13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,528 holding rows worth $14,499,758,000.
- Accession
- 0001493152-19-017222
- Filer
- CIK 1029730
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 17,988 entries on the cover page, a total value of $14,499,758,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,499,758,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 814 | $22,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 68,100 | $22,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,400 | $22,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 2,016 | $22,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 376 | $22,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 824 | $21,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 278 | $21,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 1,100 | $21,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 2,732 | $21,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 453 | $21,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 333 | $21,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 645 | $21,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 519 | $21,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 762 | $21,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,080 | $21,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,250 | $21,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 227 | $21,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,000 | $21,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 233 | $21,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,778 | $21,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 2,222 | $21,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 716 | $21,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 2,096 | $21,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 1,000 | $21,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,838 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,144 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,000 | $21,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,906 | $21,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 744 | $21,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 20,000 | $21,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,500 | $21,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,205 | $21,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,378 | $21,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 550 | $21,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 200 | $21,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 606 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 715 | $21,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 740 | $21,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 869 | $20,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,066 | $20,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 133 | $20,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 301 | $20,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 411 | $20,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 269 | $20,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,454 | $20,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 274 | $20,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,022 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 927 | $20,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,735 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 661 | $20,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 6,821 | $20,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 591 | $20,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 250 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,466 | $20,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 304 | $20,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,500 | $20,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 18,740 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,260 | $20,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,000 | $20,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,290 | $20,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 600 | $20,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 421 | $19,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 574 | $19,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 573 | $19,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,409 | $19,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,095 | $19,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 126 | $19,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 3,000 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 421 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 605 | $19,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 451 | $19,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 201 | $19,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 888 | $19,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 590 | $19,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,000 | $19,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 198 | $19,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,795 | $19,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 290 | $19,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 243 | $19,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,691 | $19,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,500 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 433 | $19,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 959 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 755 | $19,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,340 | $19,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 765 | $19,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,336 | $19,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,669 | $19,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,863 | $19,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,000 | $19,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 6,650 | $19,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 633 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 721 | $19,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 558 | $18,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 830 | $18,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 578 | $18,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 345 | $18,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,334 | $18,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,700 | $18,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 769 | $18,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,287 | $18,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 464 | $18,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $18,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 592 | $18,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,317 | $18,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,150 | $18,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 8,888 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 381 | $18,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 825 | $18,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 276 | $18,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $18,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,671 | $18,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,046 | $18,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 375 | $18,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 650 | $18,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 559 | $18,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 6,464 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 343 | $18,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 5,697 | $18,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 17,992 | $18,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 9,000 | $18,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 434 | $17,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 679 | $17,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 781 | $17,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 541 | $17,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 731 | $17,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 226 | $17,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 801 | $17,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 252 | $17,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 471 | $17,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,333 | $17,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 577 | $17,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 875 | $17,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $17,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,807 | $17,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 292 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 350 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $17,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 681 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 357 | $17,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 202 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 568 | $17,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 450 | $17,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 17,000 | $17,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 162 | $17,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 4,992 | $17,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 626 | $17,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 390 | $16,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 749 | $16,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 2,578 | $16,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 130 | $16,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 500 | $16,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,031 | $16,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,878 | $16,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 599 | $16,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 7,775 | $16,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 531 | $16,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,136 | $16,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 300 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,200 | $16,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 116 | $16,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $16,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,398 | $16,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,265 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 125 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 694 | $16,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 725 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 340 | $16,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 708 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 3,530 | $16,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,300 | $16,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,946 | $16,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,470 | $16,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,102 | $16,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,437 | $16,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 25,000 | $16,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,241 | $16,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G839 | EMERGING MKT | 700 | $16,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 683 | $15,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 572 | $15,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 555 | $15,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 706 | $15,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 833 | $15,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 519 | $15,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 314 | $15,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 652 | $15,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 143 | $15,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 845 | $15,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 2,469 | $15,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 466 | $15,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,046 | $15,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,028 | $15,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,102 | $15,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 610 | $15,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,042 | $15,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 394 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 222 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 544 | $15,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 200 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,065 | $15,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 300 | $15,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 753 | $15,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 912 | $15,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 525 | $15,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 4,000 | $15,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,600 | $15,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 773 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,133 | $15,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,653 | $15,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,834 | $15,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 12,637 | $15,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 18,454 | $15,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $15,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 136 | $14,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 773 | $14,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,541 | $14,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 774 | $14,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 800 | $14,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 151 | $14,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 885 | $14,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 147 | $14,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,000 | $14,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 356 | $14,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 797 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 818 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,000 | $14,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 145 | $14,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 482 | $14,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 185 | $14,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 466 | $14,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,907 | $14,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 403 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 551 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 676 | $14,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,857 | $14,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 501 | $14,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,882 | $14,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 854 | $14,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 559 | $14,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $14,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 450 | $14,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 558 | $14,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 373 | $14,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 720 | $14,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $14,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 615 | $14,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,782 | $13,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 200 | $13,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 117 | $13,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,391 | $13,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,204 | $13,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 717 | $13,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1,407 | $13,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 613 | $13,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 386 | $13,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 585 | $13,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 942 | $13,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 228 | $13,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,051 | $13,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 892 | $13,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 285 | $13,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 608 | $13,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 598 | $13,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,683 | $13,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,000 | $13,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 664 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 155 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 687 | $13,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 822 | $13,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 599 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 347 | $13,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $13,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,650 | $13,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 410 | $13,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,238 | $13,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 868 | $13,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,123 | $13,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 388 | $13,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 965 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 500 | $13,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,000 | $13,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 1,287 | $13,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 115 | $12,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 319 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 265 | $12,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 532 | $12,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 160 | $12,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,262 | $12,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 760 | $12,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 600 | $12,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 822 | $12,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 213 | $12,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 292 | $12,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 213 | $12,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 472 | $12,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 199 | $12,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 5,500 | $12,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 476 | $12,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,722 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 449 | $12,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 350 | $12,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 300 | $12,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 213 | $12,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 566 | $12,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 587 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 382 | $12,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 885 | $12,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 250 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 304 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 500 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 225 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 312 | $12,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 538 | $12,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 43 | $12,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 1,000 | $12,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 531 | $12,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,445 | $12,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $12,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 273 | $12,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,730 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 682 | $12,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 725 | $12,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,245 | $12,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 875 | $12,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,989 | $12,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 280 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 198 | $12,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 3,010 | $12,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 350 | $12,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 116 | $12,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,456 | $11,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 673 | $11,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 478 | $11,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,005 | $11,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,077 | $11,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,049 | $11,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 151 | $11,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,912 | $11,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 344 | $11,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 760 | $11,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 935 | $11,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 430 | $11,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 288 | $11,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,000 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,981 | $11,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 400 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 443 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $11,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,919 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 454 | $11,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 398 | $11,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,185 | $11,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 218 | $11,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 761 | $11,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 534 | $11,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 930 | $11,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,832 | $11,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 2,230 | $11,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 535 | $11,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 555 | $11,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $11,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 11,000 | $11,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 688 | $11,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 8,598 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 350 | $11,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 235 | $11,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 207 | $11,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 4,016 | $11,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 6,053 | $11,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 184 | $11,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,005 | $11,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 445 | $11,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 560 | $10,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,850 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 140 | $10,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 330 | $10,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $10,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 373 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 404 | $10,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 442 | $10,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 208 | $10,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 222 | $10,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $10,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 192 | $10,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 311 | $10,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 310 | $10,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 325 | $10,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $10,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 362 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 326 | $10,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 200 | $10,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 259 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 268 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 395 | $10,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 8,578 | $10,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 181 | $10,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,015 | $10,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,500 | $10,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 410 | $10,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 778 | $10,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 600 | $10,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,000 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,500 | $10,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $10,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 915 | $10,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 167 | $10,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,884 | $10,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 506 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 602 | $10,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 110 | $10,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 1,026 | $10,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 649 | $10,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 730 | $10,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 1,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 400 | $10,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 126 | $9,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 250 | $9,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 755 | $9,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 242 | $9,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,280 | $9,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 601 | $9,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 199 | $9,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 93 | $9,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 333 | $9,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,928 | $9,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 688 | $9,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 732 | $9,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 69 | $9,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 177 | $9,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,530 | $9,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 735 | $9,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 483 | $9,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 316 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 182 | $9,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 148 | $9,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,500 | $9,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 724 | $9,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 854 | $9,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 775 | $9,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 901 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 125 | $9,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 3,600 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 307 | $9,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,417 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 464 | $9,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 248 | $9,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 397 | $9,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 254 | $9,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $9,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 12 | $9,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 831 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $9,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6,000 | $9,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 327 | $9,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,772 | $9,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 775 | $9,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 301 | $9,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 192 | $9,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 650 | $9,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,302 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 231 | $9,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 470 | $9,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 575 | $9,000 | thousands by filing date | |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 361 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,000 | $9,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 3,550 | $9,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 900 | $9,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 316 | $8,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 609 | $8,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 610 | $8,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 300 | $8,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 492 | $8,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 353 | $8,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 875 | $8,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 329 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 400 | $8,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 527 | $8,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 466 | $8,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 208 | $8,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 400 | $8,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 999 | $8,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 992 | $8,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 237 | $8,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,000 | $8,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 519 | $8,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 924 | $8,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 263 | $8,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,243 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $8,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 585 | $8,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 204 | $8,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 300 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-017222 | this filing | 2019-11-14 | acceptance time not in the bulk data set |