13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,362 holding rows worth $13,089,490,000 by the sum of the rows.
- Accession
- 0001493152-19-007440
- Filer
- CIK 1029730
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 17,229 entries on the cover page, a total value of $11,102,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,089,490,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $11,102,101,000, 15% less than the sum of the rows, $13,089,490,000. This page uses the sum of the rows.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, LLC028-18179
- included managerInvestacorp Advisory Services, Inc.028-18178
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,679 | $20,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 465 | $20,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 313 | $20,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 4,100 | $20,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 1,000 | $20,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,331 | $20,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 264 | $20,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,500 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 755 | $20,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 990 | $20,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 335 | $20,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 715 | $20,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,955 | $20,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,151 | $20,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 856 | $20,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,580 | $20,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,587 | $20,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 723 | $20,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 3,010 | $20,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 8,000 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 715 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 695 | $20,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 400 | $20,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 40,000 | $20,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 286 | $19,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 7,425 | $19,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,100 | $19,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 242 | $19,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,068 | $19,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 662 | $19,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,080 | $19,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 976 | $19,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 265 | $19,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 463 | $19,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,000 | $19,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,551 | $19,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 899 | $19,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 672 | $19,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 272 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 310 | $19,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 675 | $19,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,555 | $19,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,038 | $19,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $19,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,027 | $19,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,100 | $19,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 6,260 | $19,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,000 | $19,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 850 | $19,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 822 | $18,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 619 | $18,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 2,750 | $18,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,600 | $18,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 780 | $18,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 6,866 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 697 | $18,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 963 | $18,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 923 | $18,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,000 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 480 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 818 | $18,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 380 | $18,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 476 | $18,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 584 | $18,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,976 | $18,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 767 | $18,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 215 | $18,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 769 | $18,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,008 | $18,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $18,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $18,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 918 | $18,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 635 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 655 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 681 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 626 | $18,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,650 | $18,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 820 | $18,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,918 | $18,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 955 | $18,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,349 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 468 | $18,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,200 | $18,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 527 | $18,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 242 | $18,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 760 | $18,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 950 | $18,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 700 | $18,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 173 | $17,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 481 | $17,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 435 | $17,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,061 | $17,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 515 | $17,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,296 | $17,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 432 | $17,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 185 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 216 | $17,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 797 | $17,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 374 | $17,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 225 | $17,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 261 | $17,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 207 | $17,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,111 | $17,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 295 | $17,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $17,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 705 | $17,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,327 | $17,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,807 | $17,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,449 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 350 | $17,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 350 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 560 | $17,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 753 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 340 | $17,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 300 | $17,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 603 | $17,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 300 | $17,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,777 | $17,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,185 | $17,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,102 | $17,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 19,000 | $17,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,000 | $17,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 4,000 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 845 | $17,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 3,400 | $17,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 631 | $17,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 611 | $17,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 465 | $16,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,188 | $16,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,267 | $16,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,031 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 27,000 | $16,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,494 | $16,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 726 | $16,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 990 | $16,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 588 | $16,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 582 | $16,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 721 | $16,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 935 | $16,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 600 | $16,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 704 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 654 | $16,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 168 | $16,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,095 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 633 | $16,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,328 | $16,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,265 | $16,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 679 | $16,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,329 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 450 | $16,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 477 | $16,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 6,000 | $16,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 5,948 | $16,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,830 | $16,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,602 | $16,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,469 | $16,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,320 | $16,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,653 | $16,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,000 | $16,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 11,783 | $16,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 700 | $16,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 869 | $15,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 497 | $15,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,300 | $15,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,024 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 629 | $15,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 593 | $15,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 552 | $15,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 288 | $15,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 269 | $15,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 300 | $15,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 436 | $15,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 590 | $15,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,000 | $15,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 590 | $15,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 832 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 125 | $15,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 121 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 284 | $15,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,832 | $15,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,501 | $15,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,238 | $15,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 1,300 | $15,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 450 | $15,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 8,803 | $15,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 749 | $15,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,328 | $15,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,964 | $15,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 600 | $15,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 6,650 | $15,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,229 | $15,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 1,000 | $15,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 582 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 600 | $14,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 551 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 500 | $14,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 326 | $14,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 697 | $14,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 515 | $14,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 178 | $14,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,317 | $14,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 958 | $14,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 248 | $14,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 314 | $14,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 164 | $14,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 543 | $14,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,000 | $14,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 482 | $14,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 3,000 | $14,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 464 | $14,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,458 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 490 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 289 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 676 | $14,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,857 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 312 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 384 | $14,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 382 | $14,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 16 | $14,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,015 | $14,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,251 | $14,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 805 | $14,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 1,199 | $14,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 15,000 | $14,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 901 | $14,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 761 | $14,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,267 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,137 | $14,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 425 | $14,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 4,363 | $14,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 3,386 | $14,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $14,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 8,151 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 273 | $14,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 565 | $14,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1,017 | $13,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,559 | $13,000 | thousands by filing date | |
