13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,528 holding rows worth $14,499,758,000.
- Accession
- 0001493152-19-017222
- Filer
- CIK 1029730
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 17,988 entries on the cover page, a total value of $14,499,758,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,499,758,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACUITY INC COM | 00508Y102 | Stock | 676 | $91,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,524 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,711 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,259 | $91,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,585 | $90,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 3,222 | $90,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 920 | $90,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,764 | $90,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 888 | $90,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,730 | $90,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,506 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,497 | $90,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 44,568 | $90,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,203 | $89,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,563 | $89,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,217 | $89,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,208 | $89,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 5,412 | $89,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,417 | $89,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 1,549 | $89,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,423 | $89,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3,890 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 4,746 | $89,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 86,000 | $89,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,308 | $88,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 4,626 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 971 | $88,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,259 | $88,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 1,824 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 6,321 | $88,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 5,293 | $88,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 319 | $88,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,158 | $87,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 6,325 | $87,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,247 | $87,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,901 | $87,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,611 | $87,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,275 | $87,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 5,614 | $87,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 88,000 | $87,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 2,862 | $86,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 947 | $86,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 4,155 | $86,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 6,050 | $86,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,338 | $86,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,388 | $86,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 91,000 | $86,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,716 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,007 | $85,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 4,100 | $85,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 7,245 | $85,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,572 | $85,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,630 | $85,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 3,736 | $85,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 17,916 | $85,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,807 | $85,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 1,067 | $84,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 7,430 | $84,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,069 | $84,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 21,951 | $84,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,410 | $84,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 4,019 | $84,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 609 | $84,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,553 | $84,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,349 | $84,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,747 | $84,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,112 | $84,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 2,400 | $83,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 4,224 | $83,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,029 | $83,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,300 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 5,196 | $83,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,711 | $83,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,032 | $83,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 5,136 | $83,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 2,454 | $83,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 4,029 | $82,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 3,758 | $82,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 8,100 | $82,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 3,758 | $82,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,700 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,811 | $82,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,660 | $82,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,229 | $82,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 6,563 | $82,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,000 | $82,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 6,058 | $82,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 19,070 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 2,004 | $82,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,994 | $81,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,014 | $81,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,288 | $81,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,196 | $81,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 894 | $81,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 6,303 | $81,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,756 | $81,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,562 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,165 | $81,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 11,354 | $81,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,932 | $81,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,400 | $81,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,861 | $80,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 762 | $80,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 3,618 | $80,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,076 | $80,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,086 | $80,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 731 | $80,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 59,170 | $79,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,178 | $79,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,009 | $79,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 3,497 | $79,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,970 | $79,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,953 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,038 | $79,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 2,104 | $79,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,250 | $79,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 8,312 | $79,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,356 | $79,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 2,817 | $79,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 44,109 | $78,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,653 | $78,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 7,009 | $78,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,089 | $78,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,939 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 4,806 | $77,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 550 | $77,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 4,230 | $77,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 7,417 | $77,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 944 | $77,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 2,625 | $77,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 2,353 | $77,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,005 | $77,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 4,254 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,236 | $76,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,637 | $76,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 6,607 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,657 | $76,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,535 | $76,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,473 | $76,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,995 | $76,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,433 | $75,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,027 | $75,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 26,173 | $75,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 60,056 | $75,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 2,104 | $75,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 3,677 | $75,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,041 | $75,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,447 | $75,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 63,469 | $75,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 9,076 | $75,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 4,388 | $74,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 707 | $74,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 773 | $74,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 3,247 | $74,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 17,380 | $73,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 28,226 | $73,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,054 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 5,707 | $73,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 5,300 | $73,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,673 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,826 | $73,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 640 | $73,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,746 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,898 | $73,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 3,500 | $73,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 1,944 | $72,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,039 | $72,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,991 | $72,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,015 | $72,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 14,773 | $72,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 1,118 | $72,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 2,480 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 7,454 | $72,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 3,048 | $72,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 8,124 | $72,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 8,000 | $72,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,676 | $71,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 853 | $71,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,510 | $71,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,906 | $71,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 3,333 | $71,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 36,465 | $71,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,930 | $71,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 9,027 | $71,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 19,550 | $71,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,805 | $71,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 4,539 | $71,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,487 | $70,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 862 | $70,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 3,130 | $70,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 455 | $70,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 7,486 | $70,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 3,850 | $70,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,328 | $70,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,336 | $70,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,395 | $69,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,411 | $69,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,973 | $69,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,954 | $69,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,626 | $69,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,834 | $69,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,562 | $69,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,403 | $69,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 3,200 | $69,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,447 | $69,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 5,200 | $69,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,803 | $69,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,062 | $68,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,812 | $68,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,548 | $68,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 954 | $68,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,512 | $68,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,462 | $68,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,118 | $68,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,544 | $68,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 865 | $68,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 7,739 | $68,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 927 | $68,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 5,472 | $68,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 2,168 | $68,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 4,299 | $68,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,957 | $67,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 904 | $67,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,211 | $67,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 2,400 | $67,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,858 | $67,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,353 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,665 | $67,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,735 | $66,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,636 | $66,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,599 | $66,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,436 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,733 | $66,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 4,184 | $66,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 943 | $66,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,737 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 1,775 | $66,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 942 | $66,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,579 | $66,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,208 | $66,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 2,047 | $65,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 3,194 | $65,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,134 | $65,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 500 | $65,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,531 | $65,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,595 | $65,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,659 | $65,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 