13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,362 holding rows worth $13,089,490,000 by the sum of the rows.
- Accession
- 0001493152-19-007440
- Filer
- CIK 1029730
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,089,490,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $11,102,101,000, 15% less than the sum of the rows, $13,089,490,000. This page uses the sum of the rows.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,666 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,665 | $44,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 832 | $43,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 83,050 | $43,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 3,350 | $43,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,959 | $43,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,219 | $43,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 3,427 | $43,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 6,537 | $43,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 6,432 | $43,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,780 | $43,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,270 | $43,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,744 | $43,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 914 | $42,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 2,341 | $42,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 865 | $42,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 821 | $42,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 6,800 | $42,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,400 | $42,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,184 | $42,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,012 | $42,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,457 | $42,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,215 | $42,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,480 | $42,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,044 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 1,740 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,783 | $42,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 11,813 | $42,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,985 | $42,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,282 | $42,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 40,519 | $42,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 1,179 | $42,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,303 | $41,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 664 | $41,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,000 | $41,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 810 | $41,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 911 | $41,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 4,462 | $41,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 3,775 | $41,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 3,623 | $41,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,099 | $41,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 926 | $41,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,539 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1,729 | $41,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 5,000 | $41,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 65,400 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 990 | $41,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 84,350 | $41,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,580 | $40,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,586 | $40,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 979 | $40,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,430 | $40,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,193 | $40,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,375 | $40,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 5,896 | $40,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 3,235 | $40,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 10,559 | $40,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,485 | $40,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 804 | $40,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,920 | $40,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $40,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 2,950 | $40,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,981 | $40,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,278 | $40,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 15,982 | $40,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,024 | $40,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 12,500 | $40,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 2,917 | $40,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,648 | $39,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 440 | $39,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,109 | $39,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 707 | $39,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 299 | $39,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,318 | $39,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 168 | $39,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,082 | $39,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,245 | $39,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,547 | $39,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 957 | $39,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 562 | $39,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 8,506 | $39,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 713 | $39,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,809 | $39,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,510 | $39,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,782 | $39,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,455 | $38,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,072 | $38,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 675 | $38,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 315 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2,444 | $38,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,468 | $38,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,750 | $38,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,968 | $38,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,790 | $38,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 2,687 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 883 | $38,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,000 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 820 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 1,000 | $38,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,650 | $38,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,325 | $38,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 55,391 | $38,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 523 | $38,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,640 | $38,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,108 | $37,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 410 | $37,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 403 | $37,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,200 | $37,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 5,135 | $37,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 402 | $37,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 3,004 | $37,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,927 | $37,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,183 | $37,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 658 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,600 | $37,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 1,081 | $37,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,750 | $37,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 900 | $37,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,307 | $37,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,941 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 555 | $37,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 37,000 | $37,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,700 | $36,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,837 | $36,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,932 | $36,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,319 | $36,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 708 | $36,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 2,644 | $36,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 761 | $36,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,096 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 590 | $36,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $36,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 511 | $36,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,643 | $36,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 30,000 | $36,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,156 | $36,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 2,000 | $36,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 30 | $36,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 418 | $35,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,220 | $35,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,403 | $35,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 523 | $35,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 994 | $35,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,202 | $35,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,807 | $35,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,411 | $35,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,895 | $35,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,100 | $35,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 492 | $35,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 447 | $35,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 384 | $35,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 835 | $35,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 835 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 901 | $35,000 | thousands by filing date | |
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 482 | $35,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,717 | $34,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 810 | $34,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 964 | $34,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 470 | $34,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 430 | $34,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,141 | $34,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 903 | $34,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,089 | $34,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,505 | $34,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 6,211 | $34,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,276 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,108 | $34,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,200 | $34,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 1,316 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 341 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,189 | $34,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,544 | $34,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 609 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 4,778 | $34,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,488 | $34,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 22,650 | $34,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 22,500 | $34,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 7,000 | $34,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,301 | $34,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 827 | $33,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 605 | $33,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,270 | $33,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,002 | $33,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 2,400 | $33,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,250 | $33,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,965 | $33,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,032 | $33,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,899 | $33,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $33,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,513 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 962 | $33,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,357 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,500 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 627 | $33,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 707 | $33,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 712 | $33,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 332 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $33,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 33,000 | $33,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 715 | $32,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,520 | $32,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 723 | $32,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 694 | $32,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 291 | $32,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,438 | $32,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 678 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 1,700 | $32,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,667 | $32,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 4,528 | $32,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,133 | $32,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 788 | $32,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 15,975 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 775 | $32,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 1,261 | $32,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,552 | $32,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 8,578 | $32,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 9,700 | $32,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,194 | $32,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,552 | $32,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,104 | $32,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,401 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,107 | $32,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,890 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,282 | $32,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,000 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 2,935 | $32,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 2,442 | $31,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 401 | $31,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,402 | $31,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 294 | $31,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,265 | $31,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 779 | $31,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,571 | $31,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 694 | $31,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,677 | $31,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,785 | $31,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 368 | $31,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 641 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 1,030 | $31,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 1,300 | $31,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,374 | $31,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 1,796 | $31,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,466 | $31,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 950 | $31,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 9,000 | $31,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,400 | $30,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 