114,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 16,111 | $1,112,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 29,410 | $1,112,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 18,799 | $1,110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 23,168 | $1,110,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,812 | $1,109,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 140,161 | $1,107,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 40,655 | $1,106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 16,459 | $1,105,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 8,929 | $1,104,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 42,777 | $1,100,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 11,514 | $1,098,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,323 | $1,096,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 63,259 | $1,096,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 32,721 | $1,095,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 20,465 | $1,093,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 73,336 | $1,089,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 26,789 | $1,086,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 68,856 | $1,085,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 37,494 | $1,083,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 15,020 | $1,083,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 41,676 | $1,083,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 84,492 | $1,082,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 80,643 | $1,080,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 28,954 | $1,078,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 19,432 | $1,077,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 150,011 | $1,076,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 25,805 | $1,075,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 172,492 | $1,075,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 30,593 | $1,072,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 8,816 | $1,071,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 47,894 | $1,071,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 58,527 | $1,069,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 75,323 | $1,068,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 20,021 | $1,067,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 73,606 | $1,065,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 77,051 | $1,059,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 34,996 | $1,059,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 22,170 | $1,057,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 15,375 | $1,057,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 277,975 | $1,056,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 20,332 | $1,053,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 15,190 | $1,052,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,698 | $1,050,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 79,027 | $1,050,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 11,235 | $1,049,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 73,758 | $1,048,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 19,651 | $1,047,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 20,060 | $1,042,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 95,399 | $1,039,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 76,872 | $1,038,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 8,254 | $1,037,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 27,611 | $1,035,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 47,950 | $1,032,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 895 | $1,031,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,084 | $1,024,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 43,910 | $1,023,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 24,366 | $1,022,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 62,488 | $1,019,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3,668 | $1,017,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,799 | $1,015,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 58,675 | $1,015,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 54,922 | $1,012,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 9,792 | $1,009,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 46,906 | $1,009,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 8,078 | $1,009,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 37,795 | $1,004,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,698 | $1,000,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 95,577 | $1,000,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 17,538 | $1,000,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 69,925 | $1,000,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 60,219 | $996,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 6,725 | $995,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 25,086 | $995,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 6,256 | $995,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 30,526 | $994,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 44,138 | $993,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 56,068 | $993,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 11,311 | $991,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 11,495 | $989,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 66,697 | $989,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 41,946 | $988,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 14,914 | $987,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 11,918 | $987,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 23,445 | $987,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 81,636 | $985,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,293 | $984,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 28,967 | $984,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,255 | $981,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 18,411 | $978,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 71,873 | $977,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 24,106 | $976,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,620 | $976,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 56,114 | $974,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 14,313 | $973,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 37,064 | $971,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 40,380 | $970,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 37,892 | $969,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 28,211 | $968,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 17,971 | $967,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 27,495 | $967,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,816 | $963,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 11,936 | $957,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,425 | $955,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 7,416 | $954,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 15,649 | $953,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 76,611 | $952,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 23,640 | $950,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 15,364 | $949,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 27,706 | $949,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 14,919 | $948,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 103,146 | $948,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 115,416 | $945,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,349 | $943,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 36,238 | $943,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 143,698 | $940,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 26,479 | $937,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 22,100 | $935,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,877 | $934,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 89,215 | $932,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 19,606 | $932,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 38,750 | $931,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 165,651 | $925,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 34,341 | $925,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 18,667 | $924,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 23,901 | $922,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 66,543 | $919,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 11,359 | $918,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 35,674 | $917,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 11,934 | $916,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 57,066 | $914,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 27,285 | $914,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 6,166 | $914,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 35,106 | $911,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 8,559 | $909,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 104,344 | $907,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 7,703 | $903,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 6,717 | $901,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,136 | $901,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 18,871 | $901,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 64,457 | $900,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 11,677 | $899,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 22,061 | $899,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 38,164 | $899,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 53,324 | $899,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 16,513 | $896,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,931 | $896,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,376 | $894,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 49,899 | $894,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 57,452 | $893,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 10,679 | $892,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 75,021 | $891,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 3,692 | $889,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 35,240 | $888,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,374 | $887,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 46,008 | $887,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 57,807 | $884,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 17,423 | $883,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 12,563 | $882,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,728 | $881,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 28,971 | $881,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 96,237 | $874,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 11,241 | $872,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 81,511 | $872,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 13,418 | $871,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 20,309 | $869,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 34,268 | $869,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 33,993 | $869,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 35,809 | $867,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 38,796 | $867,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 9,781 | $867,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 13,891 | $865,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 15,417 | $865,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 23,421 | $864,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 174,118 | $864,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 49,430 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 32,941 | $859,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 6,304 | $857,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 12,048 | $855,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 34,988 | $853,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 82,089 | $853,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 8,538 | $852,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,596 | $851,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 52,524 | $851,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 5,935 | $850,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 37,464 | $849,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 9,291 | $848,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 22,613 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 59,340 | $847,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 19,057 | $846,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 53,840 | $843,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 13,022 | $843,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,863 | $842,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 31,666 | $842,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 92,736 | $842,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 14,589 | $839,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,713 | $839,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 31,960 | $836,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 108,743 | $834,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 16,079 | $834,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 32,614 | $833,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 73,990 | $833,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 36,315 | $830,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 64,776 | $828,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 107,991 | $828,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 66,905 | $827,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 48,544 | $824,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 25,985 | $824,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 12,653 | $822,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 65,209 | $820,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 17,034 | $819,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 22,811 | $818,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,299 | $816,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 91,414 | $816,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 25,405 | $814,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,341 | $813,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,932 | $812,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 26,692 | $812,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 10,961 | $811,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 13,197 | $809,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 21,071 | $808,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 35,432 | $805,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 7,342 | $804,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 23,046 | $804,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 41,916 | $804,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 99,444 | $803,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 56,622 | $802,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7,213 | $801,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,392 | $800,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 15,587 | $799,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 11,023 | $799,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 60,572 | $797,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 33,732 | $796,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 9,981 | $795,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 24,042 | $795,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 17,226 | $793,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 16,355 | $793,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 44,446 | $792,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 72,275 | $790,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 7,487 | $790,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 13,683 | $790,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 30,300 | $790,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 17,865 | $789,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 16,630 | $785,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 26,328 | $784,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 54,866 | $781,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 119,513 | $781,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 11,861 | $778,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,418 | $778,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 14,819 | $778,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 52,505 | $778,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 9,573 | $777,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,553 | $776,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 19,743 | $776,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 54,064 | $775,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 55,119 | $774,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 81,111 | $773,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 19,856 | $773,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 15,602 | $772,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 59,971 | $772,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,454 | $771,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,453 | $770,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 24,559 | $769,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 95,447 | $769,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 162,367 | $768,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 42,118 | $768,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 24,321 | $767,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 38,825 | $766,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 18,029 | $766,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 9,156 | $765,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 52,286 | $765,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,590 | $762,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 36,785 | $760,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 29,112 | $760,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 56,244 | $758,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 51,871 | $758,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 25,490 | $758,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 20,580 | $758,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 9,927 | $753,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 34,425 | $752,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10,581 | $750,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 123,077 | $749,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 28,821 | $748,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 75,896 | $748,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 13,784 | $747,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 37,102 | $747,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 11,381 | $746,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,001 | $745,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | this filing | 2020-02-14 | acceptance time not in the bulk data set |