13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,528 holding rows worth $14,499,758,000.
- Accession
- 0001493152-19-017222
- Filer
- CIK 1029730
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 17,988 entries on the cover page, a total value of $14,499,758,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,499,758,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 245 | $8,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 325 | $8,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 117 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 255 | $8,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 425 | $8,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,610 | $8,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 709 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 260 | $8,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 143 | $8,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 797 | $8,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,993 | $8,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 237 | $8,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,500 | $8,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,286 | $8,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,908 | $8,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,000 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $8,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 357 | $8,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 9,995 | $8,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 732 | $8,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 5,316 | $8,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 390 | $8,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 239 | $7,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 666 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 348 | $7,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 300 | $7,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 224 | $7,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $7,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 389 | $7,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 399 | $7,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 166 | $7,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 379 | $7,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 509 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 300 | $7,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 200 | $7,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,739 | $7,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,245 | $7,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,393 | $7,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 122 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 500 | $7,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 452 | $7,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 449 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 499 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 151 | $7,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 874 | $7,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 983 | $7,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,300 | $7,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 337 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,367 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 244 | $7,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 96 | $7,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 200 | $7,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 350 | $7,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $7,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 13,358 | $7,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,000 | $7,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 3,647 | $7,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 96 | $7,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 526 | $7,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,395 | $7,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 176 | $7,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 254 | $7,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,725 | $7,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $7,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,210 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 108 | $7,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,500 | $7,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 4,600 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 171 | $7,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 400 | $7,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 856 | $7,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 188 | $7,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 4,100 | $7,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 252 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 450 | $7,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 500 | $7,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,600 | $7,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 650 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 680 | $7,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 260 | $7,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,046 | $7,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,000 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 465 | $7,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 2,500 | $7,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,750 | $6,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 417 | $6,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 661 | $6,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 238 | $6,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 200 | $6,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 337 | $6,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 264 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 274 | $6,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 54 | $6,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 354 | $6,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 388 | $6,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $6,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 59 | $6,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 517 | $6,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 635 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 120 | $6,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 500 | $6,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 121 | $6,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 435 | $6,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 154 | $6,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 350 | $6,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 136 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 110 | $6,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 111 | $6,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 102 | $6,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 202 | $6,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 80 | $6,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,370 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 151 | $6,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 251 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 8,677 | $6,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 384 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 221 | $6,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 207 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $6,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 75 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 101 | $6,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,169 | $6,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 192 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,253 | $6,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,000 | $6,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 311 | $6,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,500 | $6,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 537 | $6,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 274 | $6,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 268 | $6,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,042 | $6,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 4,225 | $6,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 600 | $6,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 664 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,000 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 281 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 7,000 | $6,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 119 | $6,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 6,000 | $6,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 6,021 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $6,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,123 | $6,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 104 | $6,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,000 | $6,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 411 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $6,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,009 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 486 | $6,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $6,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 4,223 | $6,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 5,018 | $6,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,750 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 240 | $6,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 6,360 | $6,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 774 | $6,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 1,046 | $6,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 8,151 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 134 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 230 | $6,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 85 | $6,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 300 | $6,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 192 | $5,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 105 | $5,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 119 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 148 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,400 | $5,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 900 | $5,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 191 | $5,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 280 | $5,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 181 | $5,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 402 | $5,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 600 | $5,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 487 | $5,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 595 | $5,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $5,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,072 | $5,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 201 | $5,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 361 | $5,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,000 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 365 | $5,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 943 | $5,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 300 | $5,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 200 | $5,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 77 | $5,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 152 | $5,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $5,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 256 | $5,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,405 | $5,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 467 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,385 | $5,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 164 | $5,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 940 | $5,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,255 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 100 | $5,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 669 | $5,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 200 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 83 | $5,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 529 | $5,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 6,862 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,063 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $5,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 208 | $5,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 47 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 41 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 96 | $5,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $5,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 3,310 | $5,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 396 | $5,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 25 | $5,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 696 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 420 | $5,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,059 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,000 | $5,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $5,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 5,719 | $5,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $5,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,258 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 504 | $5,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 400 | $5,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 9,633 | $5,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 165 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 600 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 84 | $5,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $5,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 2,500 | $5,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 15,600 | $5,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,250 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 187 | $5,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 499 | $5,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 651 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 232 | $5,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 257 | $5,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 173 | $5,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 270 | $5,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 12,100 | $5,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 177 | $5,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 400 | $5,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 300 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,600 | $4,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 95 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 104 | $4,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 225 | $4,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,000 | $4,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 369 | $4,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 47 | $4,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 3,000 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 9,020 | $4,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 48 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 121 | $4,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 69 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 142 | $4,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 105 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 240 | $4,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 164 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,668 | $4,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 268 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 144 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 105 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 50 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,220 | $4,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 300 | $4,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 116 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $4,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 506 | $4,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 259 | $4,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 367 | $4,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 107 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 219 | $4,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 200 | $4,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 100 | $4,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 193 | $4,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 209 | $4,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 597 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 476 | $4,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,489 | $4,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,400 | $4,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 150 | $4,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 200 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 370 | $4,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 951 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 200 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 140 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 275 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $4,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 2,252 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 75 | $4,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 67 | $4,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $4,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 334 | $4,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 6,600 | $4,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 384 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 85 | $4,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 3,500 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,000 | $4,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,000 | $4,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 1,000 | $4,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 500 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 223 | $4,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,049 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $4,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 611 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 435 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 326 | $4,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $4,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,000 | $4,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,550 | $4,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 6,171 | $4,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 261 | $4,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 350 | $4,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 2,000 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 32 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 50 | $4,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 53 | $3,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 77 | $3,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 72 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 374 | $3,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 78 | $3,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 200 | $3,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 100 | $3,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 100 | $3,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 163 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 61 | $3,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 223 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 95 | $3,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 859 | $3,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 106 | $3,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 113 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 103 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 100 | $3,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 47 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 714 | $3,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 129 | $3,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 200 | $3,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 629 | $3,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 66 | $3,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 121 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 125 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 190 | $3,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 164 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,025 | $3,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 102 | $3,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 250 | $3,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 133 | $3,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 400 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $3,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 200 | $3,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 159 | $3,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 61 | $3,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 179 | $3,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 138 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 193 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 328 | $3,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 100 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 382 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 77 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,500 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 410 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 141 | $3,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,000 | $3,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,200 | $3,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 301 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 102 | $3,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 160 | $3,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 169 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 866 | $3,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 501 | $3,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 155 | $3,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,900 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 183 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 45 | $3,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 337 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 378 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 702 | $3,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 596 | $3,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 184 | $3,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 100 | $3,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,000 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 135 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,400 | $3,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 481 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,831 | $3,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 29,763 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 130 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 100 | $3,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 552 | $3,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 125 | $3,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 161 | $3,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 6,445 | $3,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 4,000 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 135 | $3,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 801 | $3,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,500 | $3,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,680 | $3,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 1,000 | $3,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 560 | $3,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,000 | $3,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 250 | $3,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 500 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 125 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 226 | $3,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 25,430 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A487 | LHA MKT ST TAC | 142 | $3,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,084 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 85 | $2,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 200 | $2,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 266 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 143 | $2,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 22 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 110 | $2,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 531 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 72 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 122 | $2,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 30 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 355 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 146 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 557 | $2,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 68 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 271 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 152 | $2,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 66 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 76 | $2,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 56 | $2,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 44 | $2,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150 | $2,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 82 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 281 | $2,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,008 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 450 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 65 | $2,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 53 | $2,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 29 | $2,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 42 | $2,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 154 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 265 | $2,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 294 | $2,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 43 | $2,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 187 | $2,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 46 | $2,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 80 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 67 | $2,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 95 | $2,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 91 | $2,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 275 | $2,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 241 | $2,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 300 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 325 | $2,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 143 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 950 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 77 | $2,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 551 | $2,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 552 | $2,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 134 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 64 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 60 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 500 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $2,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 205 | $2,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $2,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 104 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 48 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 64 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 510 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 52 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 100 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 52 | $2,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 600 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 28 | $2,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 357 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-017222 | this filing | 2019-11-14 | acceptance time not in the bulk data set |