731 | $30,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 430 | $30,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 851 | $30,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 710 | $30,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 652 | $30,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,650 | $30,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 391 | $30,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 1,700 | $30,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 3,616 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 970 | $30,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 6,490 | $30,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,114 | $30,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,500 | $30,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,371 | $30,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 493 | $30,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,250 | $30,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,052 | $30,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,200 | $30,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,559 | $30,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 700 | $30,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 8,380 | $30,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 30,000 | $30,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1,175 | $29,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 800 | $29,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 954 | $29,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 43 | $29,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 859 | $29,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,008 | $29,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,225 | $29,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 549 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,200 | $29,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 264 | $29,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 732 | $29,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 351 | $29,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,228 | $29,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 323 | $29,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,800 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 418 | $29,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 789 | $29,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,378 | $29,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,818 | $29,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1,106 | $28,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 1,337 | $28,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 227 | $28,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,446 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 575 | $28,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 748 | $28,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 610 | $28,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 440 | $28,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 395 | $28,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,502 | $28,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,000 | $28,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 1,000 | $28,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,168 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,358 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,300 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 478 | $28,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,100 | $28,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $28,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 822 | $28,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,598 | $28,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,161 | $28,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 620 | $28,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,500 | $28,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,173 | $27,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 593 | $27,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,250 | $27,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 429 | $27,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 205 | $27,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,883 | $27,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 3,475 | $27,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,520 | $27,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 841 | $27,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 850 | $27,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 982 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,022 | $27,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,214 | $27,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 1,058 | $27,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,270 | $27,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 25,000 | $27,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 8,989 | $27,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 782 | $27,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,000 | $27,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 14,800 | $27,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 2,145 | $27,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 930 | $27,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,485 | $26,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 577 | $26,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 951 | $26,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 597 | $26,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 416 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,949 | $26,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 751 | $26,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,212 | $26,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,250 | $26,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 293 | $26,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 5,003 | $26,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 675 | $26,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 4,098 | $26,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,071 | $26,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,501 | $26,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 4,546 | $26,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 589 | $25,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 28,914 | $25,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 801 | $25,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 990 | $25,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 721 | $25,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,582 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 400 | $25,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 659 | $25,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 41 | $25,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,423 | $25,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 6,000 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 701 | $25,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,130 | $25,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,038 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1,160 | $25,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,000 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 497 | $25,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 1,481 | $25,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 775 | $25,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,886 | $25,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,550 | $25,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,882 | $25,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,972 | $25,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 19,416 | $25,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,096 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,182 | $25,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 900 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 400 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 274 | $25,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 325 | $24,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 595 | $24,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 312 | $24,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 459 | $24,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 8,375 | $24,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 525 | $24,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,000 | $24,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 712 | $24,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,343 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 871 | $24,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 543 | $24,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 754 | $24,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,400 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 989 | $24,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 139 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 710 | $24,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,463 | $24,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,515 | $24,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,400 | $24,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 17,992 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,017 | $24,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 2,111 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 871 | $24,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 2,194 | $23,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 432 | $23,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 1,100 | $23,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 878 | $23,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 393 | $23,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 2,362 | $23,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 982 | $23,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,490 | $23,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 628 | $23,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,150 | $23,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 338 | $23,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 260 | $23,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 400 | $23,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 418 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 510 | $23,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,500 | $23,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 610 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 918 | $23,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 334 | $23,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 165 | $23,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,000 | $23,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,108 | $23,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 775 | $23,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,607 | $23,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 6,316 | $23,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 89 | $23,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 86,582 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 325 | $23,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 550 | $23,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 705 | $22,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 4,691 | $22,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,269 | $22,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 500 | $22,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 762 | $22,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $22,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 375 | $22,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 249 | $22,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,637 | $22,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,010 | $22,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 575 | $22,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,643 | $22,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 412 | $22,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,097 | $22,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,757 | $22,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 4,781 | $22,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,419 | $22,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 786 | $22,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000 | $22,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 18,600 | $22,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1,800 | $22,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,520 | $22,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 212 | $21,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,373 | $21,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 292 | $21,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,006 | $21,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 970 | $21,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,628 | $21,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 670 | $21,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 697 | $21,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,375 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 880 | $21,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 783 | $21,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 381 | $21,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 953 | $21,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,696 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 975 | $21,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 2,083 | $21,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,735 | $21,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 624 | $21,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 840 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 757 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 700 | $21,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 666 | $21,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,950 | $21,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,950 | $21,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 997 | $21,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 655 | $21,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,912 | $21,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 433 | $21,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,437 | $21,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 1,026 | $21,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 720 | $21,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 3,500 | $21,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 345 | $20,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 798 | $20,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 250 | $20,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 660 | $20,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 327 | $20,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 652 | $20,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 517 | $20,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $20,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 646 | $20,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 875 | $20,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 763 | $20,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 312 | $20,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 292 | $20,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 271 | $20,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 843 | $20,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 942 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-007440 | this filing | 2019-05-15 | acceptance time not in the bulk data set |