2,729 | $65,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,904 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,647 | $65,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 13,210 | $65,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 8,538 | $65,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 2,530 | $65,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1,294 | $65,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,359 | $64,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,910 | $64,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,856 | $64,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,508 | $64,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,047 | $64,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 8,657 | $64,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 397 | $64,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,000 | $64,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,371 | $63,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,389 | $63,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 6,926 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,081 | $63,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,061 | $63,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,745 | $63,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 6,106 | $63,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 2,542 | $63,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 318 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,173 | $63,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,269 | $63,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,306 | $63,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,003 | $63,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,272 | $63,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 11,901 | $63,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 4,683 | $63,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 2,843 | $63,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,393 | $62,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,287 | $62,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 2,032 | $62,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,458 | $62,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 1,480 | $62,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,250 | $62,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 5,750 | $62,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 5,135 | $62,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 4,476 | $62,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 6,250 | $62,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,150 | $61,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,852 | $61,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,859 | $61,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,412 | $61,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 6,923 | $61,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,706 | $61,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,153 | $61,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,919 | $61,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,144 | $61,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,990 | $61,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 31,006 | $61,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 1,321 | $61,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 637 | $61,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 5,200 | $61,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 2,051 | $60,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 2,181 | $60,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 6,049 | $60,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 4,103 | $60,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,821 | $60,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 845 | $60,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 2,245 | $60,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 2,521 | $60,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 802 | $60,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 3,253 | $59,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,502 | $59,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 907 | $59,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 360 | $59,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 852 | $59,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,919 | $59,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,271 | $59,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,463 | $59,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 2,675 | $59,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,220 | $59,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 963 | $59,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 5,801 | $59,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,769 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,127 | $59,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 34,350 | $59,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 2,045 | $58,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 38,040 | $58,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,908 | $58,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,953 | $58,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 2,300 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,876 | $58,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,100 | $58,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 2,343 | $58,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,370 | $58,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 4,161 | $58,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,100 | $58,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 65,000 | $58,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 2,144 | $58,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,492 | $58,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 273 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,040 | $57,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 3,172 | $57,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,992 | $57,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,459 | $57,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,857 | $57,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 508 | $57,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 3,734 | $57,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 2,350 | $57,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,232 | $57,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,153 | $57,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 56,000 | $57,000 | thousands by filing date | |
| SALT FDS TR | 79590A107 | SALT LOW TRUBE | 2,036 | $57,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,625 | $56,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 814 | $56,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,088 | $56,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,267 | $56,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 4,000 | $56,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,661 | $56,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,724 | $56,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 835 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,646 | $56,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,036 | $55,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 452 | $55,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,566 | $55,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 179 | $55,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,728 | $55,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 829 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 845 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,015 | $55,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,896 | $55,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,132 | $55,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 778 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,692 | $55,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,000 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,107 | $55,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,571 | $55,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,878 | $55,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,400 | $55,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,650 | $55,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,026 | $55,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,645 | $55,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,666 | $54,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 932 | $54,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 3,957 | $54,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,186 | $54,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,060 | $54,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,295 | $54,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 1,887 | $54,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 347 | $54,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 639 | $54,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 2,080 | $54,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 1,441 | $54,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 26,155 | $54,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,488 | $54,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,278 | $54,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $54,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 2,450 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,991 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,183 | $54,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 2,866 | $54,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 2,214 | $54,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,721 | $53,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,899 | $53,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,334 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,032 | $53,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,206 | $53,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,471 | $53,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 2,182 | $53,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,678 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,290 | $53,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 189 | $53,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,082 | $52,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 791 | $52,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 1,182 | $52,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,385 | $52,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 296 | $52,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 691 | $52,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,306 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 2,198 | $52,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,978 | $52,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,048 | $52,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 783 | $52,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 1,000 | $52,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 810 | $52,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 3,570 | $51,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 665 | $51,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 606 | $51,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 566 | $51,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 601 | $51,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 395 | $51,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,711 | $51,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,091 | $51,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 978 | $51,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 364 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 2,050 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 2,041 | $51,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 22,525 | $51,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,072 | $51,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 1,926 | $51,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 52,000 | $51,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 52,000 | $51,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 540 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 1,980 | $51,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,500 | $50,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,579 | $50,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 836 | $50,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 2,650 | $50,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,145 | $50,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 687 | $50,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,945 | $50,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 8,960 | $50,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 624 | $50,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 6,519 | $50,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,269 | $50,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 35,652 | $50,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 2,619 | $50,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 37,500 | $50,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 63,088 | $50,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 1,335 | $50,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,000 | $50,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,544 | $49,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,616 | $49,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 588 | $49,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 6,854 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 931 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 801 | $49,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,904 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,307 | $49,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,800 | $49,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 7,590 | $49,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,266 | $49,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 5,163 | $49,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,422 | $49,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,042 | $49,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 53,000 | $49,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 3,406 | $49,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 835 | $48,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 687 | $48,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,411 | $48,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,710 | $48,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,392 | $48,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,198 | $48,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 2,836 | $48,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 939 | $48,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 827 | $48,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 757 | $48,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,216 | $48,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,369 | $47,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,276 | $47,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,342 | $47,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 453 | $47,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,197 | $47,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $47,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,900 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,100 | $47,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 1,700 | $47,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,890 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-017222 | this filing | 2019-11-14 | acceptance time not in the bulk data set |