13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,362 holding rows worth $13,089,490,000 by the sum of the rows.
- Accession
- 0001493152-19-007440
- Filer
- CIK 1029730
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,089,490,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $11,102,101,000, 15% less than the sum of the rows, $13,089,490,000. This page uses the sum of the rows.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARK NATL CORP COM | 700658107 | Stock | 1,832 | $174,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 14,288 | $174,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,342 | $174,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,400 | $174,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,860 | $173,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,587 | $173,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 36,000 | $173,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 2,180 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 4,333 | $173,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 56,094 | $173,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,315 | $172,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,485 | $172,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,201 | $171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 8,486 | $171,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,584 | $170,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,227 | $170,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 4,645 | $170,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,426 | $170,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,780 | $170,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 7,910 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,508 | $169,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,392 | $169,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,384 | $169,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,535 | $169,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 4,758 | $169,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 9,987 | $169,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,789 | $168,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,652 | $168,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 2,953 | $167,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 3,721 | $167,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,067 | $166,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,602 | $166,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 14,800 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 18,716 | $166,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,733 | $166,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 7,205 | $166,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,831 | $166,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 6,403 | $166,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,390 | $165,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 3,675 | $165,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 700 | $165,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,984 | $165,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 17,005 | $165,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 6,441 | $165,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 6,015 | $165,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 5,660 | $165,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 6,366 | $165,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 9,607 | $164,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,385 | $164,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 3,654 | $164,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,068 | $164,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,271 | $164,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,762 | $164,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 32,073 | $164,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,083 | $163,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,982 | $163,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,682 | $163,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 26,899 | $163,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,325 | $163,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,419 | $162,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,560 | $162,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,246 | $161,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 4,622 | $161,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,238 | $160,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 6,047 | $160,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,288 | $160,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,591 | $160,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,366 | $159,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 6,560 | $159,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,507 | $159,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,458 | $159,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 6,017 | $159,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 9,243 | $159,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 30,990 | $158,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 5,994 | $158,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 33,007 | $158,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 6,200 | $158,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 9,570 | $157,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,558 | $157,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 3,002 | $157,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33,009 | $156,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,013 | $155,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12,609 | $155,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 8,704 | $155,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 6,504 | $155,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 157 | $154,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,094 | $154,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,012 | $154,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,360 | $153,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 17,291 | $153,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 6,812 | $153,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,509 | $153,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 7,604 | $153,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 14,220 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,060 | $152,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,967 | $152,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 16,155 | $152,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,441 | $152,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,400 | $152,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,297 | $151,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 14,423 | $151,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,995 | $151,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 9,003 | $151,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,448 | $150,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,056 | $150,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 5,652 | $150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,609 | $150,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 9,608 | $150,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 152,000 | $150,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,776 | $149,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 7,877 | $149,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 16,747 | $149,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 5,932 | $149,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 9,193 | $149,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,031 | $148,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 6,433 | $148,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,797 | $148,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,684 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,825 | $148,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,681 | $148,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,249 | $148,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 2,468 | $148,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,546 | $147,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 9,180 | $147,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,622 | $147,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 26,654 | $147,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,879 | $146,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 14,433 | $146,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,418 | $146,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,055 | $146,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,503 | $146,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 5,115 | $146,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 7,998 | $146,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 66,623 | $146,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 10,315 | $145,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $145,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 15,536 | $145,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 24,498 | $145,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,536 | $144,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 7,811 | $144,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 75,586 | $144,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 14,773 | $144,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,372 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,012 | $143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 2,945 | $143,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 5,876 | $143,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,180 | $143,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 6,000 | $143,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,500 | $142,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,570 | $142,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,720 | $141,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 6,235 | $141,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 3,489 | $141,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7,298 | $141,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 689 | $140,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,017 | $140,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,047 | $140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,420 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,383 | $140,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,832 | $140,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 14,072 | $140,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 5,763 | $140,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,815 | $139,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,581 | $139,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,607 | $139,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 2,547 | $138,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,738 | $138,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,893 | $138,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 15,205 | $138,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,846 | $138,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,535 | $138,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,808 | $138,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,950 | $138,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,213 | $137,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,681 | $137,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 30,425 | $137,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 4,000 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 5,719 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,485 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,508 | $136,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 15,904 | $136,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,242 | $135,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 4,136 | $135,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,785 | $135,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 7,823 | $135,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 9,303 | $135,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 10,661 | $135,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,476 | $135,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,303 | $134,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,901 | $134,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,743 | $134,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,318 | $134,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 6,158 | $134,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 9,342 | $134,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 3,300 | $133,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,227 | $133,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,160 | $133,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,091 | $133,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 3,833 | $133,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,238 | $132,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 10,148 | $132,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 7,073 | $132,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 26,150 | $132,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 9,450 | $132,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 24,100 | $132,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 2,433 | $131,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 5,969 | $131,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 5,618 | $131,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 6,940 | $131,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,434 | $131,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 5,709 | $131,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 5,275 | $131,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 2,710 | $131,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,687 | $130,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 4,987 | $130,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 3,763 | $130,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,987 | $130,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,107 | $130,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,001 | $130,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 5,237 | $130,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,010 | $129,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,571 | $129,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,462 | $129,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,160 | $129,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,126 | $129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 2,351 | $129,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,775 | $128,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,265 | $128,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 4,353 | $128,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,644 | $128,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,720 | $128,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 6,375 | $128,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 8,398 | $128,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,331 | $128,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,037 | $127,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 5,069 | $127,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 5,564 | $127,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 16,474 | $127,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3,043 | $126,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 3,089 | $126,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,266 | $126,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,893 | $126,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,570 | $126,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,067 | $125,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,609 | $125,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 9,906 | $125,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 