13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,528 holding rows worth $14,499,758,000.
- Accession
- 0001493152-19-017222
- Filer
- CIK 1029730
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 17,988 entries on the cover page, a total value of $14,499,758,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,499,758,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOGMEIN INC | 54142L109 | COMMON STOCK | 676 | $47,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 761 | $47,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 8,910 | $47,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 2,789 | $47,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,783 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 669 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 700 | $47,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 566 | $46,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 570 | $46,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,924 | $46,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 807 | $46,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,253 | $46,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,492 | $46,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17,654 | $46,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 1,389 | $46,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,106 | $46,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,270 | $46,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 581 | $45,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 474 | $45,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 904 | $45,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,336 | $45,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,050 | $45,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 1,050 | $45,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,312 | $45,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 283 | $45,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,214 | $45,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 8,508 | $45,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 1,800 | $45,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,950 | $45,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 44,520 | $45,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,054 | $44,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,907 | $44,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,263 | $44,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,429 | $44,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 4,285 | $44,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,863 | $44,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 2,110 | $44,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 583 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,364 | $44,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,155 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 766 | $44,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 1,054 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 1,111 | $44,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 17,500 | $44,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $44,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 4,787 | $43,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,752 | $43,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 1,189 | $43,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,988 | $43,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,023 | $43,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,106 | $43,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 914 | $43,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 4,869 | $43,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 487 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,373 | $43,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,652 | $43,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,298 | $43,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 1,650 | $43,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 42,000 | $43,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,785 | $42,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,300 | $42,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,667 | $42,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 944 | $42,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,157 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 866 | $42,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 807 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,260 | $42,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 45,000 | $42,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,809 | $42,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 35,257 | $42,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,492 | $41,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,071 | $41,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,459 | $41,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 884 | $41,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 664 | $41,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,056 | $41,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,342 | $41,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,409 | $41,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 500 | $41,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,500 | $41,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 1,021 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 804 | $41,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,534 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,783 | $41,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,631 | $41,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,260 | $41,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,646 | $41,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 52,200 | $41,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 2,177 | $40,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 4,112 | $40,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 930 | $40,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 6,300 | $40,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 2,070 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,526 | $40,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,325 | $40,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,500 | $40,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 35,450 | $40,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 5,000 | $40,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 36,000 | $40,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,220 | $39,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 809 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 559 | $39,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 728 | $39,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,500 | $39,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 977 | $39,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 612 | $39,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,882 | $39,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,578 | $39,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,082 | $39,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,413 | $39,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,831 | $39,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,941 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 800 | $39,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,905 | $38,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 83,050 | $38,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,641 | $38,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,104 | $38,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,657 | $38,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,011 | $38,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,334 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 2,603 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,649 | $38,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,126 | $38,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,647 | $38,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,677 | $38,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 1,204 | $38,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,428 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 2,451 | $38,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,160 | $38,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 12,200 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 555 | $38,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,056 | $38,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 30 | $38,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 677 | $37,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,716 | $37,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 981 | $37,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 786 | $37,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 764 | $37,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 451 | $37,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 551 | $37,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,122 | $37,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,406 | $37,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,303 | $37,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 232 | $37,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 266 | $37,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 647 | $37,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,568 | $37,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 354 | $37,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,654 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 716 | $37,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,518 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 820 | $37,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 2,793 | $37,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $37,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,203 | $37,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,510 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,665 | $37,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 903 | $36,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 6,327 | $36,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,455 | $36,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 906 | $36,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,382 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 590 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 341 | $36,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 706 | $36,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 923 | $36,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 7,715 | $36,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 20,699 | $36,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,491 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 418 | $36,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 1,201 | $35,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,200 | $35,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,006 | $35,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 523 | $35,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 384 | $35,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 660 | $35,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 600 | $35,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,230 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 971 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 965 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $35,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 842 | $35,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,949 | $35,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 715 | $34,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 537 | $34,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 727 | $34,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,986 | $34,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 901 | $34,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 631 | $34,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 5,439 | $34,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,356 | $34,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 652 | $34,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 5,441 | $34,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,024 | $34,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 976 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,108 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,189 | $34,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 1,102 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 683 | $34,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,145 | $34,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,725 | $34,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 4,063 | $34,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,885 | $34,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,014 | $34,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 370 | $33,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 836 | $33,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 1,059 | $33,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,455 | $33,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,072 | $33,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,608 | $33,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 2,510 | $33,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,149 | $33,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 309 | $33,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 1,272 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 601 | $33,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,161 | $33,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 2,387 | $33,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 700 | $33,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,890 | $33,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,105 | $33,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 3,000 | $33,000 | thousands by filing date | |
