13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,362 holding rows worth $13,089,490,000 by the sum of the rows.
- Accession
- 0001493152-19-007440
- Filer
- CIK 1029730
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,089,490,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $11,102,101,000, 15% less than the sum of the rows, $13,089,490,000. This page uses the sum of the rows.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,000 | $8,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,809 | $8,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 675 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 450 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 200 | $8,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 268 | $8,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 300 | $8,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,032 | $8,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 268 | $8,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,000 | $8,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,250 | $7,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 399 | $7,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 530 | $7,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 80 | $7,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,400 | $7,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 622 | $7,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 484 | $7,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 241 | $7,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 713 | $7,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 586 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 348 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 340 | $7,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 93 | $7,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 399 | $7,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 175 | $7,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 99 | $7,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 63 | $7,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 490 | $7,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,021 | $7,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 300 | $7,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 230 | $7,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $7,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,370 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 110 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 139 | $7,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 620 | $7,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 642 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 400 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 511 | $7,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 800 | $7,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 3,272 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 98 | $7,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 874 | $7,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,200 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 768 | $7,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 308 | $7,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,255 | $7,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 4,000 | $7,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,208 | $7,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,000 | $7,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 82 | $7,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 318 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 101 | $7,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 800 | $7,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 430 | $7,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 300 | $7,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,350 | $7,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 407 | $7,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,600 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 680 | $7,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 620 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 465 | $7,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,000 | $7,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 350 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 134 | $7,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 100 | $6,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 754 | $6,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 337 | $6,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 258 | $6,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 342 | $6,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 435 | $6,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 294 | $6,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,518 | $6,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,072 | $6,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 175 | $6,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 279 | $6,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 341 | $6,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 244 | $6,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 150 | $6,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 241 | $6,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 207 | $6,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 221 | $6,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 477 | $6,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 111 | $6,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 80 | $6,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,600 | $6,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 102 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 360 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 188 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $6,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,878 | $6,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 268 | $6,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 141 | $6,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 337 | $6,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 4,800 | $6,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 250 | $6,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 125 | $6,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,000 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,000 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 7,000 | $6,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 6,000 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $6,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 356 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,018 | $6,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 400 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $6,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 873 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $6,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 134 | $6,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 600 | $6,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,800 | $6,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $6,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,550 | $6,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 650 | $6,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,995 | $6,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 307 | $6,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,046 | $6,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,500 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 98 | $6,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D282 | Cmn | 57 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 203 | $6,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 300 | $6,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 3,000 | $6,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 223 | $5,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 200 | $5,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 200 | $5,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 144 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 131 | $5,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 144 | $5,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,002 | $5,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 234 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 100 | $5,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 875 | $5,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 275 | $5,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 874 | $5,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 225 | $5,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 60 | $5,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 180 | $5,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 267 | $5,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 123 | $5,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 388 | $5,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 401 | $5,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 276 | $5,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 500 | $5,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 182 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 357 | $5,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 367 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 107 | $5,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 200 | $5,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 101 | $5,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 820 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,400 | $5,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 306 | $5,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 410 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 200 | $5,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 557 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 525 | $5,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 208 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 147 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 275 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 96 | $5,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 2,252 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 75 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 200 | $5,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 125 | $5,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 797 | $5,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 396 | $5,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 850 | $5,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 579 | $5,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 156 | $5,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 310 | $5,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 630 | $5,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,000 | $5,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 358 | $5,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 316 | $5,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 506 | $5,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 600 | $5,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 200 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,000 | $5,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 500 | $5,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 643 | $5,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 350 | $5,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 354 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 28 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 83 | $5,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 21,794 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 500 | $5,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 6,445 | $5,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,229 | $5,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,610 | $5,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 651 | $5,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 5,322 | $5,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 1,900 | $5,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 123 | $5,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 2,000 | $5,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 11,795 | $5,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,215 | $5,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 270 | $5,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 25,830 | $5,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 500 | $5,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 500 | $5,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 190 | $4,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 72 | $4,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 400 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,200 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 391 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 320 | $4,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 489 | $4,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 377 | $4,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 844 | $4,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,382 | $4,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 61 | $4,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 284 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 226 | $4,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 119 | $4,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 333 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 129 | $4,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 105 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,008 | $4,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 120 | $4,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,096 | $4,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 300 | $4,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 91 | $4,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 300 | $4,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 514 | $4,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 80 | $4,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 306 | $4,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 40 | $4,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 625 | $4,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 