5,293 | $125,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 1,918 | $125,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 18,100 | $125,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,729 | $124,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,255 | $124,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 8,392 | $124,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,559 | $124,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,000 | $124,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,289 | $123,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,518 | $123,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,171 | $123,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 12,712 | $123,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,573 | $122,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 4,161 | $122,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 6,040 | $122,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,702 | $121,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,025 | $121,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 410 | $121,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 3,384 | $121,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 7,107 | $121,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,764 | $120,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 5,453 | $120,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 1,539 | $120,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 9,164 | $120,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,914 | $120,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 70,140 | $119,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,263 | $119,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,002 | $119,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 4,121 | $119,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 6,956 | $119,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,325 | $119,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,695 | $119,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 5,693 | $119,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 5,739 | $119,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 43,057 | $119,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 27,100 | $118,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 3,863 | $118,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,092 | $118,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 120,000 | $118,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 10,253 | $117,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,000 | $117,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,137 | $116,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 2,132 | $116,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 5,104 | $116,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 4,555 | $116,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 2,826 | $115,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,735 | $115,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,367 | $115,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 6,466 | $114,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 2,227 | $114,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 7,752 | $114,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 3,340 | $114,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,311 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 3,433 | $114,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 4,775 | $114,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 33,837 | $113,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,000 | $113,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,675 | $113,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,511 | $112,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,592 | $112,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,550 | $112,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 3,371 | $112,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 4,102 | $112,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,132 | $111,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 25,764 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 3,079 | $111,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 687 | $111,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 12,142 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 4,269 | $111,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 29,515 | $111,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 5,949 | $111,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 4,278 | $111,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,578 | $111,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,117 | $110,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,246 | $110,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,443 | $110,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 686 | $109,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,883 | $109,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,234 | $109,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 5,085 | $109,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,926 | $109,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,793 | $109,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,160 | $108,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,477 | $108,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 3,857 | $108,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 7,330 | $108,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 761 | $108,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,764 | $108,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 5,225 | $108,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 63,920 | $107,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,696 | $107,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 5,819 | $107,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 4,726 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,232 | $107,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 921 | $106,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,349 | $106,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 11,017 | $106,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,574 | $106,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 2,135 | $105,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,923 | $105,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,008 | $105,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 19,053 | $105,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,295 | $104,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 5,429 | $104,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,600 | $104,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,240 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 2,368 | $104,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,135 | $104,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 1,895 | $104,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 7,759 | $103,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 9,764 | $103,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,324 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 6,097 | $103,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 29,338 | $103,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 18,954 | $103,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,437 | $102,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,830 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,201 | $102,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 959 | $102,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 37,455 | $102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 1,534 | $102,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,155 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,484 | $102,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,015 | $102,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 3,760 | $102,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 2,589 | $102,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,710 | $101,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 4,630 | $101,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,800 | $101,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 7,787 | $101,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,618 | $101,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,994 | $100,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 4,811 | $100,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 944 | $100,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,487 | $100,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 1,772 | $100,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 110,266 | $100,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 11,430 | $100,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 5,029 | $100,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,765 | $99,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,611 | $99,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,610 | $99,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 3,172 | $99,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,901 | $99,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 8,988 | $99,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 3,958 | $99,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 4,000 | $98,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,903 | $98,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 8,088 | $98,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 5,107 | $98,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,349 | $98,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,501 | $98,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 3,900 | $98,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,887 | $97,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,214 | $97,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 4,131 | $97,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,514 | $97,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,924 | $97,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 4,500 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 4,352 | $97,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,692 | $96,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,380 | $96,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,074 | $96,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 4,085 | $96,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,552 | $96,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,570 | $96,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,606 | $96,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 4,230 | $96,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 13,850 | $96,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 7,302 | $95,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,261 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,044 | $94,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,893 | $94,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,669 | $93,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,129 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,662 | $93,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 4,442 | $93,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 7,589 | $93,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 3,241 | $93,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,569 | $93,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,500 | $93,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,742 | $93,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,792 | $93,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,338 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,309 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,497 | $93,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 662 | $93,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,429 | $93,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,084 | $93,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 5,446 | $93,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,192 | $92,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 2,248 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,623 | $92,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 524 | $92,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,794 | $92,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,247 | $92,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,342 | $92,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 19,050 | $92,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,599 | $92,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,582 | $91,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 986 | $91,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 3,484 | $91,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 3,051 | $91,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,501 | $91,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 4,375 | $91,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 688 | $91,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,262 | $91,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,872 | $91,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 166,350 | $91,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 692 | $91,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,804 | $91,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 3,956 | $90,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 6,443 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,790 | $90,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,946 | $90,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,409 | $90,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,477 | $90,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,078 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 5,608 | $89,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 5,273 | $89,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 3,897 | $89,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 4,375 | $89,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,685 | $89,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,632 | $89,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 6,058 | $89,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 477 | $89,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 918 | $89,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,591 | $89,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 4,100 | $89,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 616 | $88,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,697 | $88,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,149 | $88,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,240 | $88,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 88,000 | $88,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 2,675 | $88,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 7,561 | $87,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,573 | $87,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,169 | $87,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,781 | $87,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,116 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 6,300 | $87,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 4,242 | $86,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 4,100 | $86,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,221 | $86,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 3,055 | $86,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 818 | $86,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 7,118 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 3,570 | $86,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,790 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 2,020 | $86,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 3,961 | $85,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 2,863 | $85,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,090 | $85,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 4,213 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-007440 | this filing | 2019-05-15 | acceptance time not in the bulk data set |