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 482 | $33,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 243 | $33,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 33,000 | $33,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,400 | $32,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,835 | $32,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 547 | $32,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,412 | $32,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 794 | $32,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 8,273 | $32,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,052 | $32,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 652 | $32,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,722 | $32,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,400 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,221 | $32,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,745 | $32,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,057 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 825 | $32,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $32,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,553 | $32,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 570 | $32,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 591 | $32,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1,740 | $32,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 32,000 | $32,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,298 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $32,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,666 | $31,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 834 | $31,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,078 | $31,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1,500 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,129 | $31,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 304 | $31,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 922 | $31,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 485 | $31,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,151 | $31,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 338 | $31,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 657 | $31,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 927 | $31,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,600 | $31,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,285 | $31,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,350 | $31,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 825 | $31,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,775 | $31,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 923 | $31,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 9,260 | $31,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 23,450 | $31,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1,228 | $30,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 371 | $30,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,283 | $30,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 602 | $30,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 490 | $30,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 802 | $30,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,053 | $30,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1,175 | $30,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,720 | $30,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 9,574 | $30,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 737 | $30,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,464 | $30,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1,960 | $30,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 761 | $30,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,245 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 935 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,940 | $30,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,240 | $30,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 6,867 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1,287 | $30,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 3,500 | $30,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,220 | $30,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,112 | $29,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,711 | $29,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,816 | $29,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 748 | $29,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 395 | $29,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 287 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 296 | $29,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $29,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 821 | $29,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,414 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 850 | $29,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 327 | $29,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 3,311 | $29,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 951 | $29,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 793 | $29,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000 | $29,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 16,277 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 1,900 | $29,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,000 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1,688 | $29,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,108 | $28,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 731 | $28,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 1,048 | $28,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 8,414 | $28,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,995 | $28,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 2,883 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 1,120 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 225 | $28,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,480 | $28,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,329 | $28,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,968 | $28,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 3,756 | $28,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 651 | $28,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 165 | $28,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 850 | $28,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1,000 | $28,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $28,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,234 | $28,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,542 | $28,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,098 | $28,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,975 | $28,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,100 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 356 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y741 | YIELD ENHND FD | 1,006 | $28,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 956 | $27,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 605 | $27,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,068 | $27,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,061 | $27,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 577 | $27,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 817 | $27,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 279 | $27,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 479 | $27,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 895 | $27,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 811 | $27,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,534 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,202 | $27,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 786 | $27,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,038 | $27,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,000 | $27,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 5,832 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 485 | $27,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,544 | $27,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,673 | $27,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,434 | $27,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,515 | $27,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,890 | $27,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,500 | $27,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,114 | $27,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,121 | $27,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $27,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 614 | $27,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 4,354 | $27,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G813 | GLOBAL ESG ETF | 930 | $27,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,271 | $26,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 571 | $26,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 652 | $26,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 605 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 927 | $26,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 650 | $26,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,520 | $26,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,001 | $26,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 381 | $26,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,158 | $26,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 549 | $26,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 714 | $26,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,835 | $26,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 837 | $26,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 930 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 248 | $26,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,082 | $26,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,964 | $26,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,827 | $26,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,732 | $26,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 122 | $26,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 7,113 | $26,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,000 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,029 | $26,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G789 | INTERNATNL REV | 1,090 | $26,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1,511 | $25,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 300 | $25,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,336 | $25,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 1,600 | $25,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 4,752 | $25,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,020 | $25,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 700 | $25,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,685 | $25,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 2,334 | $25,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 439 | $25,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 400 | $25,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,061 | $25,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 968 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 900 | $25,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,130 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 963 | $25,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 132 | $25,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,123 | $25,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 9,362 | $25,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,195 | $25,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 27,407 | $25,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 973 | $25,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 5,300 | $25,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 700 | $25,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 843 | $25,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 301 | $24,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 178 | $24,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,291 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 418 | $24,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 572 | $24,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 386 | $24,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,315 | $24,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,000 | $24,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,593 | $24,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,166 | $24,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 684 | $24,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 5,600 | $24,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,141 | $24,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 755 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 1,012 | $24,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,503 | $24,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $24,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,343 | $24,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 974 | $24,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,478 | $24,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 16,086 | $24,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,156 | $24,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,630 | $24,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,152 | $24,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 2,231 | $24,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,088 | $24,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,395 | $23,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 887 | $23,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 570 | $23,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 776 | $23,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 660 | $23,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 430 | $23,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 308 | $23,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 600 | $23,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 7,646 | $23,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,927 | $23,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,735 | $23,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 606 | $23,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 252 | $23,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 285 | $23,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 634 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 609 | $23,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 258 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 975 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 757 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 700 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 356 | $23,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,100 | $23,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 9,663 | $23,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,207 | $23,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,576 | $23,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,197 | $23,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,110 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 1,150 | $23,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 657 | $23,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 815 | $23,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 800 | $23,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 1,976 | $23,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 2,145 | $23,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 394 | $22,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,101 | $22,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 597 | $22,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 263 | $22,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 723 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 419 | $22,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 500 | $22,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 307 | $22,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,001 | $22,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $22,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,127 | $22,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,116 | $22,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 354 | $22,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 273 | $22,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 360 | $22,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 572 | $22,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 900 | $22,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 734 | $22,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 865 | $22,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 599 | $22,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 1,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 413 | $22,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 2,465 | $22,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,400 | $22,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,016 | $22,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,979 | $22,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 338 | $22,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,021 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-017222 | this filing | 2019-11-14 | acceptance time not in the bulk data set |