13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 5,072 holding rows worth $9,219,563,000.
- Accession
- 0001493152-17-013279
- Filer
- CIK 1029730
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 15,022 entries on the cover page, a total value of $9,219,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,219,575,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC028-17514
- included managerTriad Advisors, Inc.
- included managerInvestacorp Advisory Services, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINNACLE WEST CAP CORP | 723484101 | COM | 11,709 | $991,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 16,248 | $988,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 58,806 | $988,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 135,772 | $987,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 178,472 | $987,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 72,113 | $984,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,455 | $983,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,308 | $979,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 80,024 | $976,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 32,433 | $976,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 23,393 | $973,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 41,624 | $972,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 32,630 | $969,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 110,066 | $969,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 106,587 | $966,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 40,862 | $966,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 38,209 | $962,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 16,084 | $961,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 245,986 | $960,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 27,549 | $955,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 15,034 | $953,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 21,474 | $952,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 34,159 | $952,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 7,411 | $950,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 44,611 | $950,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8,037 | $947,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 22,869 | $946,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 66,373 | $945,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 28,457 | $944,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,339 | $943,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 9,031 | $943,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 69,277 | $940,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 73,075 | $940,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 64,577 | $939,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 45,403 | $936,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 13,894 | $935,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 23,354 | $935,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 72,765 | $931,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 34,490 | $931,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 20,573 | $930,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 9,488 | $929,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 51,639 | $929,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 73,816 | $927,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 36,615 | $924,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 36,393 | $921,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 41,132 | $921,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 35,420 | $920,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 38,962 | $919,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 147,408 | $919,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,279 | $918,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 62,415 | $917,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 35,838 | $914,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 13,319 | $912,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 55,511 | $911,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 76,956 | $910,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 79,022 | $909,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 11,518 | $908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 18,501 | $907,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 76,209 | $903,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 20,818 | $901,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 34,769 | $898,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11,619 | $895,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 35,946 | $895,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 102,186 | $894,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 7,329 | $891,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 25,800 | $890,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 17,308 | $888,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 32,893 | $885,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 32,543 | $883,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 21,740 | $883,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,387 | $882,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 18,584 | $881,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 61,761 | $881,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 15,101 | $878,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 26,040 | $876,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 50,673 | $874,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 13,360 | $874,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 73,623 | $873,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 85,476 | $870,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 51,571 | $869,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 24,678 | $869,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 16,795 | $869,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,006 | $868,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 11,436 | $867,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 62,041 | $866,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 35,169 | $866,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 13,128 | $865,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 7,886 | $865,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 36,920 | $864,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 17,018 | $863,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 28,870 | $863,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 806 | $861,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 14,888 | $861,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 31,598 | $857,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 74,419 | $856,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 27,897 | $854,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 30,180 | $852,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5,447 | $851,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 15,570 | $851,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 26,407 | $850,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,427 | $847,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 18,979 | $843,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 12,454 | $843,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 13,319 | $842,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 12,852 | $842,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 20,872 | $842,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 54,044 | $841,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 6,770 | $840,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 21,956 | $839,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 9,650 | $835,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 16,207 | $830,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 26,453 | $828,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,312 | $825,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 23,878 | $825,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 41,392 | $824,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 8,780 | $823,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 79,972 | $823,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 182,461 | $818,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 8,110 | $814,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 132,977 | $813,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 32,383 | $812,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 32,851 | $812,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 14,080 | $812,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 23,303 | $811,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 23,082 | $810,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 83,142 | $809,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 60,234 | $807,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 30,767 | $807,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 33,000 | $807,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 43,391 | $802,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,497 | $798,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 42,269 | $798,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 49,131 | $797,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 42,242 | $795,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 36,090 | $795,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 153,483 | $794,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13,212 | $793,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 27,464 | $791,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,492 | $790,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 28,386 | $790,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 78,792 | $789,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 99,970 | $789,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 41,021 | $789,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 117,132 | $789,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 17,677 | $787,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 61,588 | $784,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 123,695 | $784,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 29,447 | $781,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,411 | $779,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 149,009 | $779,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 11,202 | $777,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 69,800 | $777,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 15,185 | $776,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 41,043 | $776,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 90,249 | $773,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 138,281 | $773,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 20,593 | $772,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 40,392 | $771,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,778 | $770,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 25,127 | $769,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 13,050 | $766,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 56,296 | $766,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 45,622 | $766,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 22,411 | $765,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 10,923 | $761,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,032 | $761,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 19,344 | $760,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 47,110 | $760,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 18,119 | $759,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 9,502 | $756,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 13,031 | $756,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 49,513 | $755,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,070 | $754,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 12,247 | $753,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 6,447 | $753,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,993 | $751,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 44,262 | $750,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 8,185 | $748,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,969 | $747,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 28,832 | $747,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 37,224 | $746,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 53,255 | $746,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 12,657 | $746,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 27,191 | $746,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,281 | $746,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 111,507 | $744,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 19,701 | $742,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 12,942 | $737,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 7,239 | $737,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 23,717 | $735,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 25,634 | $735,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,103 | $734,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 20,155 | $734,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 7,720 | $734,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 16,386 | $732,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 16,282 | $732,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 28,501 | $732,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 14,623 | $731,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 19,406 | $730,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,952 | $728,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 14,807 | $728,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 13,454 | $726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 14,654 | $726,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 15,254 | $724,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 84,243 | $724,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11,350 | $723,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,057 | $723,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 82,680 | $722,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 63,296 | $722,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 28,562 | $722,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 14,040 | $718,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 12,722 | $717,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 19,737 | $717,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 17,572 | $715,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 18,733 | $715,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 55,730 | $713,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,055 | $711,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,951 | $710,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 7,041 | $710,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 51,425 | $709,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 22,829 | $709,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 37,290 | $708,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 27,521 | $707,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 53,123 | $707,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 15,389 | $706,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 13,898 | $705,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 12,769 | $705,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 42,761 | $705,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 27,042 | $704,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 12,398 | $703,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 14,853 | $703,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 13,210 | $703,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 49,091 | $703,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 8,793 | $702,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,980 | $701,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 60,748 | $699,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,665 | $697,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 47,290 | $695,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,565 | $694,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 57,821 | $694,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 26,560 | $693,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 14,482 | $691,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 15,602 | $691,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 23,943 | $688,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 22,892 | $685,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,899 | $681,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 10,021 | $680,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4,635 | $678,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,220 | $678,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,404 | $678,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,284 | $677,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,437 | $673,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 46,222 | $672,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 18,879 | $672,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 56,389 | $670,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 31,146 | $670,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 25,409 | $670,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 65,335 | $669,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 3,301 | $669,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,834 | $667,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 12,053 | $667,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,352 | $664,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 25,907 | $662,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 23,319 | $659,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 7,659 | $657,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 35,826 | $657,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 24,514 | $656,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 15,825 | $655,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 8,580 | $654,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 13,945 | $653,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 46,263 | $653,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 13,427 | $652,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 67,393 | $651,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 17,156 | $651,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 27,087 | $651,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 22,571 | $650,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 25,440 | $650,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 17,658 | $648,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,031 | $648,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 26,607 | $645,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 4,817 | $645,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 15,832 | $645,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,339 | $644,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,120 | $644,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 10,067 | $643,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 19,857 | $641,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 84,761 | $640,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 24,820 | $640,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,575 | $639,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 8,262 | $639,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 52,178 | $633,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 28,421 | $633,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 10,304 | $632,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 13,224 | $632,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,424 | $630,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 37,286 | $629,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 8,208 | $626,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 70,411 | $625,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 17,830 | $624,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 14,834 | $624,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 36,255 | $622,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 139,365 | $622,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 29,473 | $622,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 16,291 | $621,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,546 | $620,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,235 | $620,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 34,161 | $619,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 11,389 | $618,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 18,315 | $615,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 12,548 | $615,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 13,046 | $613,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 11,331 | $612,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 39,363 | $612,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 27,560 | $612,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 69,510 | $611,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 85,153 | $610,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,127 | $609,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 44,446 | $609,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 8,088 | $607,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 25,437 | $607,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 23,786 | $607,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 20,919 | $605,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 59,305 | $605,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 17,337 | $604,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 91,241 | $604,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,333 | $603,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 17,572 | $603,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 50,829 | $603,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 28,229 | $602,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 24,009 | $602,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 84,666 | $601,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 10,745 | $600,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,345 | $599,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,839 | $599,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,332 | $598,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 25,708 | $598,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,387 | $597,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 163,200 | $596,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 23,799 | $596,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 12,652 | $594,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 49,760 | $594,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,119 | $593,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,511 | $593,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 37,627 | $592,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 11,826 | $592,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,575 | $589,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 26,799 | $589,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 37,629 | $588,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,381 | $588,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 28,925 | $587,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,172 | $586,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 4,404 | $586,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 63,710 | $585,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,490 | $583,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 45,555 | $583,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,467 | $583,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 21,490 | $581,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,323 | $580,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,452 | $580,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 32,878 | $578,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 38,400 | $578,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 15,505 | $577,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 8,679 | $577,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 17,816 | $576,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,849 | $576,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 19,431 | $576,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 12,734 | $575,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 15,883 | $573,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 102,077 | $573,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 20,236 | $572,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 53,814 | $571,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,485 | $571,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,961 | $571,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,175 | $570,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 22,740 | $570,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 39,564 | $567,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 81,515 | $567,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,685 | $567,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,757 | $566,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 430 | $566,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,729 | $564,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 14,940 | $564,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 41,275 | $564,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 35,724 | $564,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 13,578 | $563,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 25,707 | $562,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 64,210 | $562,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 14,345 | $562,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 47,442 | $559,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 43,657 | $559,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 49,384 | $557,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 60,746 | $556,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 11,004 | $554,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 41,227 | $553,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 9,307 | $552,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,930 | $552,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 17,597 | $552,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 87,727 | $551,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,878 | $551,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 13,443 | $550,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 30,742 | $550,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 43,093 | $550,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 13,027 | $549,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 8,488 | $548,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,153 | $547,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 38,299 | $547,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 20,615 | $546,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 86,713 | $545,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 24,890 | $545,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,559 | $544,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 35,710 | $543,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,689 | $541,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,191 | $541,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,878 | $540,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 10,139 | $540,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 7,543 | $540,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,547 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 40,806 | $537,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 625 | $535,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 20,506 | $535,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 41,817 | $533,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 17,272 | $533,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 52,997 | $533,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 20,858 | $532,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 15,003 | $532,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,010 | $532,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 18,436 | $530,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 40,272 | $529,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,265 | $529,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,027 | $527,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 14,044 | $527,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 38,700 | $527,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,938 | $525,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 51,950 | $525,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 21,388 | $523,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 55,836 | $523,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,558 | $522,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,138 | $520,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 9,072 | $520,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,597 | $520,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 11,909 | $518,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10,203 | $518,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,821 | $517,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 26,945 | $517,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 11,357 | $516,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 32,318 | $516,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 7,500 | $515,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 95,039 | $514,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 19,949 | $513,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 20,352 | $513,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 52,820 | $512,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 7,890 | $512,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 26,196 | $512,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 20,659 | $510,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 16,153 | $510,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 12,574 | $509,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 17,957 | $509,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 25,833 | $508,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,855 | $507,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 22,527 | $505,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 5,142 | $505,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 7,629 | $505,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 23,927 | $504,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,205 | $503,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 26,910 | $503,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 53,400 | $502,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 38,080 | $501,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,993 | $500,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 11,900 | $500,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 7,467 | $499,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 9,087 | $499,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,325 | $498,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 14,547 | $498,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 36,446 | $497,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7,149 | $496,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 6,560 | $496,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 16,430 | $495,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 32,916 | $495,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 11,221 | $495,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,086 | $493,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 15,420 | $492,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 11,675 | $492,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 19,735 | $492,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,641 | $491,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 26,264 | $491,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 17,221 | $490,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 30,404 | $489,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 19,850 | $488,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 13,798 | $486,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 32,337 | $484,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,767 | $484,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 29,290 | $484,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7,940 | $483,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,455 | $483,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 31,700 | $482,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 34,206 | $482,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 12,389 | $482,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 20,503 | $481,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 17,108 | $480,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 18,006 | $480,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-17-013279 | this filing | 2017-11-15 | acceptance time not in the bulk data set |