67 | $4,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 252 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 200 | $4,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 94 | $4,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 500 | $4,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 100 | $4,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 597 | $4,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 516 | $4,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 430 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 70 | $4,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 830 | $4,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 830 | $4,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 500 | $4,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 500 | $4,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 184 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 100 | $4,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 2,310 | $4,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 359 | $4,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,145 | $4,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 818 | $4,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 23 | $4,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,000 | $4,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 247 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 92 | $4,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,600 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 168 | $4,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 892 | $4,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 732 | $4,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 191 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 176 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,000 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $4,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 500 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,500 | $4,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 179 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $4,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 338 | $4,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,900 | $4,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 275 | $4,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 275 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 1,281 | $4,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 11,200 | $4,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 300 | $4,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,680 | $4,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 225 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 170 | $4,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 1,500 | $4,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 354 | $4,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $4,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 42,200 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS APTUS FORTIFIED | 26922A610 | Stock | 150 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 254 | $4,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 84 | $3,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 254 | $3,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 53 | $3,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 252 | $3,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 262 | $3,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 271 | $3,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 59 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 374 | $3,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 103 | $3,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 100 | $3,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 100 | $3,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 317 | $3,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 164 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 61 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 162 | $3,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 99 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 106 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 151 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 500 | $3,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 200 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 125 | $3,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 268 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,025 | $3,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 266 | $3,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 48 | $3,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 82 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 216 | $3,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 75 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 348 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 27 | $3,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 100 | $3,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 212 | $3,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 138 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 325 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 189 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 182 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 143 | $3,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 210 | $3,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 109 | $3,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 121 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 100 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 141 | $3,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 750 | $3,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,000 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 96 | $3,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,200 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 160 | $3,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $3,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 501 | $3,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,257 | $3,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 384 | $3,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 550 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,370 | $3,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 250 | $3,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 337 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 131 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 210 | $3,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,000 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 357 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 1,390 | $3,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 175 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 100 | $3,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,000 | $3,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 135 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 364 | $3,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 358 | $3,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 40 | $3,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 4,000 | $3,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 84 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,400 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,500 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 336 | $3,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 500 | $3,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 481 | $3,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $3,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,712 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 301 | $3,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,400 | $3,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 401 | $3,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 425 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 102 | $3,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 125 | $3,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 60 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 125 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 144 | $3,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 500 | $3,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 348 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 800 | $3,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 149 | $3,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 32 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 125 | $3,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 3,000 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 652 | $3,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 100 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A487 | LHA MKT ST TAC | 142 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X289 | JAPAN MULTIFCTOR | 102 | $3,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 300 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 128 | $3,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 9,226 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,045 | $2,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 79 | $2,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 200 | $2,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 104 | $2,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 100 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 60 | $2,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 531 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 103 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,000 | $2,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 26 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 72 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 109 | $2,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 64 | $2,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 305 | $2,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 48 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 504 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 48 | $2,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 100 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 450 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 65 | $2,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 29 | $2,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 125 | $2,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 230 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 66 | $2,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 91 | $2,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 200 | $2,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 72 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 636 | $2,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 82 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 159 | $2,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 536 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 50 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 500 | $2,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 42 | $2,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 72 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 34 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 510 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 52 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 100 | $2,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 300 | $2,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 150 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 95 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $2,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 450 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 96 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 520 | $2,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 308 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 766 | $2,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 348 | $2,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 402 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 183 | $2,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,758 | $2,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 114 | $2,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 100 | $2,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 148 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 500 | $2,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 3,500 | $2,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 114 | $2,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 83 | $2,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 70 | $2,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 500 | $2,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 664 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,320 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 85 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 270 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,000 | $2,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 560 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,850 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 90 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,060 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 669 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,050 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 52 | $2,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 9,482 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 433 | $2,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,925 | $2,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 908 | $2,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 93 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,600 | $2,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 304 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 104 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 21 | $2,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 49 | $2,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,550 | $2,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 100 | $2,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,000 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 135 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-007440 | this filing | 2019-05-15 | acceptance time not in the bulk data set |