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| ROGERS CORP COM | 775133101 | Stock | 80 | $13,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 300 | $13,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 481 | $13,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,093 | $13,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 791 | $13,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 650 | $13,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 927 | $13,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 803 | $13,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 172 | $13,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 652 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,000 | $13,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 185 | $13,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 224 | $13,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 394 | $13,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 395 | $13,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 350 | $13,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 200 | $13,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 664 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 500 | $13,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 983 | $13,000 | thousands by filing date | |
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| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 492 | $13,000 | thousands by filing date | |
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| GREENSKY INC | 39572G100 | CL A | 1,037 | $13,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 388 | $13,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 203 | $13,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $13,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 965 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
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| KADMON HLDGS INC | 48283N106 | COM | 5,000 | $13,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 3,550 | $13,000 | thousands by filing date | |
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| RADA ELECTR INDS LTD | M81863124 | CMN | 4,500 | $13,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 2,200 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 250 | $13,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 615 | $13,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 206 | $12,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 183 | $12,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 295 | $12,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,000 | $12,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 683 | $12,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 687 | $12,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 133 | $12,000 | thousands by filing date | |
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| VIRTUSA CORP | 92827P102 | COM | 226 | $12,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 452 | $12,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 303 | $12,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 8,000 | $12,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,161 | $12,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 393 | $12,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 519 | $12,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 518 | $12,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 308 | $12,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 240 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $12,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 575 | $12,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 5,896 | $12,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $12,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,395 | $12,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 906 | $12,000 | thousands by filing date | |
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| FINJAN HLDGS INC | 31788H303 | COM NEW | 3,950 | $12,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 950 | $12,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,000 | $12,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 350 | $12,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 378 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 402 | $11,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,425 | $11,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 543 | $11,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 791 | $11,000 | thousands by filing date | |
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| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 489 | $11,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 184 | $11,000 | thousands by filing date | |
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| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 499 | $11,000 | thousands by filing date | |
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| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,060 | $11,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,700 | $11,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 691 | $11,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 807 | $11,000 | thousands by filing date | |
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| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $11,000 | thousands by filing date | |
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| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 418 | $11,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 800 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 154 | $11,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,355 | $11,000 | thousands by filing date | |
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| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 419 | $11,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 924 | $11,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,045 | $11,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,798 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,800 | $11,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,568 | $11,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 4,141 | $11,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 11,000 | $11,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,505 | $11,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,623 | $11,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 18,767 | $11,000 | thousands by filing date | |
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| NEW AGE BEVERAGES CORP | 64157V108 | COM | 2,166 | $11,000 | thousands by filing date | |
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| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 9,000 | $11,000 | thousands by filing date | |
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| Vanguard Total World Bond ETF | 92206C565 | SHS | 130 | $10,000 | thousands by filing date | |
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| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,000 | $10,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $10,000 | thousands by filing date | |
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| HUDSON PAC PPTYS INC | 444097109 | COM | 273 | $10,000 | thousands by filing date | |
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| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,246 | $10,000 | thousands by filing date | |
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| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 305 | $10,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 120 | $10,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 475 | $10,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 597 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 464 | $10,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 761 | $10,000 | thousands by filing date | |
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| AEGION CORP | 00770F104 | COMMON STOCK | 550 | $10,000 | thousands by filing date | |
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| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,500 | $10,000 | thousands by filing date | |
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| PLAYAGS INC | 72814N104 | COM | 403 | $10,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,650 | $10,000 | thousands by filing date | |
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| HIGHPOINT RES CORP | 43114K108 | COM | 4,181 | $10,000 | thousands by filing date | |
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| EMCORE CORP | 290846203 | COM | 2,834 | $10,000 | thousands by filing date | |
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| VOXELJET AG | 92912L107 | ADS | 4,100 | $10,000 | thousands by filing date | |
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| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 300 | $10,000 | thousands by filing date | |
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| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 88 | $9,000 | thousands by filing date | |
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| STEELCASE INC-CLASS A | 858155203 | CL A | 592 | $9,000 | thousands by filing date | |
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| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 600 | $9,000 | thousands by filing date | |
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| IGC PHARMA INC | 45408X308 | COM NEW | 4,300 | $9,000 | thousands by filing date | |
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| VONAGE HLDGS CORP | 92886T201 | COM | 861 | $9,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,000 | $9,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 5,000 | $9,000 | thousands by filing date | |
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| Carter Bank and Trust | 146102108 | Ordinary Shares | 470 | $9,000 | thousands by filing date | |
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| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 110 | $9,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 356 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,000 | $9,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,054 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 4,171 | $9,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 360 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 3,215 | $9,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 369 | $9,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,000 | $9,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 250 | $9,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 900 | $9,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 158 | $8,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,500 | $8,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 123 | $8,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 83 | $8,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 500 | $8,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 199 | $8,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 131 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 175 | $8,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 284 | $8,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 351 | $8,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 164 | $8,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,000 | $8,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 519 | $8,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 565 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 160 | $8,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 470 | $8,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 441 | $8,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 111 | $8,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 350 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 254 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 79 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 254 | $8,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 695 | $8,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $8,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 397 | $8,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,729 | $8,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 261 | $8,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 119 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6,000 | $8,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 3,647 | $8,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,058 | $8,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 156 | $8,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 303 | $8,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 7,527 | $8,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,884 | $8,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,823 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 600 | $8,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 217 | $8,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 264 | $8,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $8,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 650 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-19-007440 | this filing | 2019-05-15 | acceptance time not in the bulk data set |